Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advantage Solutions Inc.ADV · Entity 5563 | Director · Chief Executive Officer | May 18, 2026 | May 20, 2026 |
| Post Holdings Partnering CorpPSPC · Entity 112951 | Director | May 25, 2021 | May 26, 2021 |
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advantage Solutions Inc.
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 217,164 |
Ending reported balance
After 2026-05-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-18 · Purchase · Acquired 800 · Balance 216,364 Row 2 · 2026-05-19 · Purchase · Acquired 800 · Balance 217,164 |
Post Holdings Partnering Corp
Report date May 25, 2021 · Filed May 26, 2021
This filing explicitly reported no securities owned.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,450 |
Reported balance
After 2026-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-09 · Grant · Acquired 2,450 · Balance 2,450 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 13,764 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,764 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2023 Filed Jun 9, 2023 21:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,504 | $59.90 Strike: $0.00 | $149,989.60 |
DisclosureSEC source: 0001209191-23-035955 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,146 Underlying: Common Stock · 2,504 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 16, 2023 Filed May 17, 2023 20:30 UTC | Advantage Solutions Inc. ADV · Entity 5563 | PurchaseClass A Common Stock | 80,000 | $1.64 | $131,032.00 |
DisclosureSEC source: 0000899243-23-013186 · doc4.xml · nonDerivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,858,112 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.59 to $1.66. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:30 UTC | Advantage Solutions Inc. ADV · Entity 5563 | PurchaseClass A Common Stock | 80,000 | $1.58 | $126,720.00 |
DisclosureSEC source: 0000899243-23-013186 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,778,112 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.47 to $1.60. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:30 UTC | Advantage Solutions Inc. ADV · Entity 5563 | GrantPerformance Restricted Stock Unit · Derivative | 566,037 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008065 · doc4.xml · derivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,037 Underlying: Class A Common Stock · 566,037 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of performance restricted stock units (PSUs), each of which represents a contingent right to receive one share of Class A Common Stock upon vesting. Subject to the achievement of certain performance conditions based on Adjusted EBITDA and Revenue, the PSUs are scheduled to vest in increments of one-third on February 1 for each of the next three years and may vest from 0% to 150% of the target number of PSUs reported on this Form 4. F1 · derivative.exercise_date: Represents an award of performance restricted stock units (PSUs), each of which represents a contingent right to receive one share of Class A Common Stock upon vesting. Subject to the achievement of certain performance conditions based on Adjusted EBITDA and Revenue, the PSUs are scheduled to vest in increments of one-third on February 1 for each of the next three years and may vest from 0% to 150% of the target number of PSUs reported on this Form 4. F1 · derivative.expiration_date: Represents an award of performance restricted stock units (PSUs), each of which represents a contingent right to receive one share of Class A Common Stock upon vesting. Subject to the achievement of certain performance conditions based on Adjusted EBITDA and Revenue, the PSUs are scheduled to vest in increments of one-third on February 1 for each of the next three years and may vest from 0% to 150% of the target number of PSUs reported on this Form 4. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:05 UTC | Advantage Solutions Inc. ADV · Entity 5563 | GrantStock Option (right to Buy) · Derivative | 3,250,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003881 · doc4.xml · derivative · entry 4 PEACOCK DAVID A · CIK 0001382184 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250,000 Underlying: Class A Common Stock · 3,250,000 shares Expires 2033-02-01 F2 · derivative.exercise_date: The stock option is scheduled to vest in equal installements on each of the first five anniversaries of the grant date, subject to acceleration as described in the award agreement. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:05 UTC | Advantage Solutions Inc. ADV · Entity 5563 | GrantStock Option (right to Buy) · Derivative | 2,750,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003881 · doc4.xml · derivative · entry 3 PEACOCK DAVID A · CIK 0001382184 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750,000 Underlying: Class A Common Stock · 2,750,000 shares Expires 2033-02-01 F2 · derivative.exercise_date: The stock option is scheduled to vest in equal installements on each of the first five anniversaries of the grant date, subject to acceleration as described in the award agreement. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:05 UTC | Advantage Solutions Inc. ADV · Entity 5563 | GrantStock Option (right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0000899243-23-003881 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class A Common Stock · 2,000,000 shares Expires 2033-02-01 F2 · derivative.exercise_date: The stock option is scheduled to vest in equal installements on each of the first five anniversaries of the grant date, subject to acceleration as described in the award agreement. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:05 UTC | Advantage Solutions Inc. ADV · Entity 5563 | GrantClass A Common Stock | 1,698,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003881 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698,112 F1 · shares: Includes 566,037 restricted stock units (RSUs), each of which represents a contingent right to receive Class A Common Stock upon vesting. The RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,761 | $56.78 Strike: $0.00 | $99,989.58 |
DisclosureSEC source: 0001209191-22-036952 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 Underlying: Common Stock · 1,761 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2022 Filed Aug 17, 2022 21:10 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,642 | $56.78 Strike: $0.00 | $150,012.76 |
DisclosureSEC source: 0001209191-22-046373 · doc4a.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 Underlying: Common Stock · 2,642 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033521 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033521 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,389 | $71.98 Strike: $0.00 | $99,980.22 |
DisclosureSEC source: 0001209191-21-060618 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Common Stock · 1,389 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038626 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038626 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035271 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035271 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033569 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,996 Underlying: Common Stock · 2,096 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 1,000 | $40.99 | $40,990.00 |
DisclosureSEC source: 0001209191-20-021254 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,415 Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 20:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 1,000 | $32.47 | $32,468.00 |
DisclosureSEC source: 0001209191-20-020635 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,415 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:44 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035600 · doc4.xml · derivative · entry 3 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:44 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035600 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:44 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035600 · doc4.xml · derivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 2,000 | $53.14 | $106,280.00 |
DisclosureSEC source: 0001209191-19-010241 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,515 Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 200 | $48.53 | $9,706.00 |
DisclosureSEC source: 0001209191-18-057956 · doc4.xml · nonDerivative · entry 2 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,515 Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 1,800 | $48.55 | $87,389.64 |
DisclosureSEC source: 0001209191-18-057956 · doc4.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,315 Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 20:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052451 · doc4.xml · derivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 20:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045701 · doc4.xml · derivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · kind: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F1 · price: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F2 · derivative.exercise_date: Units vest quarterly over a one year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000063 · edgardoc.xml · derivative · entry 4 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000063 · edgardoc.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000063 · edgardoc.xml · derivative · entry 3 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 4,500 | $50.03 | $225,149.40 |
DisclosureSEC source: 0000720672-17-000080 · edgardoc.xml · nonDerivative · entry 1 PEACOCK DAVID A · CIK 0001382184 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,615 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.