Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRSTSUN CAPITAL BANCORPFSUN · Entity 4610 | Director | June 08, 2026 | June 10, 2026 |
| MIDDLEFIELD BANC CORPMBCN · Entity 64094 | Director | December 01, 2022 | December 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRSTSUN CAPITAL BANCORP
Report date June 08, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectHeld by Castle Creek Advisors IX LLC | 2,099 |
Reported balance
After 2026-06-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-06-08 · Grant · Acquired 2,099 · Balance 2,099 F1: Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date, issued to Castle Creek Advisors IX LLC, on behalf of Spencer Cohn in his capacity as a member of the Board of Directors of the Issuer. F2: Does not include 1,100,184 shares held by Castle Creek Capital Partners IX LP. Mr. Cohn, a principal of the general partner of Castle Creek Capital Partners IX LP, disclaims beneficial ownership of the shares held by Castle Creek Advisors IX LLC and Castle Creek Capital Partners IX LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date, issued to Castle Creek Advisors IX LLC, on behalf of Spencer Cohn in his capacity as a member of the Board of Directors of the Issuer.
F2: Does not include 1,100,184 shares held by Castle Creek Capital Partners IX LP. Mr. Cohn, a principal of the general partner of Castle Creek Capital Partners IX LP, disclaims beneficial ownership of the shares held by Castle Creek Advisors IX LLC and Castle Creek Capital Partners IX LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
MIDDLEFIELD BANC CORP
Report date December 01, 2022 · Filed December 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-12-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The reporting person is a director of affiliates of Castle Creek Capital Partners VI, LP ("Fund VI"). The reporting person disclaims beneficial ownership of shares of the issuer's common stock owned by Fund VI, except to the extent of his pecuniary interest in Fund VI, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares of common stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is a director of affiliates of Castle Creek Capital Partners VI, LP ("Fund VI"). The reporting person disclaims beneficial ownership of shares of the issuer's common stock owned by Fund VI, except to the extent of his pecuniary interest in Fund VI, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares of common stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2026 Filed Jun 10, 2026 21:00 UTC | FIRSTSUN CAPITAL BANCORP FSUN · Entity 4610 | GrantCommon Stock, $0.0001 par value | 2,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001954808-26-000004 · wk-form4_1781125246.xml · nonDerivative · entry 1 Cohn Spencer · CIK 0001954808 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Castle Creek Advisors IX LLC Disclosed balance after: 2,099 F1 · shares: Annual restricted stock award for board service, which vests on the one-year anniversary of the grant date, issued to Castle Creek Advisors IX LLC, on behalf of Spencer Cohn in his capacity as a member of the Board of Directors of the Issuer. F2 · ownership.nature: Does not include 1,100,184 shares held by Castle Creek Capital Partners IX LP. Mr. Cohn, a principal of the general partner of Castle Creek Capital Partners IX LP, disclaims beneficial ownership of the shares held by Castle Creek Advisors IX LLC and Castle Creek Capital Partners IX LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.