Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jushi Holdings Inc.JUSH · Entity 384 | Director · Chief Executive Officer · 10% owner | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jushi Holdings Inc.
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectOne East Partners L.P. | 4,723,168 |
Reported balance
After 2026-09-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-18 · Purchase · Acquired 20 · Balance 4,723,168 F1: On September 18, 2026, One East Partners LP bought 20 shares of common stock on the open market at a price of $0.51 per share. F2: Mr. Cacioppo is a limited partner of One East Partners LP and the managing partner of One East Capital Advisors, LP., which is the investment manager of One East Partners LP. |
| Common StockSEC Table I · non-derivative | IndirectOEP Opportunities, LP | 2,500,000 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500,000 F3: Mr. Cacioppo is a limited partner of OEP Opportunities, L.P. and the managing partner of One East Capital Advisors, L.P., which is the investment manager of OEP Opportunities, L.P. |
| Common StockSEC Table I · non-derivative | IndirectOne East Capital Advisors LP | 1,400,000 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,400,000 F4: Mr. Cacioppo is the managing partner of One East Capital Advisors, L.P. |
| Common StockSEC Table I · non-derivative | IndirectST2 LLC | 795,488 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 795,488 F5: Mr. Cacioppo is the managing member of ST2 LLC. |
| Common StockSEC Table I · non-derivative | Direct | 7,519,627 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,519,627 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 18, 2026, One East Partners LP bought 20 shares of common stock on the open market at a price of $0.51 per share.
F2: Mr. Cacioppo is a limited partner of One East Partners LP and the managing partner of One East Capital Advisors, LP., which is the investment manager of One East Partners LP.
F3: Mr. Cacioppo is a limited partner of OEP Opportunities, L.P. and the managing partner of One East Capital Advisors, L.P., which is the investment manager of OEP Opportunities, L.P.
F4: Mr. Cacioppo is the managing partner of One East Capital Advisors, L.P.
F5: Mr. Cacioppo is the managing member of ST2 LLC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Affinity Gaming
Report date January 31, 2017 · Filed February 01, 2017
Section 16 reporting ended · disclosed 2017-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-31 · Disposition to issuer · Disposed 20,742 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, LLC ("Parent"), Affinity Merger Sub, Inc. and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Affinity Merger Sub, Inc. with and into Affinity Gaming (the "Merger") each share of Affinity Gaming common stock converted into the right to receive $17.35 in cash. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016. F2: Includes shares of restricted stock. Pursuant to the Merger Agreement, each restricted stock award outstanding immediately prior to the effective time of the Merger was converted into the right to receive an amount in cash equal to the product of (i) $17.35 and (ii) the number of shares of Affinity Gaming common stock subject to such award. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, LLC ("Parent"), Affinity Merger Sub, Inc. and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Affinity Merger Sub, Inc. with and into Affinity Gaming (the "Merger") each share of Affinity Gaming common stock converted into the right to receive $17.35 in cash. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016.
F2: Includes shares of restricted stock. Pursuant to the Merger Agreement, each restricted stock award outstanding immediately prior to the effective time of the Merger was converted into the right to receive an amount in cash equal to the product of (i) $17.35 and (ii) the number of shares of Affinity Gaming common stock subject to such award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2026 Filed Sep 22, 2026 20:10 UTC | Jushi Holdings Inc. JUSH · Entity 384 | PurchaseCommon Stock | 20 | $0.51 | $10.20 |
DisclosureSEC source: 0001628280-26-063027 · wk-form4_1790107847.xml · nonDerivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · One East Partners L.P. Disclosed balance after: 4,723,168 F1 · balance_after: On September 18, 2026, One East Partners LP bought 20 shares of common stock on the open market at a price of $0.51 per share. F2 · ownership.nature: Mr. Cacioppo is a limited partner of One East Partners LP and the managing partner of One East Capital Advisors, LP., which is the investment manager of One East Partners LP. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:10 UTC | Jushi Holdings Inc. JUSH · Entity 384 | PurchaseCommon Stock | 248,000 | $0.52 | $128,712.00 |
DisclosureSEC source: 0001628280-26-060096 · wk-form4_1788379855.xml · nonDerivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · One East Partners L.P. Disclosed balance after: 4,723,148 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.506 to $0.527 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · balance_after: On September 1, 2026, One East Partners LP bought 248,000 shares of common stock on the open market at a price of $0.51 per share Read SEC document |
| August 31, 2026 Filed Sep 2, 2026 20:10 UTC | Jushi Holdings Inc. JUSH · Entity 384 | PurchaseCommon Stock | 71,686 | $0.51 | $36,559.86 |
DisclosureSEC source: 0001628280-26-060096 · wk-form4_1788379855.xml · nonDerivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · One East Partners L.P. Disclosed balance after: 4,475,148 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.514 to $0.519 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: On August 31, 2026, One East Partners LP bought 71,686 shares of common stock on the open market at a price of $0.51 per share F3 · ownership.nature: Mr. Cacioppo is a limited partner of One East Partners LP and the managing partner of One East Capital Advisors, LP., which is the investment manager of One East Partners LP. Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 16:07 UTC | Jushi Holdings Inc. JUSH · Entity 384 | PurchaseCommon Stock | 500,000 | $0.49 | $245,000.00 |
DisclosureSEC source: 0001628280-26-059399 · wk-form4_1787947659.xml · nonDerivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · One East Partners L.P. Disclosed balance after: 4,403,462 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.477 to $0.514 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · balance_after: On August 27, 2026, One East Partners LP bought 500,000 shares of common stock on the open market at a price of $0.49 per share. Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 16:07 UTC | Jushi Holdings Inc. JUSH · Entity 384 | PurchaseCommon Stock | 494,000 | $0.50 | $247,000.00 |
DisclosureSEC source: 0001628280-26-059399 · wk-form4_1787947659.xml · nonDerivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · One East Partners L.P. Disclosed balance after: 3,903,462 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.476 to $0.519 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: On August 26, 2026, One East Partners LP bought 494,000 shares of common stock on the open market at a price of $0.50 per share. F3 · ownership.nature: Mr. Cacioppo is a limited partner of One East Partners LP and the managing partner of One East Capital Advisors, LP., which is the investment manager of One East Partners LP. Read SEC document |
| August 25, 2026 Filed Aug 26, 2026 20:06 UTC | Jushi Holdings Inc. JUSH · Entity 384 | PurchaseCommon Stock | 322,000 | $0.49 | $157,780.00 |
DisclosureSEC source: 0001628280-26-059077 · wk-form4_1787774760.xml · nonDerivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · One East Partners L.P. Disclosed balance after: 3,409,462 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4841 to $0.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · balance_after: On August 25, 2026, One East Partners LP bought 322,000 shares of common stock on the open market at a price of $0.49 per share. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 20:06 UTC | Jushi Holdings Inc. JUSH · Entity 384 | PurchaseCommon Stock | 384,112 | $0.48 | $184,373.76 |
DisclosureSEC source: 0001628280-26-059077 · wk-form4_1787774760.xml · nonDerivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · One East Partners L.P. Disclosed balance after: 3,087,462 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4768 to $0.4994 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: On August 24, 2026, One East Partners LP bought 384,112 shares of common stock on the open market at a price of $0.48 per share. F3 · ownership.nature: Mr. Cacioppo is a limited partner of One East Partners LP and the managing partner of One East Capital Advisors, LP., which is the investment manager of One East Partners LP. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 23:18 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantSubordinate Voting Shares | 3,000,000 | $0.50 | $1,500,000.00 |
DisclosureSEC source: 0001628280-25-057176 · wk-form4_1765840720.xml · nonDerivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000,000 F1 · shares: Vests on January 1, 2026. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 22:17 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantWarrant (right to buy) · Derivative | 5,810,938 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001628280-25-012424 · wk-form4_1741817828.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Serpentine Capital Management III LLC Disclosed balance after: 5,810,938 Underlying: Subordinate Voting Shares · 5,810,938 shares Expires 2030-02-25 Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 21:46 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantStock Option (right to buy) · Derivative | 1,062,732 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001628280-24-040648 · wk-form4_1726609601.xml · derivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,062,732 Underlying: Subordinate Voting Shares · 1,062,732 shares Expires 2029-09-13 Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 21:46 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantStock Option (right to buy) · Derivative | 5,385,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001628280-24-040648 · wk-form4_1726609601.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,385,000 Underlying: Subordinate Voting Shares · 5,385,000 shares Expires 2034-09-13 F1 · derivative.exercise_date: One-half of the Options are vested, and the second half will vest on 9/13/2025. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:09 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | Disposition to issuerStock Option (right to buy) · Derivative | 51,813 | Not disclosed Strike: $1.93 | Not disclosed |
DisclosureSEC source: 0001628280-24-037507 · wk-form4_1723835372.xml · derivative · entry 4 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Subordinate Voting Shares · 51,813 shares Expires 2032-07-28 F2 · price: On August 14, 2024, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 3,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 3,000,000 shares on or about September 17, 2024. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:09 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | Disposition to issuerStock Option (right to buy) · Derivative | 2,948,187 | Not disclosed Strike: $1.93 | Not disclosed |
DisclosureSEC source: 0001628280-24-037507 · wk-form4_1723835372.xml · derivative · entry 3 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Subordinate Voting Shares · 2,948,187 shares Expires 2032-07-28 F2 · price: On August 14, 2024, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 3,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 3,000,000 shares on or about September 17, 2024. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:09 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | Disposition to issuerStock Option (right to buy) · Derivative | 319,146 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001628280-24-037507 · wk-form4_1723835372.xml · derivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Subordinate Voting Shares · 319,146 shares Expires 2029-04-17 F1 · price: On August 14, 2024, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 2,385,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 2,385,000 shares on or about September 17, 2024. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 19:09 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | Disposition to issuerStock Option (right to buy) · Derivative | 2,065,854 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001628280-24-037507 · wk-form4_1723835372.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Subordinate Voting Shares · 2,065,854 shares Expires 2029-04-17 F1 · price: On August 14, 2024, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 2,385,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 2,385,000 shares on or about September 17, 2024. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 19:32 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantWarrant (right to buy) · Derivative | 3,600,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001628280-24-034378 · wk-form4_1722627121.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Serpentine Capital Management III LLC Disclosed balance after: 3,600,000 Underlying: Subordinate Voting Shares · 3,600,000 shares Expires 2029-07-31 F1 · derivative.exercise_price: The exercise of the warrant is subject to a beneficial ownership limit of 19.99% of the number of subordinate voting shares outstanding immediately after giving effect to the issuance of subordinate voting shares issuable upon exercise of the warrant. Read SEC document |
| December 17, 2023 Filed Dec 19, 2023 16:15 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantWarrant (right to buy) · Derivative | 718,750 | $0.80 Strike: $0.80 | $575,000.00 |
DisclosureSEC source: 0001628280-23-041922 · wk-form4_1703002512.xml · derivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 718,750 Underlying: Subordinate Voting Shares · 718,750 shares Expires 2026-12-07 F2 · derivative.exercise_date: Vested. Read SEC document |
| December 17, 2023 Filed Dec 19, 2023 16:15 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantStock Option (right to buy) · Derivative | 3,000,000 | $0.55 Strike: $0.55 | $1,650,000.00 |
DisclosureSEC source: 0001628280-23-041922 · wk-form4_1703002512.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Subordinate Voting Shares · 3,000,000 shares Expires 2033-12-17 F1 · derivative.exercise_date: One-half of the Options will vest on January 1, 2024, and the second half will vest on January 1, 2025. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 20:40 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | Disposition to issuerStock Option (right to buy) · Derivative | 3,000,000 | Not disclosed Strike: $3.91 | Not disclosed |
DisclosureSEC source: 0001628280-23-039753 · wk-form4_1700599219.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,665,551 Underlying: Subordinate Voting Shares · 3,000,000 shares Expires 2031-10-27 F2 · price: On November 17, 2023, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 3,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. F1 · derivative.exercise_date: This Option provided for vesting as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2021), subject to continuous service. Read SEC document |
| November 17, 2023 Filed Dec 4, 2023 16:57 UTC Amendment | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | Disposition to issuerStock Option (right to buy) · Derivative | 3,000,000 | Not disclosed Strike: $3.91 | Not disclosed |
DisclosureSEC source: 0001628280-23-040571 · wk-form4a_1701709055.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Subordinate Voting Shares · 3,000,000 shares Expires 2031-10-27 F2 · price: On November 17, 2023, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 3,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. F1 · derivative.exercise_date: One-third of the Option will vest on each of the first, second and third anniversaries of the Vesting Commencement Date (5/1/2021), subject to continuous service. F3 · balance_after: Does not include options and warrants to purchase an aggregate of 29,490,551 Subordinated Voting Shares of different classes held directly or indirectly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 21:45 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantWarrant (right to buy) · Derivative | 551,471 | $0.68 Strike: $0.68 | $375,000.28 |
DisclosureSEC source: 0001628280-23-031292 · wk-form4_1693604707.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,665,551 Underlying: Subordinate Voting Shares · 551,471 shares Expires 2026-12-07 F1 · balance_after: Subsequent to Mr. Cacioppo's last report, indirect ownership of 160,000 warrants to purchase subordinate voting shares of the Issuer were transferred from One East Management Services, LLC to One East Capital Advisors, LP. Such transfer only effected a change in the form of beneficial ownership and did not change Mr. Cacioppo's pecuniary interest in the subject securities. Read SEC document |
| June 27, 2023 Filed Jun 30, 2023 20:28 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantWarrant (right to buy) · Derivative | 719,080 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001628280-23-024049 · wk-form4_1688156874.xml · derivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Serpentine Capital Management II, LLC Disclosed balance after: 32,114,080 Underlying: Subordinate Voting Shares · 719,080 shares Expires 2026-12-07 F1 · kind: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one. F1 · price: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one. F1 · derivative.exercise_date: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one. Read SEC document |
| June 27, 2023 Filed Jun 30, 2023 20:28 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | Disposition to issuerWarrant (right to buy) · Derivative | 719,080 | Not disclosed Strike: $2.09 | Not disclosed |
DisclosureSEC source: 0001628280-23-024049 · wk-form4_1688156874.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Serpentine Capital Management II, LLC Disclosed balance after: 31,395,000 Underlying: Subordinate Voting Shares · 719,080 shares Expires 2026-12-07 F1 · kind: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one. F1 · price: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one. F1 · derivative.exercise_date: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one. Read SEC document |
| December 09, 2022 Filed Dec 15, 2022 21:46 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantStock Option (right to buy) · Derivative | 3,000,000 | $1.75 Strike: $1.75 | $5,250,000.00 |
DisclosureSEC source: 0001628280-22-032005 · wf-form4_167114073671579.xml · derivative · entry 2 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,114,080 Underlying: Subordinate Voting Shares · 3,000,000 shares Expires 2032-12-09 F1 · derivative.exercise_date: 1/3 of the total number of the shares subject to the Option vests on January 1, 2023, 1/3 vests January 1, 2024 and 1/3 vests January 1, 2025 subject to the terms of his employment agreement. Read SEC document |
| December 08, 2022 Filed Dec 15, 2022 21:46 UTC | Jushi Holdings Inc. JUSH/JUSHF · Entity 384 | GrantWarrant (right to buy) · Derivative | 719,080 | $2.09 Strike: $2.09 | $1,500,000.88 |
DisclosureSEC source: 0001628280-22-032005 · wf-form4_167114073671579.xml · derivative · entry 1 Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Serpentine Capital Management II, LLC Disclosed balance after: 29,114,080 Underlying: Subordinate Voting Shares · 719,080 shares Expires 2026-12-07 Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 16:25 UTC | Affinity Gaming NONE · Entity 179284 | Disposition to issuerCommon Stock | 20,742 | $17.35 | $359,873.70 |
DisclosureSEC source: 0001104659-17-005808 · a4.xml · nonDerivative · entry 1 Cacioppo James · CIK 0001455939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, LLC ("Parent"), Affinity Merger Sub, Inc. and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Affinity Merger Sub, Inc. with and into Affinity Gaming (the "Merger") each share of Affinity Gaming common stock converted into the right to receive $17.35 in cash. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016. F2 · security: Includes shares of restricted stock. Pursuant to the Merger Agreement, each restricted stock award outstanding immediately prior to the effective time of the Merger was converted into the right to receive an amount in cash equal to the product of (i) $17.35 and (ii) the number of shares of Affinity Gaming common stock subject to such award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.