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Rickel John C

Disclosed activity across 3 companies

Tapewire entity
40408
SEC CIK
0001347385

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GROUP 1 AUTOMOTIVE INCGPI · Entity 1789SVP & CFOFebruary 28, 2020March 02, 2020
RideNow Group, Inc.RDNW · Entity 6256DirectorJune 04, 2026June 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GROUP 1 AUTOMOTIVE INC

Report date February 28, 2020 · Filed March 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect93,594.0624 Reported balance After 2020-02-28 transaction · row 1
1 source row

Row 1 · 2020-02-28 · Tax withholding · Disposed 849 · Balance 93,594.0624

RideNow Group, Inc.

Report date June 04, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect74,631 Reported balance After 2026-06-04 transaction · row 1
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 12,903 · Balance 74,631

F1: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

US XPRESS ENTERPRISES INC

Report date June 15, 2023 · Filed July 05, 2023

Section 16 reporting ended · disclosed 2023-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-07-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-06-15 · Exercise / conversion · Acquired 16,667 · Balance 132,634

F1: Each restricted stock unit ("RSU") represented a right to receive Class A common stock on a one-for-one basis.

Row 2 · 2023-07-01 · Disposition to issuer · Disposed 132,634 · Balance 0

F2: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc.("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-06-15 · Exercise / conversion · Disposed 16,667 · Balance 0

F1: Each restricted stock unit ("RSU") represented a right to receive Class A common stock on a one-for-one basis.

F3: The RSUs were granted on May 25, 2022 and vested June 15, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-07-01 · Disposition to issuer · Disposed 5,263 · Balance 0

F1: Each restricted stock unit ("RSU") represented a right to receive Class A common stock on a one-for-one basis.

F4: The RSUs were granted on December 15, 2022 and scheduled to vest December 15, 2023, subject to certain vesting and forfeiture provisions. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSUs were cancelled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represented a right to receive Class A common stock on a one-for-one basis.

F2: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc.("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration").

F3: The RSUs were granted on May 25, 2022 and vested June 15, 2023.

F4: The RSUs were granted on December 15, 2022 and scheduled to vest December 15, 2023, subject to certain vesting and forfeiture provisions. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSUs were cancelled and converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2026 Filed Jun 8, 2026 20:12 UTC RideNow Group, Inc. RDNW · Entity 6256 GrantClass B Common Stock 12,903 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-041551 · wk-form4_1780949534.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,631

F1 · shares: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:53 UTC RideNow Group, Inc. RMBL · Entity 6256 GrantClass B Common Stock 61,728 $0.00 $0.00
Disclosure

SEC source: 0001596961-25-000049 · wk-form4_1749246824.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,728

F1 · shares: Annual director equity grant, based on the grant date closing price. The restricted stock units ("RSUs") will vest on June 4, 2026, subject to pro rata vesting if the reporting person leaves the board of directors before such date. Each RSU converts into a share of Class B common stock on a one-for-one basis.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 18:49 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Disposition to issuerRestricted Stock Units · Derivative 5,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001008886-23-000181 · form4.xml · derivative · entry 4

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented a right to receive Class A common stock on a one-for-one basis.

F4 · kind: The RSUs were granted on December 15, 2022 and scheduled to vest December 15, 2023, subject to certain vesting and forfeiture provisions. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSUs were cancelled and converted into the right to receive the Merger Consideration.

F4 · price: The RSUs were granted on December 15, 2022 and scheduled to vest December 15, 2023, subject to certain vesting and forfeiture provisions. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSUs were cancelled and converted into the right to receive the Merger Consideration.

F4 · derivative.exercise_date: The RSUs were granted on December 15, 2022 and scheduled to vest December 15, 2023, subject to certain vesting and forfeiture provisions. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSUs were cancelled and converted into the right to receive the Merger Consideration.

F4 · derivative.expiration_date: The RSUs were granted on December 15, 2022 and scheduled to vest December 15, 2023, subject to certain vesting and forfeiture provisions. Pursuant to the Merger Agreement, at the effective time of the Merger, the RSUs were cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 18:49 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Disposition to issuerClass A Common Stock 132,634 $6.15 $815,699.10
Disclosure

SEC source: 0001008886-23-000181 · form4.xml · nonDerivative · entry 2

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc.("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration").

F2 · price: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc.("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration").

Read SEC document
June 15, 2023 Filed Jul 5, 2023 18:49 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001008886-23-000181 · form4.xml · derivative · entry 3

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented a right to receive Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on May 25, 2022 and vested June 15, 2023.

F3 · derivative.expiration_date: The RSUs were granted on May 25, 2022 and vested June 15, 2023.

Read SEC document
June 15, 2023 Filed Jul 5, 2023 18:49 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionClass A Common Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001008886-23-000181 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented a right to receive Class A common stock on a one-for-one basis.

Read SEC document
May 10, 2023 Filed May 17, 2023 16:31 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001008886-23-000071 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,967

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:15 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 5,263 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021790 · doc1.xml · derivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,263

Underlying: Class A Common Stock · 5,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs will vest on December 15, 2023, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs will vest on December 15, 2023, subject to certain vesting and forfeiture provisions.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:41 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionRestricted Stock Units · Derivative 6,843 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013092 · doc1.xml · derivative · entry 2

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 26, 2021 and scheduled to vest June 15, 2022, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs were granted on May 26, 2021 and scheduled to vest June 15, 2022, subject to certain vesting and forfeiture provisions.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:41 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionClass A Common Stock 6,843 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013092 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 26, 2022 17:32 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011771 · doc1.xml · derivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Class A Common Stock · 16,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs will vest on June 15, 2023, subject to certain vesting and forfeiture provisions. The number of RSUs granted to the reporting person was determined by dividing the annual equity retainer amount of $75,000 by a floor price of $4.50 per share.

F2 · derivative.expiration_date: The RSUs will vest on June 15, 2023, subject to certain vesting and forfeiture provisions. The number of RSUs granted to the reporting person was determined by dividing the annual equity retainer amount of $75,000 by a floor price of $4.50 per share.

Read SEC document
May 09, 2022 Filed May 11, 2022 16:04 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 15,000 $2.75 $41,250.00
Disclosure

SEC source: 0001567619-22-010056 · doc1.xml · nonDerivative · entry 2

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,124

Read SEC document
May 09, 2022 Filed May 11, 2022 16:04 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 10,000 $2.80 $28,000.00
Disclosure

SEC source: 0001567619-22-010056 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,124

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:35 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 30,000 $3.68 $110,472.00
Disclosure

SEC source: 0001567619-22-004708 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,124

F1 · price: Price of $3.6824 is a weighted average purchase price for multiple transactions ranging from $3.65 to $3.69, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 16:00 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 5,000 $8.25 $41,250.00
Disclosure

SEC source: 0001567619-21-020002 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,124

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:28 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionRestricted Stock Units · Derivative 12,270 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012354 · doc1.xml · derivative · entry 2

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 27, 2020 and scheduled to vest June 15, 2021, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs were granted on May 27, 2020 and scheduled to vest June 15, 2021, subject to certain vesting and forfeiture provisions.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:28 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionClass A Common Stock 12,270 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012354 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

Read SEC document
May 26, 2021 Filed May 28, 2021 16:10 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 6,843 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011357 · doc1.xml · derivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,843

Underlying: Class A Common Stock · 6,843 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs will vest on June 15, 2022, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs will vest on June 15, 2022, subject to certain vesting and forfeiture provisions.

Read SEC document
October 27, 2020 Filed Oct 29, 2020 17:07 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 10,000 $6.50 $65,000.00
Disclosure

SEC source: 0001567619-20-018339 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,854

Read SEC document
May 27, 2020 Filed May 29, 2020 18:19 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 12,270 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011368 · doc1.xml · derivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,270

Underlying: Class A Common Stock · 12,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs will vest on June 15, 2021, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs will vest on June 15, 2021, subject to certain vesting and forfeiture provisions.

Read SEC document
May 09, 2020 Filed May 12, 2020 17:13 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionRestricted Stock Units · Derivative 10,152 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009601 · doc1.xml · derivative · entry 2

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 9, 2019 and scheduled to vest upon the earlier of one year from the grant date and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs were granted on May 9, 2019 and scheduled to vest upon the earlier of one year from the grant date and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

Read SEC document
May 09, 2020 Filed May 12, 2020 17:13 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionClass A Common Stock 10,152 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009601 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 20:17 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 849 $83.69 $71,052.81
Disclosure

SEC source: 0001127602-20-008529 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,594.0624

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:43 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 1,136 $102.23 $116,133.28
Disclosure

SEC source: 0001127602-20-007966 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,443.0624

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:15 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 1,811 $106.77 $193,360.47
Disclosure

SEC source: 0001127602-20-006962 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,579.0624

Read SEC document
February 17, 2020 Filed Feb 18, 2020 20:14 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 GrantCommon Stock 7,633 $98.26 $749,980.42
Disclosure

SEC source: 0001127602-20-005976 · form4.xml · nonDerivative · entry 2

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,390.0624

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:14 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 715 $98.26 $70,255.90
Disclosure

SEC source: 0001127602-20-005976 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,757.0624

Read SEC document
December 05, 2019 Filed Dec 9, 2019 15:53 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 SaleCommon Stock 15,000 $100.96 $1,514,400.00
Disclosure

SEC source: 0001127602-19-034504 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,472.0624

F1 · kind: The reporting person contributed Group 1 Automotive, Inc. common stock to an exchange fund for shares of the exchange fund. The Group 1 Automotive, Inc. common stock was valued at $100.96 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 21:11 UTC Amendment GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 SaleCommon Stock 10,000 $104.00 $1,040,000.00
Disclosure

SEC source: 0001127602-19-031279 · form4a.xml · nonDerivative · entry 2

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,472.0624

Read SEC document
October 28, 2019 Filed Oct 30, 2019 21:11 UTC Amendment GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 SaleCommon Stock 12,740 $104.29 $1,328,654.60
Disclosure

SEC source: 0001127602-19-031279 · form4a.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,472.0624

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.04 to $104.83, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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October 28, 2019 Filed Oct 30, 2019 19:01 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 SaleCommon Stock 12,740 $104.29 $1,328,654.60
Disclosure

SEC source: 0001127602-19-031252 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,472.0624

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.04 to $104.83, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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September 24, 2019 Filed Sep 24, 2019 20:48 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 SaleCommon Stock 10,000 $88.22 $882,220.00
Disclosure

SEC source: 0001127602-19-029027 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,212.0624

F1 · balance_after: Includes shares purchased in the Group 1 Automotive, Inc. Employee Stock Purchase Plan. The plan provides for a stock purchase discount of 15%, and is calculated using the stock closing price of the first or last day of the quarter, whichever is lower.

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August 23, 2019 Filed Aug 27, 2019 14:22 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 10,000 $3.42 $34,167.00
Disclosure

SEC source: 0001567619-19-017589 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,702

F1 · price: Price of $3.4167 is a weighted average purchase price for multiple transactions ranging from $3.38 to $3.42, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

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August 20, 2019 Filed Aug 22, 2019 17:19 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 10,000 $3.83 $38,287.00
Disclosure

SEC source: 0001567619-19-017489 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,702

F1 · price: Price of $3.8287 is a weighted average purchase price for multiple transactions ranging from $3.82 to $3.90, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

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May 13, 2019 Filed May 15, 2019 17:06 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 2,500 $5.75 $14,375.00
Disclosure

SEC source: 0001567619-19-011293 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,702

Read SEC document
May 09, 2019 Filed May 13, 2019 18:12 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 10,152 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010644 · doc1.xml · derivative · entry 3

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,152

Underlying: Class A Common Stock · 10,152 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of one year from the grant date and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of one year from the grant date and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

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May 09, 2019 Filed May 13, 2019 18:12 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionRestricted Stock Units · Derivative 4,202 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010644 · doc1.xml · derivative · entry 2

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted on August 21, 2018 and vested upon the occurrence of the annual meeting of stockholders on May 9, 2019.

F2 · derivative.expiration_date: The RSUs were granted on August 21, 2018 and vested upon the occurrence of the annual meeting of stockholders on May 9, 2019.

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May 09, 2019 Filed May 13, 2019 18:12 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 Exercise / conversionClass A Common Stock 4,202 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010644 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:41 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 5,000 $5.98 $29,917.50
Disclosure

SEC source: 0001567619-19-010307 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reflects a weighted average purchase price for multiple transactions ranging from $5.95 to $5.99, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

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February 28, 2019 Filed Mar 1, 2019 18:24 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 1,697 $62.20 $105,553.40
Disclosure

SEC source: 0001127602-19-009145 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,751.3178

Read SEC document
February 25, 2019 Filed Feb 27, 2019 18:28 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 1,220 $63.52 $77,494.40
Disclosure

SEC source: 0001127602-19-008642 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,448.3178

Read SEC document
February 22, 2019 Filed Feb 25, 2019 15:37 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 1,003 $62.72 $62,908.16
Disclosure

SEC source: 0001127602-19-007905 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,668.3178

Read SEC document
February 21, 2019 Filed Feb 25, 2019 20:19 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 6,383 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005383 · doc1.xml · derivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

Underlying: Class A Common Stock · 6,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of one year from the grant date and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of one year from the grant date and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

Read SEC document
February 21, 2019 Filed Mar 7, 2019 17:27 UTC Amendment US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006417 · doc1.xml · derivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 25, 2019, the issuer mistakenly filed on behalf of the reporting person a Form 4 reporting the award of 6,383 restricted stock units that did not in fact occur. The reporting person's Section 16 filings prior to such Form 4 remain accurate.

F1 · date: On February 25, 2019, the issuer mistakenly filed on behalf of the reporting person a Form 4 reporting the award of 6,383 restricted stock units that did not in fact occur. The reporting person's Section 16 filings prior to such Form 4 remain accurate.

F1 · derivative.exercise_date: On February 25, 2019, the issuer mistakenly filed on behalf of the reporting person a Form 4 reporting the award of 6,383 restricted stock units that did not in fact occur. The reporting person's Section 16 filings prior to such Form 4 remain accurate.

F1 · derivative.expiration_date: On February 25, 2019, the issuer mistakenly filed on behalf of the reporting person a Form 4 reporting the award of 6,383 restricted stock units that did not in fact occur. The reporting person's Section 16 filings prior to such Form 4 remain accurate.

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February 19, 2019 Filed Feb 21, 2019 20:45 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 GrantCommon Stock 11,696 $61.56 $720,005.76
Disclosure

SEC source: 0001127602-19-007499 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,671.3178

Read SEC document
February 15, 2019 Filed Feb 19, 2019 16:29 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 703 $60.71 $42,679.13
Disclosure

SEC source: 0001127602-19-006532 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,975.3178

F1 · balance_after: Includes shares purchased in the Group 1 Automotive, Inc. Employee Stock Purchase Plan. The plan provides for a stock purchase discount of 15%, and is calculated using the stock closing price of the first or last day of the quarter, whichever is lower.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 18:06 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 5,000 $7.50 $37,500.00
Disclosure

SEC source: 0001567619-18-006393 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
November 06, 2018 Filed Nov 8, 2018 18:15 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 PurchaseClass A Common Stock 5,000 $7.49 $37,433.50
Disclosure

SEC source: 0001567619-18-005454 · doc1.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reflects a weighted average purchase price for multiple transactions ranging from $7.465 to $7.49, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:02 UTC US XPRESS ENTERPRISES INC USX · Entity 111649 GrantRestricted Stock Units · Derivative 4,202 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001738 · doc1.xml · derivative · entry 1

Rickel John C · CIK 0001347385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,202

Underlying: Class A Common Stock · 4,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of one year from the grant date and the issuer's next annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of one year from the grant date and the issuer's next annual meeting of stockholders, subject to certain vesting and forfeiture provisions.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:26 UTC GROUP 1 AUTOMOTIVE INC GPI · Entity 1789 Tax withholdingCommon Stock 1,181 $74.33 $87,783.73
Disclosure

SEC source: 0001127602-18-009187 · form4.xml · nonDerivative · entry 1

Rickel John C · CIK 0001347385 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,333.5378

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.