Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Viant Technology Inc.DSP · Entity 5081 | Director | June 04, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Viant Technology Inc.
Report date June 04, 2026 · Filed June 11, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,463 |
Reported balance
After 2026-06-04 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 14,544 · Balance 50,463 F1: Grant of restricted stock units ("RSUs") that vest in full on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders (or the date immediately prior to the 2027 Annual Meeting if the Reporting Person's service as a director ends at the 2027 Annual Meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (ii) the one-year anniversary measured from the date of grant, subject to the Reporting Person's continuous service through such vesting date. Each RSU represents the right to receive one share of the Issuer's Class A common stock. F2: This amendment is being filed to correct the number of RSUs granted to the Reporting Person on June 4, 2026. The original Form 4 inadvertently reported the grant of 15,948 RSUs instead of 14,544 RSUs, the correct amount actually granted. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units ("RSUs") that vest in full on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders (or the date immediately prior to the 2027 Annual Meeting if the Reporting Person's service as a director ends at the 2027 Annual Meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (ii) the one-year anniversary measured from the date of grant, subject to the Reporting Person's continuous service through such vesting date. Each RSU represents the right to receive one share of the Issuer's Class A common stock.
F2: This amendment is being filed to correct the number of RSUs granted to the Reporting Person on June 4, 2026. The original Form 4 inadvertently reported the grant of 15,948 RSUs instead of 14,544 RSUs, the correct amount actually granted.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TUBEMOGUL INC
Report date December 19, 2016 · Filed December 22, 2016
Section 16 reporting ended · disclosed 2016-12-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-19 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2016-12-19 · Other · Disposed 1,159,485 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-19 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2016-12-19 · Disposition to issuer · Disposed 108,696 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, at the Effective Time (as defined in the Merger Agreement), Issuer RSU award assumed by Adobe will be replaced by an Adobe RSU award at the applicable exchange rate. The Adobe RSU award will retain the same vesting schedule as the original Issuer RSU award, subject to the Reporting Person's continued service to Adobe. |
| Common StockSEC Table I · non-derivative | Indirectby Child A | 0 |
Reported balance
After 2016-12-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-19 · Other · Disposed 18,500 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Child B | 0 |
Reported balance
After 2016-12-19 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-12-19 · Other · Disposed 18,500 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Child C | 0 |
Reported balance
After 2016-12-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-12-19 · Other · Disposed 18,500 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Niece | 0 |
Reported balance
After 2016-12-19 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2016-12-19 · Other · Disposed 250 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Nephew | 0 |
Reported balance
After 2016-12-19 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2016-12-19 · Other · Disposed 250 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2020-02-18 | Direct | 0 |
Reported balance
After 2016-12-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-19 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2020-12-09 | Direct | 0 |
Reported balance
After 2016-12-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-12-19 · Disposition to issuer · Disposed 250,000 · Balance 0 F2: Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.76 · Expires 2023-11-11 | Direct | 0 |
Reported balance
After 2016-12-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-12-19 · Disposition to issuer · Disposed 215,252 · Balance 0 F3: Pursuant to the terms of the Merger Agreement at the Effective Time, each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer. The unvested portion of the option award was canceled and converted into the right to receive an Adobe stock option award at the applicable exchange rate. The Adobe stock option award will retain the same vesting schedule as the original Issuer stock option award, subject to the Reporting Person's continued service to Adobe. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, at the Effective Time (as defined in the Merger Agreement), Issuer RSU award assumed by Adobe will be replaced by an Adobe RSU award at the applicable exchange rate. The Adobe RSU award will retain the same vesting schedule as the original Issuer RSU award, subject to the Reporting Person's continued service to Adobe.
F2: Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer.
F3: Pursuant to the terms of the Merger Agreement at the Effective Time, each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer. The unvested portion of the option award was canceled and converted into the right to receive an Adobe stock option award at the applicable exchange rate. The Adobe stock option award will retain the same vesting schedule as the original Issuer stock option award, subject to the Reporting Person's continued service to Adobe.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2026 Filed Jun 5, 2026 20:03 UTC | Viant Technology Inc. DSP · Entity 5081 | GrantClass A Common Stock | 15,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001612849-26-000003 · wk-form4_1780689835.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,867 F1 · shares: Grant of restricted stock units that vest in full on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders (or the date immediately prior to the 2027 Annual Meeting if the Reporting Person's service as a director ends at the 2027 Annual Meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (ii) the one-year anniversary measured from the date of grant, subject to the Reporting Person's continuous service through such vesting date. Each restricted stock unit represents the right to receive one share of the Issuer's Class A common stock. Read SEC document |
| June 04, 2026 Filed Jun 11, 2026 00:00 UTC Amendment | Viant Technology Inc. DSP · Entity 5081 | GrantClass A Common Stock | 14,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001612849-26-000005 · wk-form4a_1781136020.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,463 F1 · shares: Grant of restricted stock units ("RSUs") that vest in full on the earlier of (i) the date of the Issuer's 2027 Annual Meeting of Stockholders (or the date immediately prior to the 2027 Annual Meeting if the Reporting Person's service as a director ends at the 2027 Annual Meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (ii) the one-year anniversary measured from the date of grant, subject to the Reporting Person's continuous service through such vesting date. Each RSU represents the right to receive one share of the Issuer's Class A common stock. F2 · shares: This amendment is being filed to correct the number of RSUs granted to the Reporting Person on June 4, 2026. The original Form 4 inadvertently reported the grant of 15,948 RSUs instead of 14,544 RSUs, the correct amount actually granted. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 21:35 UTC | Viant Technology Inc. DSP · Entity 5081 | GrantClass A Common Stock | 12,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030283 · wk-form4_1749504880.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,919 F1 · shares: Grant of restricted stock units that vest in full on the earlier of (i) the date of the Issuer's 2026 Annual Meeting of Stockholders (or the date immediately prior to the 2026 Annual Meeting if the Reporting Person's service as a director ends at the 2026 Annual Meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (ii) the one-year anniversary measured from the date of grant, subject to the Reporting Person's continuous service through such vesting date. Each restricted stock unit represents the right to receive one share of the Issuer's Class A common stock. Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:58 UTC | Viant Technology Inc. DSP · Entity 5081 | GrantClass A Common Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025546 · wk-form4_1747256302.xml · nonDerivative · entry 2 Wilson Brett · CIK 0001612849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,537 F2 · shares: Grant of RSUs which shall vest in full on the date of the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date. Each RSU represents the right to receive one share of the Issuer's Class A common stock. Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:58 UTC | Viant Technology Inc. DSP · Entity 5081 | GrantClass A Common Stock | 22,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025546 · wk-form4_1747256302.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,788 F1 · shares: Grant of restricted stock units ("RSUs") which shall vest in three equal annual installments over three (3) years, subject to the Reporting Person's continuous service through such vesting date and the terms and conditions set forth in the Issuer's Long-Term Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 215,252 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · derivative · entry 10 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215,252 shares Expires 2023-11-11 F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement at the Effective Time, each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer. The unvested portion of the option award was canceled and converted into the right to receive an Adobe stock option award at the applicable exchange rate. The Adobe stock option award will retain the same vesting schedule as the original Issuer stock option award, subject to the Reporting Person's continued service to Adobe. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · derivative · entry 9 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2020-12-09 F2 · derivative.exercise_date: Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · derivative · entry 8 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2020-02-18 F2 · derivative.exercise_date: Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerCommon Stock | 108,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · nonDerivative · entry 7 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, at the Effective Time (as defined in the Merger Agreement), Issuer RSU award assumed by Adobe will be replaced by an Adobe RSU award at the applicable exchange rate. The Adobe RSU award will retain the same vesting schedule as the original Issuer RSU award, subject to the Reporting Person's continued service to Adobe. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 250 | $14.00 | $3,500.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · nonDerivative · entry 6 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Nephew Disclosed balance after: 0 Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 250 | $14.00 | $3,500.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · nonDerivative · entry 5 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Niece Disclosed balance after: 0 Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 18,500 | $14.00 | $259,000.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · nonDerivative · entry 4 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Child C Disclosed balance after: 0 Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 18,500 | $14.00 | $259,000.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · nonDerivative · entry 3 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Child B Disclosed balance after: 0 Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 18,500 | $14.00 | $259,000.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · nonDerivative · entry 2 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Child A Disclosed balance after: 0 Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 11:30 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 1,159,485 | $14.00 | $16,232,790.00 |
DisclosureSEC source: 0001612849-16-000042 · edgar.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:15 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 34,747 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001612849-16-000039 · edgar.xml · derivative · entry 10 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,252 Underlying: Common Stock · 34,747 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 50% of the shares subject to the option vest on 11/11/2015 and 25% of the shares subject to the option vest on each of 11/11/2016 and 11/11/2017. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:15 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001612849-16-000039 · edgar.xml · derivative · entry 9 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option was granted on 4/19/2012, is fully vested and immediately exercisable. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:15 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Exercise / conversionCommon Stock | 34,747 | $2.76 | $95,901.72 |
DisclosureSEC source: 0001612849-16-000039 · edgar.xml · nonDerivative · entry 3 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the reported shares, 108,696 shares are represented by RSUs. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:15 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Exercise / conversionCommon Stock | 50,000 | $0.70 | $35,000.00 |
DisclosureSEC source: 0001612849-16-000039 · edgar.xml · nonDerivative · entry 2 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the reported shares, 108,696 shares are represented by RSUs. Read SEC document |
| December 12, 2016 Filed Dec 16, 2016 17:15 UTC | TUBEMOGUL INC TUBE · Entity 180224 | GiftCommon Stock | 35,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001612849-16-000039 · edgar.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,434 F1 · balance_after: Of the reported shares, 108,696 shares are represented by RSUs. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:57 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Tax withholdingCommon Stock | 3,142 | $13.94 | $43,799.48 |
DisclosureSEC source: 0001612849-16-000038 · edgar.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,869 F1 · shares: The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued or sold by the Reporting Person. F2 · balance_after: Of the reported shares, 108,696 shares are represented by RSUs. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 20:23 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 15,000 | $8.43 | $126,523.50 |
DisclosureSEC source: 0001612849-16-000036 · edgar.xml · nonDerivative · entry 2 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,222,011 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.37 to $8.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Of the reported shares, 117,057 shares are represented by RSUs. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:23 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 15,000 | $8.69 | $130,389.00 |
DisclosureSEC source: 0001612849-16-000036 · edgar.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,011 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.44 to $8.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Of the reported shares, 117,057 shares are represented by RSUs. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 20:44 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 385,035 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001612849-16-000034 · edgar.xml · derivative · entry 2 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 385,035 shares Expires 2024-11-12 F1 · kind: On September 12, 2016, the Issuer canceled an option granted to the Reporting Person on November 12, 2014, pursuant to a stock option termination agreement providing that such option would be surrendered and returned to the Issuer for cancellation without any understanding or expectation regarding future grant of any option or other form of equity or non-equity compensation by the Issuer. F3 · derivative.exercise_date: The canceled option provided for vesting subject to performance conditions that provided that upon Issuer's achievement of pre-established valuations, 154,014 and 231,021 shares respectively, would vest monthly over two years at a rate of 1/24th per month, subject to Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 20:44 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 308,028 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001612849-16-000034 · edgar.xml · derivative · entry 1 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 308,028 shares Expires 2024-11-12 F1 · kind: On September 12, 2016, the Issuer canceled an option granted to the Reporting Person on November 12, 2014, pursuant to a stock option termination agreement providing that such option would be surrendered and returned to the Issuer for cancellation without any understanding or expectation regarding future grant of any option or other form of equity or non-equity compensation by the Issuer. F2 · derivative.exercise_date: The canceled option provided for vesting of 1/48th of the shares subject to the option vested on 12/12/2014, and thereafter 1/48th of the shares vested monthly, subject to the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| September 12, 2016 Filed Dec 21, 2016 21:51 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 385,035 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001612849-16-000040 · edgar.xml · derivative · entry 2 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 385,035 shares Expires 2024-11-12 F1 · kind: On September 12, 2016, the Issuer canceled an option granted to the Reporting Person on November 12, 2014, pursuant to a stock option termination agreement providing that such option would be surrendered and returned to the Issuer for cancellation without any understanding or expectation regarding future grant of any option or other form of equity or non-equity compensation by the Issuer. F3 · derivative.exercise_date: The canceled option provided for vesting subject to performance conditions that provided that upon Issuer's achievement of pre-established valuations, 154,014 and 231,021 shares respectively, would vest monthly over two years at a rate of 1/24th per month, subject to Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| September 12, 2016 Filed Dec 21, 2016 21:51 UTC | TUBEMOGUL INC TUBE · Entity 180224 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 308,028 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001612849-16-000040 · edgar.xml · derivative · entry 1 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 308,028 shares Expires 2024-11-12 F1 · kind: On September 12, 2016, the Issuer canceled an option granted to the Reporting Person on November 12, 2014, pursuant to a stock option termination agreement providing that such option would be surrendered and returned to the Issuer for cancellation without any understanding or expectation regarding future grant of any option or other form of equity or non-equity compensation by the Issuer. F2 · derivative.exercise_date: The canceled option provided for vesting of 1/48th of the shares subject to the option vested on 12/12/2014, and thereafter 1/48th of the shares vested monthly, subject to the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 21:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 15,000 | $9.21 | $138,127.50 |
DisclosureSEC source: 0001612849-16-000031 · edgar.xml · nonDerivative · entry 2 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,011 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Of the reported shares, 117,057 shares are represented by RSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 15,000 | $9.13 | $136,896.00 |
DisclosureSEC source: 0001612849-16-000031 · edgar.xml · nonDerivative · entry 1 Wilson Brett · CIK 0001612849 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,011 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.255 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Of the reported shares, 117,057 shares are represented by RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.