person · Reporting owner
Halter Patrick Gregory
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Granite Point Mortgage Trust Inc.GPMT · Entity 7217 | Director | June 05, 2026 | June 09, 2026 |
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | President and CEO - PAM | March 28, 2024 | April 02, 2024 |
| Principal Real Asset FundNA · Entity 9033 | Director | June 25, 2019 | June 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Granite Point Mortgage Trust Inc.
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 135,209 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Exercise / conversion · Acquired 40,846 · Balance 135,209 F1: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-06-05 | Direct | 0 |
Reported balance
After 2026-06-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-05 · Exercise / conversion · Disposed 40,846 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On June 5, 2025, the reporting person was granted 40,846 restricted stock units under the Amended and Restated Granite Point Mortgage Trust Inc. 2022 Omnibus Incentive Plan, which vested in full on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On June 5, 2025, the reporting person was granted 40,846 restricted stock units under the Amended and Restated Granite Point Mortgage Trust Inc. 2022 Omnibus Incentive Plan, which vested in full on the first anniversary of the grant date.
PRINCIPAL FINANCIAL GROUP INC
Report date March 28, 2024 · Filed April 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,562 |
Reported balance
After 2024-03-28 transaction · row 1
1 source rowRow 1 · 2024-03-28 · Grant · Acquired 244 · Balance 140,562 F1: Grant of restricted stock units. |
| Common StockSEC Table I · non-derivative | Indirectby 401k plan | 530 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 530 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
Principal Real Asset Fund
Report date June 25, 2019 · Filed June 27, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 9, 2021 23:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 77,975 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000114 · edgar.xml · derivative · entry 3 Halter Patrick Gregory · CIK 0001579709 · Pres-Principal Global Asset Mg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,975 Underlying: Common Stock · 77,975 shares Expires 2031-03-05 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 2,888 | $56.58 | $163,403.04 |
DisclosureSEC source: 0001126328-21-000114 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Pres-Principal Global Asset Mg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,857 F1 · balance_after: Includes 1,080 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000095 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Pres-Principal Global Asset Mg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,745 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 1,080 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000237 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,202 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,080 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:36 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000194 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,112 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,068 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:59 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000153 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,002 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,053 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:45 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000110 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,447 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 590 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:14 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 4,844 | $46.81 | $226,747.64 |
DisclosureSEC source: 0001126328-20-000089 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,328 F1 · balance_after: Includes 574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 92,455 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000078 · edgar.xml · derivative · entry 3 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,455 Underlying: Common Stock · 92,455 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000078 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,172 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000271 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,006 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 580 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000234 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,765 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000190 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,538 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000125 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,755 F1 · price: Grant of restricted stock units. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 84,815 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000102 · edgar.xml · derivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,815 Underlying: Common Stock · 84,815 shares Expires 2029-02-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000014 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,510 F1 · price: Grant of restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000261 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,066 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.