Beardsley Robert A

SEC source: 0001447028-26-000061 · wk-form4_1791403925.xml · nonDerivative · entry 1

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,328

F1 · shares: Represents common shares tendered to the Issuer pursuant to the Issuer's tender offer. The Issuer took up and accepted the common shares for payment on October 1, 2026.

SEC source: 0001447028-26-000050 · wk-form4_1790209858.xml · derivative · entry 5

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 78,800 shares

Expires 2036-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing a right to purchase a total of 78,800 shares, was fully vested and exercisable as of the June 8, 2026 grant date.

SEC source: 0001447028-26-000050 · wk-form4_1790209858.xml · derivative · entry 4

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,067

Underlying: Common Shares · 52,533 shares

Expires 2035-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 157,600 shares, vests over a three-year period, with 1/3rd of the total shares subject to the option vesting at each of the 1st, 2nd and 3rd anniversaries of the March 18, 2025 grant date, subject to the Reporting Person's continuous service as of each vesting date.

SEC source: 0001447028-26-000050 · wk-form4_1790209858.xml · nonDerivative · entry 3

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,276

F1 · kind: The Reporting Person exercised options on September 18, 2026. The Issuer withheld an aggregate of 99,057 shares otherwise issuable upon the exercises to satisfy the aggregate exercise prices.

SEC source: 0001447028-26-000050 · wk-form4_1790209858.xml · nonDerivative · entry 2

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001447028-26-000050 · wk-form4_1790209858.xml · nonDerivative · entry 1

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001447028-26-000039 · wk-form4_1781121921.xml · derivative · entry 1

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,800

Underlying: Common Shares · 78,800 shares

Expires 2036-06-08

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on the date of the grant.

F2 · derivative.exercise_date: The option is fully vested and exercisable as of the date of the grant.

SEC source: 0001447028-25-000075 · wk-form4_1742501408.xml · derivative · entry 1

Beardsley Robert A · CIK 0001310845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,600

Underlying: Common Shares · 157,600 shares

Expires 2035-03-18

F1 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on the date of the grant.

F2 · derivative.exercise_date: This option vests over a three-year period, with 1/3rd of the total shares subject to the option vesting at each of the 1st, 2nd, and 3rd anniversaries of the grant date, subject to the Reporting Person's continuous service as of each vesting date.

SEC source: 0000899243-23-006475 · doc4.xml · derivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2033-02-24

F1 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on March 25, 2023.

SEC source: 0000899243-22-036697 · doc4.xml · derivative · entry 2

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,651

Underlying: Common Stock · 10,000 shares

Expires 2022-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option has fully vested and is currently exercisable.

SEC source: 0000899243-22-036697 · doc4.xml · nonDerivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-030911 · doc4.xml · derivative · entry 2

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,651

Underlying: Common Stock · 10,000 shares

Expires 2022-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option has fully vested and is currently exercisable.

SEC source: 0000899243-22-030911 · doc4.xml · nonDerivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-008585 · doc4.xml · derivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-02-27

F1 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on March 28, 2022.

SEC source: 0000899243-21-049011 · doc4.xml · derivative · entry 2

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,651

Underlying: Common Stock · 20,000 shares

Expires 2022-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option has fully vested and is currently exercisable.

SEC source: 0000899243-21-049011 · doc4.xml · nonDerivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-003611 · doc4.xml · derivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing January 26, 2021.

SEC source: 0000899243-20-002866 · doc4.xml · derivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,435

Underlying: Common Stock · 74,435 shares

Expires 2030-01-30

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing January 31, 2020.

SEC source: 0000899243-19-027114 · doc4.xml · derivative · entry 4

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

SEC source: 0000899243-19-027114 · doc4.xml · derivative · entry 3

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

SEC source: 0000899243-19-027114 · doc4.xml · derivative · entry 2

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

SEC source: 0000899243-19-027114 · doc4.xml · nonDerivative · entry 1

Beardsley Robert A · CIK 0001310845 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.

F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.197763-for-one basis.