Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Builders FirstSource, Inc.BLDR · Entity 3725 | Director | September 10, 2026 | September 14, 2026 |
| Celularity IncGXGXU · Entity 7145 | Director | May 20, 2019 | May 21, 2019 |
| ContextLogic Holdings Inc.LOGC · Entity 5343 | Director | June 08, 2026 | June 10, 2026 |
| Loar Holdings Inc.LOAR · Entity 3753 | Director | March 13, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Builders FirstSource, Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 1,732,002 |
Reported balance
After 2026-09-10 transaction · row 1
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 1,204 · Balance 1,732,002 F1: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2026 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2026 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy.
Celularity Inc
Report date May 20, 2019 · Filed May 21, 2019
This filing explicitly reported no securities owned.
ContextLogic Holdings Inc.
Report date June 08, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectGreat Point Ventures LLC | 638,112 |
Reported balance
After 2026-06-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-06-08 · Purchase · Acquired 12,926 · Balance 638,112 F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $9.15 to $9.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth above. F2: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person was the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $9.15 to $9.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth above.
F2: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person was the beneficial owner of such securities.
Loar Holdings Inc.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy GPV Loar LLC | 8,087,580 |
Reported balance
After 2026-03-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-13 · Purchase · Acquired 75,000 · Balance 8,087,580 F1: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $64.55 to $65.275, inclusive. F3: Consists of shares owned directly by GPV Loar LLC, a Delaware limited liability company, and indirectly by Paul S. Levy, the sole Manager of GPV Loar LLC. F4: Paul S. Levy may be deemed to have beneficial ownership of the shares held directly by GPV Loar LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $64.55 to $65.275, inclusive.
F3: Consists of shares owned directly by GPV Loar LLC, a Delaware limited liability company, and indirectly by Paul S. Levy, the sole Manager of GPV Loar LLC.
F4: Paul S. Levy may be deemed to have beneficial ownership of the shares held directly by GPV Loar LLC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Patheon N.V.
Report date August 29, 2017 · Filed August 30, 2017
Section 16 reporting ended · disclosed 2017-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Great Point Ventures, LLC | 0 |
Reported balance
After 2017-08-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-08-29 · Other · Disposed 62,000 · Balance 0 F1: Disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher") to purchase all of the ordinary shares (the "Shares") of Patheon N.V. ("Issuer"), which Shares were accepted for payment by Parent on August 29, 2017. F2: These shares were held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person was the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher") to purchase all of the ordinary shares (the "Shares") of Patheon N.V. ("Issuer"), which Shares were accepted for payment by Parent on August 29, 2017.
F2: These shares were held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person was the beneficial owner of such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2019 Filed May 28, 2019 23:51 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 6,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033105 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,868 F1 · shares: Reflects the acquisition of restricted stock units pursuant to the Corporation's 2014 Incentive Plan. The restricted stock units vest on May 22, 2020 and entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:18 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 3,222 | $14.35 | $46,235.70 |
DisclosureSEC source: 0001209191-19-027589 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,128,120 F1 · kind: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2014 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:32 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 3,474 | $13.31 | $46,238.94 |
DisclosureSEC source: 0001209191-19-007350 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,898 F1 · kind: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2014 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:25 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 3,440 | $13.08 | $44,995.20 |
DisclosureSEC source: 0001209191-18-057277 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,424 F1 · kind: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2014 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 23:25 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | PurchaseCommon Stock, par value $0.01 per share | 100,000 | $15.98 | $1,598,000.00 |
DisclosureSEC source: 0001209191-18-050161 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,117,984 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.80 to $16.26 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 23:08 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 2,553 | $17.62 | $44,983.86 |
DisclosureSEC source: 0001209191-18-045102 · doc4.xml · nonDerivative · entry 2 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,984 F2 · kind: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2014 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 23:08 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 6,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045102 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015,431 F1 · shares: Reflects the acquisition of restricted stock units pursuant to the Corporation's 2014 Incentive Plan. The restricted stock units vest on August 1, 2019 and entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| May 01, 2018 Filed May 3, 2018 22:45 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 2,393 | $18.80 | $44,988.40 |
DisclosureSEC source: 0001209191-18-027872 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,621 F1 · kind: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2014 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:06 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 2,054 | $21.90 | $44,982.60 |
DisclosureSEC source: 0001209191-18-007658 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,228 F1 · kind: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2014 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:23 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 3,839 | $18.47 | $70,906.33 |
DisclosureSEC source: 0001209191-17-061599 · doc4.xml · nonDerivative · entry 2 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,174 F2 · kind: Reflects acquisition of shares in lieu of cash compensation for services as a director under the Corporation's 2014 Incentive Plan pursuant to the Corporation's Amended and Restated Director Compensation Policy. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:23 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 5,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061599 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,335 F1 · shares: Reflects the acquisition of restricted stock units pursuant to the Corporation's 2014 Incentive Plan. The restricted stock units vest on November 15, 2018 and entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 21:33 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | PurchaseCommon Stock, par value $0.01 per share | 800,000 | $16.17 | $12,936,000.00 |
DisclosureSEC source: 0001209191-17-052105 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,533 F1 · balance_after: Includes 194,533 shares of common stock, par value $0.01 per share, of Builders FirstSource, Inc., which shares the reporting person is entitled to receive pursuant to a pending distribution and were previously owned by the reporting person indirectly. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 23:03 UTC | Patheon N.V. PTHN · Entity 173467 | OtherOrdinary Shares | 62,000 | $35.00 | $2,170,000.00 |
DisclosureSEC source: 0001209191-17-050807 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Great Point Ventures, LLC Disclosed balance after: 0 F1 · price: Disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher") to purchase all of the ordinary shares (the "Shares") of Patheon N.V. ("Issuer"), which Shares were accepted for payment by Parent on August 29, 2017. F2 · ownership.nature: These shares were held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person was the beneficial owner of such securities. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 20:03 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | SaleCommon Stock, par value $0.01 per share | 10,000,000 | $14.51 | $145,100,000.00 |
DisclosureSEC source: 0001209191-17-019804 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By JLL Building Holdings, LLC Disclosed balance after: 14,344,584 F1 · ownership.nature: These shares of common stock, par value $0.01 per share, of Builders FirstSource, Inc. (the "Company") are held by JLL Building Holdings, LLC ("JLL Holdings"). JLL Partners Fund V, L.P. is the sole member of JLL Building Holdings, LLC. JLL Associates V, L.P. is the general partner of JLL Partners Fund V, L.P. JLL Associates G.P. V, L.L.C. is the general partner of JLL Associates V, L.P. Mr. Levy serves as a director of JLL Associates G.P. V, L.L.C., with contractual power to direct the disposition of the shares of common stock of the Company held by JLL Holdings. However, Mr. Levy disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 00:11 UTC | Patheon N.V. PTHN · Entity 173467 | PurchaseOrdinary Shares | 5,000 | $29.80 | $149,000.00 |
DisclosureSEC source: 0001209191-16-143782 · doc4.xml · nonDerivative · entry 2 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Great Point Ventures, LLC Disclosed balance after: 62,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.70 to $29.84, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · ownership.nature: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. Read SEC document |
| September 29, 2016 Filed Oct 4, 2016 00:11 UTC | Patheon N.V. PTHN · Entity 173467 | PurchaseOrdinary Shares | 5,000 | $29.30 | $146,500.00 |
DisclosureSEC source: 0001209191-16-143782 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Great Point Ventures, LLC Disclosed balance after: 57,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.83 to $29.73, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 23:16 UTC | Patheon N.V. PTHN · Entity 173467 | PurchaseOrdinary Shares | 5,000 | $29.61 | $148,050.00 |
DisclosureSEC source: 0001209191-16-143086 · doc4.xml · nonDerivative · entry 3 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Great Point Ventures, LLC Disclosed balance after: 52,000 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.55 to $29.65, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4. F2 · ownership.nature: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. Read SEC document |
| September 27, 2016 Filed Sep 28, 2016 23:16 UTC | Patheon N.V. PTHN · Entity 173467 | PurchaseOrdinary Shares | 5,000 | $29.65 | $148,250.00 |
DisclosureSEC source: 0001209191-16-143086 · doc4.xml · nonDerivative · entry 2 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Great Point Ventures, LLC Disclosed balance after: 47,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.40 to $29.95, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · ownership.nature: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 23:16 UTC | Patheon N.V. PTHN · Entity 173467 | PurchaseOrdinary Shares | 5,000 | $29.65 | $148,250.00 |
DisclosureSEC source: 0001209191-16-143086 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Great Point Ventures, LLC Disclosed balance after: 42,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.47 to $29.87, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 20:10 UTC | Patheon N.V. PTHN · Entity 173467 | PurchaseOrdinary Shares | 37,000 | $28.01 | $1,036,370.00 |
DisclosureSEC source: 0001209191-16-141387 · doc4.xml · nonDerivative · entry 1 LEVY PAUL S · CIK 0001110176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Great Point Ventures, LLC Disclosed balance after: 37,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.40 to $28.38, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.