Tuppeny Elizabeth K.

SEC source: 0001104659-26-072487 · tm2617196-2_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,742

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's 2021 Equity Incentive Plan. Restricted shares vest on the earlier of (i) the date of the issuer's 2027 Annual Meeting of Stockholders and (ii) June 8, 2027.

SEC source: 0001575737-26-000005 · wk-form4_1779226065.xml · derivative · entry 2

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,946

Underlying: Common Stock · 7,446 shares

Expires not disclosed

F1 · security: Following the occurrence of certain events and upon vesting, the LTIP Units are convertible by National Healthcare Properties, Inc. (the "Issuer") into an equivalent number of units of National Healthcare Properties Operating Partnership, L.P. ("OP Units"). OP Units are redeemable by the Reporting Person for cash or, at the election of the Issuer, shares of common stock of the Issuer on a one-for-one basis or the cash value of such shares. LTIP Units do not have expiration dates.

F2 · security: The LTIP Units will vest on May 15, 2027, subject to the recipient's continued service through the applicable vesting date.

F3 · security: The LTIP Units are a class of limited partnership units of National Healthcare Properties Operating Partnership, L.P.

F1 · derivative.exercise_price: Following the occurrence of certain events and upon vesting, the LTIP Units are convertible by National Healthcare Properties, Inc. (the "Issuer") into an equivalent number of units of National Healthcare Properties Operating Partnership, L.P. ("OP Units"). OP Units are redeemable by the Reporting Person for cash or, at the election of the Issuer, shares of common stock of the Issuer on a one-for-one basis or the cash value of such shares. LTIP Units do not have expiration dates.

F2 · derivative.exercise_date: The LTIP Units will vest on May 15, 2027, subject to the recipient's continued service through the applicable vesting date.

F1 · derivative.expiration_date: Following the occurrence of certain events and upon vesting, the LTIP Units are convertible by National Healthcare Properties, Inc. (the "Issuer") into an equivalent number of units of National Healthcare Properties Operating Partnership, L.P. ("OP Units"). OP Units are redeemable by the Reporting Person for cash or, at the election of the Issuer, shares of common stock of the Issuer on a one-for-one basis or the cash value of such shares. LTIP Units do not have expiration dates.

SEC source: 0001575737-26-000003 · wk-form4_1777941839.xml · derivative · entry 2

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · security: Following the occurrence of certain events and upon vesting, the LTIP Units are convertible by National Healthcare Properties, Inc. (the "Issuer") into an equivalent number of units of National Healthcare Properties Operating Partnership, L.P. ("OP Units"). OP Units are redeemable by the Reporting Person for cash or, at the election of the Issuer, shares of common stock of the Issuer on a one-for-one basis or the cash value of such shares. LTIP Units do not have expiration dates.

F2 · security: The LTIP Units will vest in 25% increments on each of the first four anniversaries of the April 30, 2026 grant date, subject to the recipient's continued service through the applicable vesting date.

F3 · security: The LTIP Units are a class of limited partnership units of National Healthcare Properties Operating Partnership, L.P.

F1 · derivative.exercise_price: Following the occurrence of certain events and upon vesting, the LTIP Units are convertible by National Healthcare Properties, Inc. (the "Issuer") into an equivalent number of units of National Healthcare Properties Operating Partnership, L.P. ("OP Units"). OP Units are redeemable by the Reporting Person for cash or, at the election of the Issuer, shares of common stock of the Issuer on a one-for-one basis or the cash value of such shares. LTIP Units do not have expiration dates.

F2 · derivative.exercise_date: The LTIP Units will vest in 25% increments on each of the first four anniversaries of the April 30, 2026 grant date, subject to the recipient's continued service through the applicable vesting date.

F1 · derivative.expiration_date: Following the occurrence of certain events and upon vesting, the LTIP Units are convertible by National Healthcare Properties, Inc. (the "Issuer") into an equivalent number of units of National Healthcare Properties Operating Partnership, L.P. ("OP Units"). OP Units are redeemable by the Reporting Person for cash or, at the election of the Issuer, shares of common stock of the Issuer on a one-for-one basis or the cash value of such shares. LTIP Units do not have expiration dates.

SEC source: 0001104659-25-055955 · tm2516955-1_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,137

F1 · shares: Consists of restricted shares issued pursuant to American Strategic Investment Co.'s 2020 Omnibus Incentive Compensation Plan that vest over a five-year period beginning on May 29, 2025, in increments of 20% per annum.

SEC source: 0001104659-25-055625 · tm2516975-3_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,907

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's 2021 Equity Incentive Plan. Restricted shares vest on the earlier of (i) the date of the issuer's 2026 Annual Meeting of Stockholders and (ii) May 28, 2026.

SEC source: 0001104659-25-053549 · tm2516327-2_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,415

F1 · shares: Represents restricted shares of National Healthcare Properties, Inc.'s ("NHP") common stock, par value $0.01 per share ("Common Stock"), issued under NHP's 2025 Omnibus Incentive Compensation Plan that will vest on May 22, 2026. There is no established market for the Common Stock. On March 26, 2025, the board of directors of NHP approved an estimated per-share net asset value of Common Stock of $32.15 as of December 31, 2024.

F1 · price: Represents restricted shares of National Healthcare Properties, Inc.'s ("NHP") common stock, par value $0.01 per share ("Common Stock"), issued under NHP's 2025 Omnibus Incentive Compensation Plan that will vest on May 22, 2026. There is no established market for the Common Stock. On March 26, 2025, the board of directors of NHP approved an estimated per-share net asset value of Common Stock of $32.15 as of December 31, 2024.

F2 · balance_after: The number of shares of Common Stock previously owned by the reporting person has been adjusted to reflect a four-for-one reverse stock split effected by NHP on September 30, 2024.

SEC source: 0001104659-24-108093 · tm2426029-3_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,471

F1 · shares: Consists of restricted shares issued pursuant to American Strategic Investment Co.'s 2020 Omnibus Incentive Compensation Plan that vest over a five-year period beginning on May 29, 2024, in increments of 20% per annum.

SEC source: 0001104659-24-087840 · tm2421202-6_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,871

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's 2021 Equity Incentive Plan. Restricted shares vest on the earlier of (i) the date of the issuer's 2025 Annual Meeting of Stockholders and (ii) August 7, 2025.

SEC source: 0001104659-24-067207 · tm2415856-6_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,846

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's 2021 Equity Incentive Plan. Restricted shares vest on the earlier of (i) the date of the issuer's 2025 Annual Meeting of Stockholders and (ii) May 29, 2025.

SEC source: 0001104659-23-080368 · tm2321167d-2_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,399

F1 · shares: Restricted shares of Class A common stock of American Strategic Investment Co. (the "Registrant") issued pursuant to the 2020 Omnibus Incentive Compensation Plan of the Registrant that vest over a five-year period beginning on June 5, 2023 in increments of 20% per annum.

SEC source: 0001104659-23-067558 · tm2317518d1_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,030

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's 2021 Equity Incentive Plan. Restricted shares vest on the earlier of (i) the date of the issuer's 2024 Annual Meeting of Stockholders and (ii) May 31, 2024.

SEC source: 0001104659-23-027537 · tm238281-1_4seq1.xml · nonDerivative · entry 2

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,385

F2 · shares: Shares of Class A common stock of American Strategic Investment Co. (the "Issuer") issued pursuant to a non-transferable rights offering, which entitled holders of rights to purchase 0.20130805 of a share of the Company's Class A common stock, par value $0.01 per share, for every right held at a subscription price of $12.95 per whole share.

SEC source: 0001104659-23-027537 · tm238281-1_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,521

F1 · shares: This is a late filing with respect to the transaction reported in Table I dated February 21, 2023. Ms. Tuppeny intended for the order to be satisfied through the rights offering described below but was filled through an open market transaction on February 21, 2023. Pursuant to the General Instructions, a Form 4 relating to such transaction should have been filed within two business days following the date of such transaction.

SEC source: 0001104659-22-076879 · tm2220224-6_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,822

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest on the earlier of (i) the date of the issuer's 2023 Annual Meeting of Stockholders and (ii) June 29, 2023.

SEC source: 0001104659-22-068095 · tm2217673-2_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,863

F1 · shares: Restricted shares of Class A common stock of New York City REIT, Inc. (the "Registrant") issued pursuant to the 2020 Omnibus Incentive Compensation Plan of the Registrant that vest over a five-year period beginning on May 31, 2022 in increments of 20% per annum.

SEC source: 0001104659-22-048962 · tm2213273-1_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,254

F1 · shares: Fully-vested shares of Class A common stock of New York City REIT, Inc. (the "Registrant") issued pursuant to the 2020 Omnibus Incentive Compensation Plan of the Registrant in lieu of cash payment for quarterly fees earned by the reporting person as an independent director of the Registrant.

SEC source: 0001104659-22-006971 · tm224075-2_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,936

F1 · shares: Fully-vested shares of Class A common stock of New York City REIT, Inc. (the "Registrant") issued pursuant to the 2020 Omnibus Incentive Compensation Plan of the Registrant in lieu of cash payment for quarterly fees earned by the reporting person as an independent director of the Registrant.

SEC source: 0001104659-22-005614 · tm223941-1_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,428

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.485 to $12.45 inclusive. The reporting person undertakes to provide to New York City REIT, Inc. (the "Registrant"), any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: The number of securities reflects the 9.72-to-1 reverse stock split by the Registrant of its Class A common stock followed by a stock dividend of three shares of Class B common stock for every share of Class A common stock outstanding completed on August 5, 2020. The conversion of shares of Class B common stock into shares of Class A common stock listed on the New York Stock Exchange was completed on August 13, 2021. The number of securities reported also reflects the reporting person's receipt of cash in lieu of fractional shares in connection with the reverse stock split and conversions described in this footnote.

SEC source: 0001104659-21-077156 · tm2118809-4_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,333

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest on the first anniversary of the grant date.

SEC source: 0001104659-21-070552 · tm2116966d1_4seq1.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,231

F1 · shares: Restricted shares of Class A common stock of New York City REIT, Inc. (the "Registrant") issued pursuant to the 2020 Omnibus Incentive Compensation Plan of the Registrant that vest over a five-year period beginning on May 11, 2021 in increments of 20% per annum.

F2 · balance_after: The number of securities previously reported has been adjusted to reflect the 9.72-to-1 reverse stock split by the Registrant of its Class A common stock followed by a stock dividend of three shares of Class B common stock for every share of Class A common stock outstanding completed on August 5, 2020. The first two equal tranches of shares of Class B common stock converted into shares of Class A common stock and were listed on the New York Stock Exchange on December 16, 2020 and March 1, 2021, respectively, and the third and final equal tranche will automatically convert into shares of Class A common stock to be listed on the New York Stock Exchange no later than August 13, 2021. The number of securities reported also reflects the reporting person's receipt of cash in lieu of a fractional shares in connection with the reverse stock split and conversions described in this footnote.

F3 · balance_after: This amount includes approximately 10,217 shares of Class A common stock and 1,014 shares of Class B common stock.

SEC source: 0001104659-20-067806 · tm2021301d4_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,042

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest on the first anniversary of the grant date.

SEC source: 0001104659-20-065379 · tm2020618-2_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,852

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan that vest over a five-year period beginning on May 11, 2020 in increments of 20% per annum.

SEC source: 0001144204-19-033368 · tv524476_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,844

SEC source: 0001144204-19-029941 · tv523043_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan that vest over a five-year period beginning on May 10, 2019 in increments of 20% per annum.

SEC source: 0001144204-19-029217 · tv522648_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest on the first anniversary of the grant date.

SEC source: 0001144204-18-035445 · tv497058_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,890

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest over a five-year period beginning on June 15, 2018 in increments of 20% per annum.

SEC source: 0001144204-18-032653 · tv495645_form4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,209

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest on the first anniversary of the grant date.

SEC source: 0001144204-17-051702 · v473214_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest over a five-year period beginning on August 2, 2017 in increments of 20% per annum.

SEC source: 0001144204-17-047677 · v474460_4.xml · nonDerivative · entry 2

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,427

F2 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest over a five-year period beginning August 4, 2018 in increments of 20% per annum.

SEC source: 0001144204-17-047677 · v474460_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427

F1 · shares: Represents forfeiture of 1,398 restricted shares of common stock, which were previously issued on July 21, 2017 pursuant to the issuer's Restricted Share Plan.

SEC source: 0001144204-17-037894 · v471003_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,825

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest over a five-year period beginning May 31, 2017 in increments of 20% per annum.

SEC source: 0001144204-17-030877 · v468294_4.xml · nonDerivative · entry 1

Tuppeny Elizabeth K. · CIK 0001575737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722

F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest on the first anniversary of the grant date.