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High Katherine A

Disclosed activity across 3 companies

Tapewire entity
39853
SEC CIK
0001631248

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CRISPR Therapeutics AGCRSP · Entity 3852DirectorJune 05, 2026June 09, 2026
INCYTE CORPINCY · Entity 3182DirectorJune 08, 2026June 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CRISPR Therapeutics AG

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.84 · Expires 2036-06-05Direct13,000 Reported balance After 2026-06-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-05 · Grant · Acquired 13,000 · Balance 13,000

F1: Subject to continued service to the Company or any of its subsidiaries, the options will vest and become exercisable in 12 equal monthly installments on the final day of each succeeding calendar month occurring after the grant date provided that the first installment vests on June 30, 2026 and the last installment vests on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2027 Annual Meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Subject to continued service to the Company or any of its subsidiaries, the options will vest and become exercisable in 12 equal monthly installments on the final day of each succeeding calendar month occurring after the grant date provided that the first installment vests on June 30, 2026 and the last installment vests on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2027 Annual Meeting.

INCYTE CORP

Report date June 08, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,983 Reported balance After 2026-06-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-08 · Grant · Acquired 1,642 · Balance 14,983

F1: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2: Including this grant, this includes an aggregate of 1,642 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Non Qualfied Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $100.64 · Expires 2036-06-07Direct6,111 Reported balance After 2026-06-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-08 · Grant · Acquired 6,111 · Balance 6,111

F3: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Filing footnotes · ownership attribution and instrument terms

F1: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2: Including this grant, this includes an aggregate of 1,642 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

F3: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Spark Therapeutics, Inc.

Report date December 17, 2019 · Filed December 17, 2019

Section 16 reporting ended · disclosed 2019-12-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-17 transaction · row 1
1 source row

Row 1 · 2019-12-17 · Other · Disposed 278,834 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated February 22, 2019, by and between Spark Therapeutics, Inc. ("Spark"), Roche Holdings, Inc. ("Roche") and 022019 Merger Subsidiary, Inc. ("Merger Sub") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Roche caused Merger Sub to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.001 per share, of Spark, at a price of $114.50 per share. On December 17, 2019, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.73 · Expires 2029-01-15Direct0 Reported balance After 2019-12-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-17 · Disposition to issuer · Disposed 35,000 · Balance 0

F2: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.55 · Expires 2028-01-17Direct0 Reported balance After 2019-12-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-12-17 · Disposition to issuer · Disposed 23,625 · Balance 0

F2: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.17 · Expires 2027-01-17Direct0 Reported balance After 2019-12-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-12-17 · Disposition to issuer · Disposed 15,750 · Balance 0

F2: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.44 · Expires 2026-01-04Direct0 Reported balance After 2019-12-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-12-17 · Disposition to issuer · Disposed 13,750 · Balance 0

F2: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-12-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-12-17 · Disposition to issuer · Disposed 21,250 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark restricted stock unit, whether vested or unvested, was canceled and converted into the right to receive $114.50 in cash (less applicable tax withholdings).

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated February 22, 2019, by and between Spark Therapeutics, Inc. ("Spark"), Roche Holdings, Inc. ("Roche") and 022019 Merger Subsidiary, Inc. ("Merger Sub") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Roche caused Merger Sub to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.001 per share, of Spark, at a price of $114.50 per share. On December 17, 2019, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

F2: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark restricted stock unit, whether vested or unvested, was canceled and converted into the right to receive $114.50 in cash (less applicable tax withholdings).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2026 Filed Jun 10, 2026 20:05 UTC INCYTE CORP INCY · Entity 3182 GrantNon Qualfied Stock Option (right to buy) · Derivative 6,111 $0.00 Strike: $100.64 $0.00
Disclosure

SEC source: 0001631248-26-000002 · wk-form4_1781121943.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,111

Underlying: Common Stock · 6,111 shares

Expires 2036-06-07

F3 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:05 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 1,642 $0.00 $0.00
Disclosure

SEC source: 0001631248-26-000002 · wk-form4_1781121943.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,983

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2 · balance_after: Including this grant, this includes an aggregate of 1,642 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 21:42 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $51.84 $0.00
Disclosure

SEC source: 0001193125-26-264287 · ownership.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Shares · 13,000 shares

Expires 2036-06-05

F1 · derivative.exercise_date: Subject to continued service to the Company or any of its subsidiaries, the options will vest and become exercisable in 12 equal monthly installments on the final day of each succeeding calendar month occurring after the grant date provided that the first installment vests on June 30, 2026 and the last installment vests on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2027 Annual Meeting.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:29 UTC INCYTE CORP INCY · Entity 3182 GrantNon Qualfied Stock Option (right to buy) · Derivative 9,216 $0.00 Strike: $70.07 $0.00
Disclosure

SEC source: 0001628280-25-031007 · wk-form4_1749760172.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,216

Underlying: Common Stock · 9,216 shares

Expires 2035-06-09

F3 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:29 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,518 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031007 · wk-form4_1749760172.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,341

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2 · balance_after: Including this grant, this includes an aggregate of 2,518 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:30 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $38.57 $0.00
Disclosure

SEC source: 0000950170-25-083267 · ownership.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Shares · 13,000 shares

Expires 2035-06-05

F1 · derivative.exercise_date: This option was granted on June 5, 2025 with respect to 13,000 Common Shares, with 100% of the shares vesting in 12 equal monthly installments beginning on June 30, 2025; provided that the last installment will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2026 Annual General Meeting of Shareholders.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:16 UTC INCYTE CORP INCY · Entity 3182 GrantNon Qualfied Stock Option (right to buy) · Derivative 12,517 $0.00 Strike: $59.94 $0.00
Disclosure

SEC source: 0000879169-24-000095 · wk-form4_1718381770.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,517

Underlying: Common Stock · 12,517 shares

Expires 2034-06-11

F3 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant, or if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the option plan).

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:16 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,830 $0.00 $0.00
Disclosure

SEC source: 0000879169-24-000095 · wk-form4_1718381770.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,823

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the RSU plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2 · balance_after: Including this grant, this includes an aggregate of 2,830 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
May 30, 2024 Filed May 31, 2024 20:15 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $54.06 $0.00
Disclosure

SEC source: 0000950170-24-067327 · ownership.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Shares · 13,000 shares

Expires 2034-05-30

F1 · derivative.exercise_date: This option was granted on May 30, 2024 with respect to 13,000 Common Shares, with 100% of the shares vesting in 12 equal monthly installments beginning on May 31, 2024; provided that the last installment will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2025 Annual General Meeting of Shareholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:00 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,294 $0.00 Strike: $61.44 $0.00
Disclosure

SEC source: 0001209191-23-037798 · doc4.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,294

Underlying: Common Stock · 11,294 shares

Expires 2033-06-13

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan).

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:00 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037798 · doc4.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,993

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 21:36 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $62.59 $0.00
Disclosure

SEC source: 0001209191-23-035978 · doc4.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Shares · 13,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: This option was granted on June 8, 2023 with respect to 13,000 Common Shares with 100% of the shares vesting in 12 equal monthly installments beginning on June 30, 2023; provided that the last installment will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2024 Annual General Meeting of Shareholders.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:01 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option (right to buy) · Derivative 9,124 $0.00 Strike: $68.55 $0.00
Disclosure

SEC source: 0001209191-22-037799 · doc4.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,124

Underlying: Common Stock · 9,124 shares

Expires 2032-06-14

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan).

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:01 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037799 · doc4.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,488

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:43 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $71.70 $0.00
Disclosure

SEC source: 0001209191-22-036048 · doc4.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2032-06-09

F1 · derivative.exercise_date: This option was granted on June 9, 2022 with respect to 12,000 Common Shares with 100% of the shares vesting in 12 equal monthly installments beginning on June 30, 2022; provided that the last installment will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2023 Annual General Meeting of Shareholders.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:39 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $123.71 $0.00
Disclosure

SEC source: 0001209191-21-040296 · doc4.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: This option was granted on June 10, 2021 with respect to 10,000 Common Shares with 100% of the shares vesting in 12 equal monthly installments beginning on June 30, 2021; provided that the last installment will vest on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2022 Annual General Meeting of Shareholders.

Read SEC document
May 26, 2021 Filed May 28, 2021 11:17 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option (right to buy) · Derivative 8,010 $0.00 Strike: $83.16 $0.00
Disclosure

SEC source: 0001209191-21-036409 · doc4.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,010

Underlying: Common Stock · 8,010 shares

Expires 2031-05-25

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan).

Read SEC document
May 26, 2021 Filed May 28, 2021 11:17 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 1,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036409 · doc4.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:37 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $59.70 $0.00
Disclosure

SEC source: 0001209191-20-036625 · doc4.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-06-11

F1 · derivative.exercise_date: This option was granted on June 11, 2020 with respect to 15,000 Common Shares with 100% of the shares vesting in 12 equal monthly installments on the final day of each succeeding calendar month occurring after the grant date provided that the first installment vests on June 30, 2020 and the last installment vests on the earlier of (i) the one year anniversary of the date of grant or (ii) the date of the 2021 Annual General Meeting of Shareholders.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:36 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option (right to buy) · Derivative 10,514 $0.00 Strike: $98.68 $0.00
Disclosure

SEC source: 0001209191-20-032607 · doc4.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,514

Underlying: Common Stock · 10,514 shares

Expires 2030-05-25

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan).

Read SEC document
May 26, 2020 Filed May 28, 2020 20:36 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 1,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032607 · doc4.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 21:06 UTC INCYTE CORP INCY · Entity 3182 GrantNon-Qualified Stock Option · Derivative 1,285 $0.00 Strike: $73.05 $0.00
Disclosure

SEC source: 0001209191-20-021730 · doc4.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Common Stock · 1,285 shares

Expires 2030-03-25

F2 · derivative.exercise_date: This option vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan).

Read SEC document
March 26, 2020 Filed Mar 30, 2020 21:06 UTC INCYTE CORP INCY · Entity 3182 GrantCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021730 · doc4.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

F1 · shares: This award of restricted stock units ("RSUs") vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon a change of control (as defined in the Amended and Restated 2010 Stock Incentive Plan). The RSUs may be settled only for shares of common stock on a one-for-one basis.

Read SEC document
December 17, 2019 Filed Dec 17, 2019 21:43 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Disposition to issuerRestricted Stock Units · Derivative 21,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029434 · doc4.xml · derivative · entry 6

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,250 shares

Expires not disclosed

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark restricted stock unit, whether vested or unvested, was canceled and converted into the right to receive $114.50 in cash (less applicable tax withholdings).

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark restricted stock unit, whether vested or unvested, was canceled and converted into the right to receive $114.50 in cash (less applicable tax withholdings).

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December 17, 2019 Filed Dec 17, 2019 21:43 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Disposition to issuerStock Option (Right to Buy) · Derivative 13,750 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0000899243-19-029434 · doc4.xml · derivative · entry 5

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2026-01-04

F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

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December 17, 2019 Filed Dec 17, 2019 21:43 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Disposition to issuerStock Option (Right to Buy) · Derivative 15,750 $0.00 Strike: $56.17 $0.00
Disclosure

SEC source: 0000899243-19-029434 · doc4.xml · derivative · entry 4

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,750 shares

Expires 2027-01-17

F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

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December 17, 2019 Filed Dec 17, 2019 21:43 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Disposition to issuerStock Option (Right to Buy) · Derivative 23,625 $0.00 Strike: $50.55 $0.00
Disclosure

SEC source: 0000899243-19-029434 · doc4.xml · derivative · entry 3

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,625 shares

Expires 2028-01-17

F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

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December 17, 2019 Filed Dec 17, 2019 21:43 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Disposition to issuerStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $42.73 $0.00
Disclosure

SEC source: 0000899243-19-029434 · doc4.xml · derivative · entry 2

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2029-01-15

F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Spark stock option, whether vested or unvested, was converted into the right to an amount in cash (less applicable tax withholdings) equal to the product of (a) the excess of $114.50 over the per share exercise price of such stock option and (b) the total number of shares of common stock subject to such stock option.

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December 17, 2019 Filed Dec 17, 2019 21:43 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 OtherCommon Stock 278,834 $114.50 $31,926,493.00
Disclosure

SEC source: 0000899243-19-029434 · doc4.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated February 22, 2019, by and between Spark Therapeutics, Inc. ("Spark"), Roche Holdings, Inc. ("Roche") and 022019 Merger Subsidiary, Inc. ("Merger Sub") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Roche caused Merger Sub to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.001 per share, of Spark, at a price of $114.50 per share. On December 17, 2019, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

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June 11, 2019 Filed Jun 14, 2019 00:49 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $43.52 $0.00
Disclosure

SEC source: 0000899243-19-016947 · doc4.xml · derivative · entry 1

High Katherine A · CIK 0001631248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-06-11

F1 · derivative.exercise_date: This option was granted on June 11, 2019 with respect to 30,000 Common Shares with 100% of the shares vesting in 36 equal monthly installments.

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March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionStock Option (right to buy) · Derivative 7,875 $0.00 Strike: $50.55 $0.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · derivative · entry 19

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,625

Underlying: Common Stock · 7,875 shares

Expires 2028-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% vested January 18, 2019 and the remainder vests in equal annual installments over the following three years.

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March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionStock Option (right to buy) · Derivative 15,750 $0.00 Strike: $56.17 $0.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · derivative · entry 18

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% vested January 18, 2018 and the remainder vests in equal quarterly installments over the following three years.

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March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionStock Option (right to buy) · Derivative 41,247 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · derivative · entry 17

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 41,247 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% vested Jamuary 5, 2017 and the remainder vests in equal quarterly installments over the following three years.

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March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionStock Option (right to buy) · Derivative 64,160 $0.00 Strike: $68.45 $0.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · derivative · entry 16

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,160 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% vested March 16, 2016 and the remainder vested in equal quarterly installments over the following three years.

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March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionStock Option (right to buy) · Derivative 3 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · derivative · entry 15

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,997

Underlying: Common Stock · 3 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% vested Jamuary 5, 2017 and the remainder vests in equal quarterly installments over the following three years.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionStock Option (right to buy) · Derivative 5,840 $0.00 Strike: $68.45 $0.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · derivative · entry 14

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,160

Underlying: Common Stock · 5,840 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% vested March 16, 2016 and the remainder vested in equal quarterly installments over the following three years.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionStock Option (right to buy) · Derivative 73,249 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · derivative · entry 13

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,249 shares

Expires 2024-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% vested on May 24, 2015, and the remainder vested in equal quarterly installments over the following three years.

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March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Tax withholdingCommon Stock 5,367 $113.26 $607,866.42
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 12

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,834

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionCommon Stock 7,875 $50.55 $398,081.25
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 11

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Tax withholdingCommon Stock 11,184 $113.26 $1,266,699.84
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 10

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,326

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionCommon Stock 15,750 $56.17 $884,677.50
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 9

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Tax withholdingCommon Stock 25,993 $113.26 $2,943,967.18
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 8

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,760

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionCommon Stock 21,247 $40.44 $859,228.68
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 7

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Tax withholdingCommon Stock 49,561 $113.26 $5,613,031.06
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 6

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,506

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionCommon Stock 64,160 $68.45 $4,391,752.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 5

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionCommon Stock 3 $40.44 $121.32
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 4

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionCommon Stock 5,840 $68.45 $399,748.00
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 3

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Tax withholdingCommon Stock 31,653 $113.25 $3,584,702.25
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 2

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,064

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:36 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionCommon Stock 73,249 $3.45 $252,709.05
Disclosure

SEC source: 0000899243-19-008882 · doc4.xml · nonDerivative · entry 1

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 22:15 UTC Spark Therapeutics, Inc. ONCE · Entity 153045 Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001609351-19-000025 · wf-form4_154828171338855.xml · derivative · entry 6

High Katherine A · CIK 0001631248 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Therapeutics, Inc. common stock.

F4 · derivative.exercise_date: On January 18, 2018, the reporting person was granted 9,000 restricted stock units that vest in four equal annual installments beginning January 18, 2019. Vested shares will be delivered to the reporting person annually on the vesting date.

F4 · derivative.expiration_date: On January 18, 2018, the reporting person was granted 9,000 restricted stock units that vest in four equal annual installments beginning January 18, 2019. Vested shares will be delivered to the reporting person annually on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.