Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Climb Global Solutions, Inc.CLMB · Entity 5428 | Director | June 02, 2026 | June 09, 2026 |
| TPI COMPOSITES, INCTPIC · Entity 12367 | Director | May 22, 2025 | May 27, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Climb Global Solutions, Inc.
Report date June 02, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,657 |
Reported balance
After 2026-06-02 transaction · row 1
1 source rowRow 1 · 2026-06-02 · Grant · Acquired 7,665 · Balance 22,657 |
TPI COMPOSITES, INC
Report date May 22, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,934 |
Reported balance
After 2025-05-22 transaction · row 1
1 source rowRow 1 · 2025-05-22 · Exercise / conversion · Acquired 15,067 · Balance 97,934 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,067 |
Reported balance
After 2025-05-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-22 · Exercise / conversion · Disposed 15,067 · Balance 15,067 F1: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer 50% of the vesting of the restricted stock units (RSUs) until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer 50% of the vesting of the restricted stock units (RSUs) until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy.
F2: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 9, 2026 20:42 UTC | Climb Global Solutions, Inc. CLMB · Entity 5428 | GrantCommon Stock | 7,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-020011 · rdgdoc.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,657 Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 18:31 UTC | Climb Global Solutions, Inc. CLMB · Entity 5428 | GrantCommon Stock | 942 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-020424 · rdgdoc.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,747.951 Read SEC document |
| May 22, 2025 Filed May 27, 2025 16:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 15,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015646 · form4.xml · derivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,067 Underlying: Common Stock · 15,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer 50% of the vesting of the restricted stock units (RSUs) until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer 50% of the vesting of the restricted stock units (RSUs) until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F1 · derivative.expiration_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer 50% of the vesting of the restricted stock units (RSUs) until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. Read SEC document |
| May 22, 2025 Filed May 27, 2025 16:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 15,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015646 · form4.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2024 Filed May 24, 2024 16:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 10,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004366 · primarydocument.xml · derivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F1 · derivative.expiration_date: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. Read SEC document |
| May 24, 2024 Filed May 24, 2024 16:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 10,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004366 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2024 Filed May 24, 2024 16:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 30,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004366 · primarydocument.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,134 Underlying: Common Stock · 30,134 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of 50% of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.exercise_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of 50% of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.expiration_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of 50% of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. 50% of the RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| May 24, 2023 Filed May 26, 2023 17:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 10,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004531 · primarydocument.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,044 Underlying: Common Stock · 10,044 shares Expires not disclosed F3 · derivative.exercise_price: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.exercise_date: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.expiration_date: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| May 24, 2023 Filed May 26, 2023 17:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 9,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004531 · primarydocument.xml · derivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. Read SEC document |
| May 24, 2023 Filed May 26, 2023 17:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 9,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004531 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2022 Filed May 27, 2022 16:04 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 9,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004537 · primarydocument.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,513 Underlying: Common Stock · 9,513 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 25, 2022 Filed May 27, 2022 16:04 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 2,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004537 · primarydocument.xml · derivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 25, 2022 Filed May 27, 2022 16:04 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 2,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004537 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 20, 2021 16:14 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 2,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003657 · primarydocument.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335 Underlying: Common Stock · 2,335 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 18, 2021 Filed May 20, 2021 16:14 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 4,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003657 · primarydocument.xml · derivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 18, 2021 Filed May 20, 2021 16:14 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 4,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003657 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2021 Filed May 14, 2021 17:55 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | OtherCommon Stock | 37,506 | $44.93 | $1,685,144.58 |
DisclosureSEC source: 0001562180-21-003486 · primarydocument.xml · nonDerivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,612 F1 · kind: The securities were held of record by Landmark Growth Capital Partners, LLC ("LGCP LLC"). LGCP LLC is the general partner of both Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. F3 · balance_after: Includes 10,017 shares held of record by the Reporting Person that the Reporting Person had previously assigned the economic rights to such shares to LGCP LLC. In connection with the foregoing distribution, LGCP LLC assigned the economics rights of the 10,107 shares back to the Reporting Person. Read SEC document |
| May 12, 2021 Filed May 14, 2021 17:55 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | OtherCommon Stock | 588,015 | $44.93 | $26,419,513.95 |
DisclosureSEC source: 0001562180-21-003486 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: The securities were held of record by Landmark Growth Capital Partners, LLC ("LGCP LLC"). LGCP LLC is the general partner of both Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. F2 · ownership.nature: Represents a pro rata distribution from LGCP LLC to its members, of which the reporting person is a an advisor to LEA LLC. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 16:51 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 63,227 | $40.68 | $2,572,118.62 |
DisclosureSEC source: 0001562180-20-007263 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 588,015 F1 · ownership.nature: The securities sold in this reported transaction were held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Following this reported transaction, the remaining securities are held by Landmark Growth Capital Partners, LLC ("LGCP LLC"). LGCP LLC is the general partner of both LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP and Landmark IAM. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 16:22 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 2,575,000 | $37.59 | $96,794,250.00 |
DisclosureSEC source: 0001562180-20-006907 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 651,242 F1 · ownership.nature: These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP and Landmark IAM. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 20, 2020 Filed May 22, 2020 17:47 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003882 · primarydocument.xml · derivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,574 Underlying: Common Stock · 5,574 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer F2 · derivative.exercise_date: All restricted stock units vest on the earlier of (i) the-one year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer F2 · derivative.expiration_date: All restricted stock units vest on the earlier of (i) the-one year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person continued service as a director of the Board with the Company through such date. Read SEC document |
| May 20, 2020 Filed May 26, 2020 17:48 UTC Amendment | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 4,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003922 · primarydocument.xml · derivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,363 Underlying: Common Stock · 4,363 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer F2 · shares: Original Form 4 inadvertently overstated the number of RSUs by 1,211 shares, and the amendment is being filed to correct the error and reflect the total number of RSUs underlying the award. F3 · derivative.exercise_date: All restricted stock units vest on the earlier of (i) the-one year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer F3 · derivative.expiration_date: All restricted stock units vest on the earlier of (i) the-one year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2020 Filed May 15, 2020 16:05 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003666 · primarydocument.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2020 Filed May 15, 2020 16:05 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003666 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person is contractually obligated to turn over any proceeds from the sale of these shares to Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital L.P. ("Landmark IAM"). The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 14, 2020 Filed May 20, 2020 18:19 UTC Amendment | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003803 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The original Form 4, filed on May 15, 2020 (the "Original Form 4"), is being amended to clarify in Footnote 1 that the Reporting Person is contractually obligated to turn over the proceeds from the sale of 10,017 of these shares to Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital L.P. ("Landmark IAM"). Footnote 1 is restated as follows: "The Reporting Person is contractually obligated to turn over the proceeds from the sale of 10,017 of these shares to LGCP and Landmark IAM (the "Assigned Shares"). The Reporting Person disclaims beneficial ownership of the Assigned Shares for purposes of Rule 16(a)-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any." Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 20:11 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | PurchaseCommon Stock | 5,000 | $22.55 | $112,750.00 |
DisclosureSEC source: 0001562180-19-003480 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,017 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.525 to $22.55. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002910 · primarydocument.xml · derivative · entry 4 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,089 Underlying: Common Stock · 4,089 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002910 · primarydocument.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002910 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person is contractually obligated to turn over any proceeds from the sale of these shares to Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital L.P. ("Landmark IAM"). The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 16:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 600,000 | $25.90 | $15,540,000.00 |
DisclosureSEC source: 0001562180-18-003040 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,226,242 F1 · ownership.nature: These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP and Landmark IAM. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 18, 2018 Filed May 22, 2018 16:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 1,000,000 | $26.10 | $26,100,000.00 |
DisclosureSEC source: 0001562180-18-002610 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,826,242 F1 · ownership.nature: These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP and Landmark IAM. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:57 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002548 · primarydocument.xml · derivative · entry 4 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,397 Underlying: Common Stock · 3,397 shares Expires not disclosed F4 · derivative.exercise_price: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. F4 · derivative.exercise_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.expiration_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:57 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002548 · primarydocument.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.exercise_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F4 · derivative.expiration_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:57 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002548 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person is contractually obligated to turn over any proceeds from the sale of these shares to Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital L.P. ("Landmark IAM"). The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 11, 2018 Filed May 15, 2018 18:55 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | OtherCommon Warrants · Derivative | 72,191 | $0.00 Strike: $9.35 | $0.00 |
DisclosureSEC source: 0001562180-18-002497 · primarydocument.xml · derivative · entry 4 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 72,191 shares Expires not disclosed F4 · derivative.exercise_date: These securities are exercisable for Common Stock and are exercisable at any time until the earlier of (i) December 24, 2022, (ii) two (2) years following the effective date of the issuer's initial public offering or (iii) the date of a merger event, as defined in the warrant. F4 · derivative.expiration_date: These securities are exercisable for Common Stock and are exercisable at any time until the earlier of (i) December 24, 2022, (ii) two (2) years following the effective date of the issuer's initial public offering or (iii) the date of a merger event, as defined in the warrant. F1 · ownership.nature: These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose Read SEC document |
| May 11, 2018 Filed May 15, 2018 18:55 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 24,440 | $27.62 | $675,032.80 |
DisclosureSEC source: 0001562180-18-002497 · primarydocument.xml · nonDerivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,826,242 F2 · kind: On May 11, 2018, LGCP and Landmark IAM exercised a warrant to purchase 72,191 shares of common stock for $9.35 a share. LGCP and Landmark IAM paid the exercise price on a cashless basis, resulting in the issuer withholding of 24,440 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 47,751 shares. The issuer also paid $46.95 to the reporting person in lieu of a fractional shares. F1 · ownership.nature: These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose Read SEC document |
| May 11, 2018 Filed May 15, 2018 18:55 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | OtherCommon Stock | 72,191 | $9.35 | $674,985.85 |
DisclosureSEC source: 0001562180-18-002497 · primarydocument.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,850,682 F1 · ownership.nature: These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 17:04 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018914 · doc4.xml · derivative · entry 3 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: All of the RSUs vest on the first anniversary of the effective date of the initial public offering of the Issuer; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The RSUs do not have an expiration date. F4 · derivative.expiration_date: All of the RSUs vest on the first anniversary of the effective date of the initial public offering of the Issuer; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The RSUs do not have an expiration date. Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 17:04 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018914 · doc4.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person is contractually obligated to turn over any proceeds from the sale of these shares to Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital L.P. ("Landmark IAM"). The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 17, 2017 Filed May 18, 2017 18:23 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 1,245,348 | $16.35 | $20,361,439.80 |
DisclosureSEC source: 0000899243-17-013783 · doc4.xml · nonDerivative · entry 1 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,778,491 F1 · ownership.nature: These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP and Landmark IAM. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:23 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013783 · doc4.xml · derivative · entry 2 GIOVACCHINI PAUL G · CIK 0001016697 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,740 Underlying: Common Stock · 3,740 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F3 · derivative.exercise_date: The RSUs shall vest in full on the first year anniversary of the grant date; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The Reporting Person was granted the RSUs on the date of the Issuer's annual stockholder meeting pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F3 · derivative.expiration_date: The RSUs shall vest in full on the first year anniversary of the grant date; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The Reporting Person was granted the RSUs on the date of the Issuer's annual stockholder meeting pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.