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person · Reporting owner

Shea Patrick James

Disclosed activity across 1 company

Tapewire entity
40013
SEC CIK
0001428227

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Waste Connections, Inc.WCN · Entity 3073Exec VP, General Counsel & SecJune 05, 2026June 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Waste Connections, Inc.

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect19,622 Ending reported balance After 2026-06-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-06-05 · Sale · Disposed 7,500 · Balance 19,737

Row 2 · 2026-06-08 · Gift · Disposed 15 · Balance 19,722

Row 3 · 2026-06-09 · Gift · Disposed 100 · Balance 19,622

Common SharesSEC Table I · non-derivativeIndirectDaughter110 Reported balance Holding disclosure · report date 2026-06-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 110

Common SharesSEC Table I · non-derivativeIndirectSon210 Reported balance Holding disclosure · report date 2026-06-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 210

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2024 Filed Feb 21, 2024 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 445 $167.87 $74,702.15
Disclosure

SEC source: 0001562180-24-001527 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,244

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,256 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001527 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001527 · primarydocument.xml · derivative · entry 13

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,037

Underlying: Common Shares · 1,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 17, 2023 and vest in four equal annual installments. The common shares are reported in Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 17, 2023 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 247 $167.87 $41,463.89
Disclosure

SEC source: 0001562180-24-001527 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,433

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,013 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001527 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001527 · primarydocument.xml · derivative · entry 12

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,409

Underlying: Common Shares · 3,409 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 8,522 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 8,522 (250% of the target number).

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001527 · primarydocument.xml · derivative · entry 11

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,409

Underlying: Common Shares · 3,409 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:26 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 1,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001388 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:26 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 266 $164.12 $43,655.92
Disclosure

SEC source: 0001562180-24-001388 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,667

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:26 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,090 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001388 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:13 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 10 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008229 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,843

Read SEC document
August 10, 2023 Filed Aug 11, 2023 20:14 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006294 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,853

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · derivative · entry 8

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Shares · 1,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 346 $136.11 $47,094.06
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,253

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,419 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · derivative · entry 7

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,766

Underlying: Common Shares · 1,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 306 $136.11 $41,649.66
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,180

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,255 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 4,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Shares · 4,050 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F3 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 4,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001673 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Shares · 4,050 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,125 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,125 (250% of the target number).

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001507 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 226 $135.53 $30,629.78
Disclosure

SEC source: 0001562180-23-001507 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,231

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 927 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001507 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 1,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001464 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Shares · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 5,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001464 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 266 $134.68 $35,824.88
Disclosure

SEC source: 0001562180-23-001464 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001464 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 1,424 $134.68 $191,784.32
Disclosure

SEC source: 0001562180-23-001464 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,705

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 5,716 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001464 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2022 Filed Jan 12, 2023 21:53 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000390 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,413

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:18 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 7,000 $145.26 $1,016,806.00
Disclosure

SEC source: 0001562180-22-006612 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,813

Read SEC document
May 19, 2022 Filed Sep 12, 2022 20:18 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 100 $122.34 $12,234.00
Disclosure

SEC source: 0001562180-22-006612 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,813

Read SEC document
May 19, 2022 Filed Sep 12, 2022 20:18 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 10 $122.34 $1,223.40
Disclosure

SEC source: 0001562180-22-006612 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,913

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · derivative · entry 8

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

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February 20, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 473 $121.00 $57,233.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,923

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 20, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,418 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · derivative · entry 7

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255

Underlying: Common Shares · 1,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

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February 19, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 346 $121.00 $41,866.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,978

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

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February 19, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,418 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 5,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

Underlying: Common Shares · 5,021 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F3 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

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February 18, 2022 Filed Feb 23, 2022 21:33 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 5,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001779 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,020

Underlying: Common Shares · 5,020 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 12,550 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 12,550 (250% of the target number).

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February 15, 2022 Filed Feb 16, 2022 22:06 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · derivative · entry 6

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927

Underlying: Common Shares · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 15, 2022 Filed Feb 16, 2022 22:06 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 226 $119.60 $27,029.60
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · nonDerivative · entry 4

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:06 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 927 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · nonDerivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:06 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 1,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · derivative · entry 5

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Common Shares · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:06 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 306 $119.41 $36,539.46
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · nonDerivative · entry 2

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,205

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:06 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001525 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Feb 11, 2022 21:13 UTC Waste Connections, Inc. WCN · Entity 3073 GiftCommon Shares 200 $127.16 $25,432.00
Disclosure

SEC source: 0001562180-22-001402 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,420

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:12 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 11,000 $120.35 $1,323,828.00
Disclosure

SEC source: 0001562180-21-004211 · primarydocument.xml · nonDerivative · entry 1

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,620

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,626 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001625 · primarydocument.xml · derivative · entry 3

Shea Patrick James · CIK 0001428227 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.