MACKOVAK BENJAMIN

SEC source: 0001697577-26-000006 · wk-form4_1781103814.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,239

F1 · shares: Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date.

SEC source: 0001104659-26-038693 · tm2610919-7_4seq1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Owned directly by Strategic Value Investors LP

Disclosed balance after: 0

F1 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

F3 · ownership.nature: Owned directly by Strategic Value Investors LP. The reporting person, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. The reporting person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001104659-26-038693 · tm2610919-7_4seq1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

F2 · balance_after: Includes restricted stock units with respect to 13,308 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio.

SEC source: 0001697577-26-000004 · wk-form4_1775170664.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Owned directly by Strategic Value Investors LP

Disclosed balance after: 1,151,160

F2 · price: Received in exchange for (a) 6,768,343 shares of First Foundation common stock and (b) 389.28296 shares of First Foundation Series C non-voting common equity equivalent stock (the "Series C stock"), each in connection with the merger. Each share of Series C stock converted into the right to receive a number of shares of FirstSun common stock equal to the number of shares of First Foundation common stock that such share was convertible into immediately prior to the effective time of the merger, multiplied by the exchange ratio of 0.16083. Each share of First Foundation common stock converted into the right to receive 0.16083 of a share of FirstSun common stock, with cash paid in lieu of fractional shares. On the last trading day before the effective date of the merger, the closing price of First Foundation common stock was $5.90 per share, and the closing price of FirstSun common stock was $36.46 per share.

F3 · ownership.nature: Owned directly by Strategic Value Investors LP. The reporting person, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned by Strategic Value Investors LP for purposes of Section 16. The reporting person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001697577-26-000004 · wk-form4_1775170664.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,140

F1 · price: Received in exchange for 13,308 unvested restricted stock units ("RSUs") of First Foundation Inc. ("First Foundation") that were assumed by FirstSun Capital Bancorp ("FirstSun") and replaced with RSUs of FirstSun, in connection with the merger of First Foundation with and into FirstSun. Each unvested RSU of First Foundation was converted into an RSU of FirstSun with respect to FirstSun common stock, based on the exchange ratio in the merger of 0.16083 of a share of FirstSun common stock for each share of First Foundation common stock.

SEC source: 0001593968-25-000705 · primary_01.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,308

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 13,308 restricted stock units under First Foundation Inc.'s 2024 Equity Incentive Plan. The total reported in Column 5 includes the 13,308 newly awarded restricted stock units and 0 shares of common stock.

SEC source: 0001593968-24-001254 · primary_01.xml · derivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Owned directly by Strategic Value Investors LP

Disclosed balance after: 0

Underlying: Common Stock · 3,870,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Subject to approval by the stockholders of the Company, each share of Series B Noncumulative Convertible Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock"), will convert to 1,000 shares of Common Stock. Prior to such stockholder approval, each share of Series B Preferred Stock will convert into 1,000 shares of Common Stock upon a transfer consistent with the rules and limitations of Regulation Y of the Bank Holding Company Act of 1956, as amended. The Series B Preferred Stock have no expiration date. On October 2, 2024, following stockholder approval, each issued and outstanding share of Series B Preferred Stock converted into 1,000 shares of the Company's Common Stock, par value $0.001 per share, pursuant to the Company's Certificate of Designations of Series B Noncumulative Convertible Preferred Stock.

F1 · price: Subject to approval by the stockholders of the Company, each share of Series B Noncumulative Convertible Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock"), will convert to 1,000 shares of Common Stock. Prior to such stockholder approval, each share of Series B Preferred Stock will convert into 1,000 shares of Common Stock upon a transfer consistent with the rules and limitations of Regulation Y of the Bank Holding Company Act of 1956, as amended. The Series B Preferred Stock have no expiration date. On October 2, 2024, following stockholder approval, each issued and outstanding share of Series B Preferred Stock converted into 1,000 shares of the Company's Common Stock, par value $0.001 per share, pursuant to the Company's Certificate of Designations of Series B Noncumulative Convertible Preferred Stock.

F1 · derivative.exercise_date: Subject to approval by the stockholders of the Company, each share of Series B Noncumulative Convertible Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock"), will convert to 1,000 shares of Common Stock. Prior to such stockholder approval, each share of Series B Preferred Stock will convert into 1,000 shares of Common Stock upon a transfer consistent with the rules and limitations of Regulation Y of the Bank Holding Company Act of 1956, as amended. The Series B Preferred Stock have no expiration date. On October 2, 2024, following stockholder approval, each issued and outstanding share of Series B Preferred Stock converted into 1,000 shares of the Company's Common Stock, par value $0.001 per share, pursuant to the Company's Certificate of Designations of Series B Noncumulative Convertible Preferred Stock.

F1 · derivative.expiration_date: Subject to approval by the stockholders of the Company, each share of Series B Noncumulative Convertible Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock"), will convert to 1,000 shares of Common Stock. Prior to such stockholder approval, each share of Series B Preferred Stock will convert into 1,000 shares of Common Stock upon a transfer consistent with the rules and limitations of Regulation Y of the Bank Holding Company Act of 1956, as amended. The Series B Preferred Stock have no expiration date. On October 2, 2024, following stockholder approval, each issued and outstanding share of Series B Preferred Stock converted into 1,000 shares of the Company's Common Stock, par value $0.001 per share, pursuant to the Company's Certificate of Designations of Series B Noncumulative Convertible Preferred Stock.

F2 · ownership.nature: Owned directly by Strategic Value Investors LP. The reporting person, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. The reporting person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001593968-24-001254 · primary_01.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Owned directly by Strategic Value Investors LP

Disclosed balance after: 6,768,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Subject to approval by the stockholders of the Company, each share of Series B Noncumulative Convertible Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock"), will convert to 1,000 shares of Common Stock. Prior to such stockholder approval, each share of Series B Preferred Stock will convert into 1,000 shares of Common Stock upon a transfer consistent with the rules and limitations of Regulation Y of the Bank Holding Company Act of 1956, as amended. The Series B Preferred Stock have no expiration date. On October 2, 2024, following stockholder approval, each issued and outstanding share of Series B Preferred Stock converted into 1,000 shares of the Company's Common Stock, par value $0.001 per share, pursuant to the Company's Certificate of Designations of Series B Noncumulative Convertible Preferred Stock.

F2 · ownership.nature: Owned directly by Strategic Value Investors LP. The reporting person, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. The reporting person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001137547-23-000052 · wk-form4_1685998009.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 569 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents common stock closing price on June 1, 2023.

F5 · shares: Represents the complete vesting of all restricted stock units granted on June 1, 2023.

F3 · price: Represents a grant of restricted stock units on June 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001137547-23-000052 · wk-form4_1685998009.xml · derivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,569

Underlying: Common Stock · 569 shares

Expires 2023-06-01

F3 · shares: Represents a grant of restricted stock units on June 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F3 · price: Represents a grant of restricted stock units on June 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001137547-23-000052 · wk-form4_1685998009.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 0

F2 · price: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Mr. Mackovak was the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Mr. Mackovak was the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Mr. Mackovak was the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Mr. Mackovak was the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001137547-23-000052 · wk-form4_1685998009.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on June 1, 2023.

F1 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on June 1, 2023.

SEC source: 0001567619-23-004277 · doc1.xml · derivative · entry 7

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 497 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Represents common stock closing price on March 1, 2023.

F7 · shares: Represents the complete vesting of all restricted stock units granted on March 1, 2023.

F6 · price: Represents a grant of restricted stock units on March 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-23-004277 · doc1.xml · derivative · entry 6

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,497

Underlying: Common Stock · 497 shares

Expires 2023-03-01

F6 · shares: Represents a grant of restricted stock units on March 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F6 · price: Represents a grant of restricted stock units on March 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-23-004277 · doc1.xml · nonDerivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 932,491

F9 · price: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F9 · balance_after: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F9 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F9 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

SEC source: 0001567619-23-004277 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on March 1, 2023.

F5 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on March 1, 2023.

SEC source: 0001567619-23-004277 · doc1.xml · derivative · entry 5

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 1,500 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents common stock closing price on February 28, 2023..

F3 · shares: Represents the complete vesting of all restricted stock units granted on February 28, 2023.

F2 · price: Represents a grant of discretionary restricted stock units awarded on February 28, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-23-004277 · doc1.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 1,500 shares

Expires 2023-02-28

F2 · shares: Represents a grant of discretionary restricted stock units awarded on February 28, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F2 · price: Represents a grant of discretionary restricted stock units awarded on February 28, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-23-004277 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on February 28, 2023 as a discretionary incentive award.

F1 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on February 28, 2023 as a discretionary incentive award.

SEC source: 0001567619-22-021185 · doc1.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 537 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents common stock closing price on December 1, 2022.

F3 · shares: Represents the complete vesting of all restricted stock units granted on December 1, 2022.

F2 · price: Represents a grant of restricted stock units on December 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-021185 · doc1.xml · derivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,537

Underlying: Common Stock · 537 shares

Expires 2022-12-01

F2 · shares: Represents a grant of restricted stock units on December 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F2 · price: Represents a grant of restricted stock units on December 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-021185 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 932,491

F5 · price: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · balance_after: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

SEC source: 0001567619-22-021185 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on December 1, 2022.

F1 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on December 1, 2022.

SEC source: 0001567619-22-017027 · doc1.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 528 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents common stock closing price on September 1, 2022.

F3 · shares: Represents the complete vesting of all restricted stock units granted on September 1, 2022.

F2 · price: Represents a grant of restricted stock units on September 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-017027 · doc1.xml · derivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

Underlying: Common Stock · 528 shares

Expires 2022-09-01

F2 · shares: Represents a grant of restricted stock units on September 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F2 · price: Represents a grant of restricted stock units on September 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-017027 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 932,491

F5 · price: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · balance_after: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

SEC source: 0001567619-22-017027 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on September 1, 2022.

F1 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on September 1, 2022.

SEC source: 0001567619-22-012338 · doc1.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 602 shares

Expires 2022-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents common stock closing price on June 1, 2022.

F3 · shares: Represents the complete vesting of all restricted stock units granted on June 1, 2022.

F2 · price: Represents a grant of restricted stock units on June 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-012338 · doc1.xml · derivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,602

Underlying: Common Stock · 602 shares

Expires 2022-06-01

F2 · shares: Represents a grant of restricted stock units on June 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F2 · price: Represents a grant of restricted stock units on June 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-012338 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 932,491

F5 · price: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · balance_after: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

SEC source: 0001567619-22-012338 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on June 1, 2022.

F1 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on June 1, 2022.

SEC source: 0001567619-22-006308 · doc1.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 763 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents common stock closing price on March 1, 2022.

F3 · shares: Represents the complete vesting of all restricted stock units granted on March 1, 2022.

F2 · price: Represents a grant of restricted stock units on March 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-006308 · doc1.xml · derivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,763

Underlying: Common Stock · 763 shares

Expires 2022-03-01

F2 · shares: Represents a grant of restricted stock units on March 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F2 · price: Represents a grant of restricted stock units on March 1, 2022, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-22-006308 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 932,491

F5 · price: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · balance_after: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

SEC source: 0001567619-22-006308 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on March 1, 2022.

F1 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on March 1, 2022.

SEC source: 0001567619-21-022267 · doc1.xml · nonDerivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818

F2 · price: For disclosure purposes only.

F2 · ownership.direct: For disclosure purposes only.

SEC source: 0001567619-21-022267 · doc1.xml · nonDerivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 932,491

F1 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001567619-21-022267 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 930,751

F1 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001567619-21-022267 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 927,089

F1 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001567619-21-021510 · doc1.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 818 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents common stock closing price on December 1, 2021.

F3 · shares: Represents the complete vesting of all restricted stock units granted on December 1, 2021.

F2 · price: Represents a grant of restricted stock units on December 1, 2021, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-21-021510 · doc1.xml · derivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,818

Underlying: Common Stock · 818 shares

Expires 2021-12-01

F2 · shares: Represents a grant of restricted stock units on December 1, 2021, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F2 · price: Represents a grant of restricted stock units on December 1, 2021, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001567619-21-021510 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 916,289

F5 · price: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · balance_after: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.direct: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

F5 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only.

SEC source: 0001567619-21-021510 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on December 1, 2021.

F1 · price: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on December 1, 2021.

SEC source: 0001140361-18-011386 · doc1.xml · derivative · entry 4

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 1,000 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the complete vesting of all restricted stock units granted on February 27, 2018.

F2 · price: Represents a grant of 1,000 restricted stock units on February 27, 2018, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001140361-18-011386 · doc1.xml · derivative · entry 3

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 1,000 shares

Expires 2028-02-27

F2 · shares: Represents a grant of 1,000 restricted stock units on February 27, 2018, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

F2 · price: Represents a grant of 1,000 restricted stock units on February 27, 2018, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

SEC source: 0001140361-18-011386 · doc1.xml · nonDerivative · entry 2

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 916,289

F5 · kind: No transactions in the issuer's equity securities occurred. Information is included to show indirect beneficial ownership of the issuer's equity securities.

F4 · ownership.nature: 916,289 shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001140361-18-011386 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on February 27, 2018.

SEC source: 0001140361-17-022402 · doc1.xml · derivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: UBFO Common Stock · 15,000 shares

Expires 2027-05-23

F1 · derivative.exercise_date: Options vest ratably over five years beginning one year from date of grant.

SEC source: 0001140361-17-018918 · doc1.xml · nonDerivative · entry 1

MACKOVAK BENJAMIN · CIK 0001697577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Strategic Value Investors LP

Disclosed balance after: 916,289

F1 · ownership.nature: Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.