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person · Reporting owner

Shea Patrick James

Disclosed activity across 1 company

Tapewire entity
40013
SEC CIK
0001428227

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Waste Connections, Inc.WCN · Entity 3073Exec VP, General Counsel & SecJune 05, 2026June 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Waste Connections, Inc.

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect19,622 Ending reported balance After 2026-06-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-06-05 · Sale · Disposed 7,500 · Balance 19,737

Row 2 · 2026-06-08 · Gift · Disposed 15 · Balance 19,722

Row 3 · 2026-06-09 · Gift · Disposed 100 · Balance 19,622

Common SharesSEC Table I · non-derivativeIndirectDaughter110 Reported balance Holding disclosure · report date 2026-06-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 110

Common SharesSEC Table I · non-derivativeIndirectSon210 Reported balance Holding disclosure · report date 2026-06-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 210

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 396 $98.63 $39,057.48
Disclosure

SEC source: 0001562180-21-001625 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,620

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,626 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001625 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 2,841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · derivative · entry 8

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · derivative · entry 7

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418

Underlying: Common Shares · 1,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 346 $99.80 $34,530.80
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,390

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,419 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 692 $99.80 $69,061.60
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,317

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 2,841 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 5,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Underlying: Common Shares · 5,673 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F3 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Unites · Derivative 5,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001452 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Underlying: Common Shares · 5,673 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 14,182 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 14,182 (250% of the target number).

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001213 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854

Underlying: Common Shares · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 222 $99.36 $22,057.92
Disclosure

SEC source: 0001562180-21-001213 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,168

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 927 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001213 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001213 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272

Underlying: Common Shares · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 314 $99.36 $31,199.04
Disclosure

SEC source: 0001562180-21-001213 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,463

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001213 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jan 20, 2021 22:35 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 10 $94.79 $947.90
Disclosure

SEC source: 0001562180-21-000391 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686

Read SEC document
May 08, 2020 Filed Jan 20, 2021 22:35 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 10 $92.67 $926.70
Disclosure

SEC source: 0001562180-21-000391 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,696

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:21 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 9,000 $98.00 $882,038.70
Disclosure

SEC source: 0001562180-20-002162 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 6,267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001758 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,624 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001758 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626

Underlying: Common Shares · 1,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 1,527 $101.97 $155,708.19
Disclosure

SEC source: 0001562180-20-001758 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,706

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 6,267 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001758 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 569 $101.97 $58,020.93
Disclosure

SEC source: 0001562180-20-001758 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,966

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,624 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001758 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001576 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837

Underlying: Common Shares · 1,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 346 $102.57 $35,489.22
Disclosure

SEC source: 0001562180-20-001576 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,911

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:52 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,418 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001576 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001348 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

Underlying: Common Shares · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 226 $103.81 $23,461.06
Disclosure

SEC source: 0001562180-20-001348 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,839

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 927 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001348 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 4,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001348 · primarydocument.xml · derivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Underlying: Common Shares · 4,363 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,907 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,907 (250% of the target number).

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February 14, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 4,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001348 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Underlying: Common Shares · 4,363 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

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February 11, 2020 Filed Feb 13, 2020 21:28 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001165 · primarydocument.xml · derivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table I.

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February 11, 2020 Filed Feb 13, 2020 21:28 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 786 $99.70 $78,364.20
Disclosure

SEC source: 0001562180-20-001165 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,138

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 11, 2020 Filed Feb 13, 2020 21:28 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,055 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001165 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:27 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 5,390 $92.36 $497,803.69
Disclosure

SEC source: 0001562180-19-004246 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,879

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:27 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 11,610 $92.35 $1,072,225.30
Disclosure

SEC source: 0001562180-19-004246 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,269

Read SEC document
June 03, 2019 Filed Feb 13, 2020 21:28 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 10 $94.19 $941.90
Disclosure

SEC source: 0001562180-20-001165 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,869

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,626 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001414 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Shares · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 24, 2019 Filed Feb 26, 2019 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 396 $83.42 $33,034.32
Disclosure

SEC source: 0001562180-19-001414 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,879

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,626 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001414 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:10 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001265 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255

Underlying: Common Shares · 1,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:10 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 346 $83.43 $28,866.78
Disclosure

SEC source: 0001562180-19-001265 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,649

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:10 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,418 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001265 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:38 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001056 · primarydocument.xml · derivative · entry 2

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Underlying: Common Shares · 3,708 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,270 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,270 (250% of the target number).

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:38 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001056 · primarydocument.xml · derivative · entry 1

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Underlying: Common Shares · 3,708 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000922 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

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February 12, 2019 Filed Feb 13, 2019 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 957 $84.95 $81,297.15
Disclosure

SEC source: 0001562180-19-000922 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,577

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,927 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000922 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Sr. VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.