Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENJOY TECHNOLOGY, INC./DEENJY · Entity 126222 | Director · Chief Administrative Officer | June 10, 2022 | June 14, 2022 |
| Five9, Inc.FIVN · Entity 4346 | Director | May 20, 2026 | May 22, 2026 |
| Rocket Companies, Inc.RKT · Entity 3094 | Director | June 10, 2026 | June 11, 2026 |
| TYSON FOODS, INC.TSN · Entity 3273 | Director | February 09, 2024 | February 13, 2024 |
| ULTIMATE SOFTWARE GROUP INCULTI · Entity 157828 | Director | May 03, 2019 | May 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENJOY TECHNOLOGY, INC./DE
Report date June 10, 2022 · Filed June 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,207,426 |
Reported balance
After 2022-06-10 transaction · row 1
1 source rowRow 1 · 2022-06-10 · Tax withholding · Disposed 19,492 · Balance 1,207,426 F1: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.
Five9, Inc.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,147 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 8,972 · Balance 27,147 |
Rocket Companies, Inc.
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 102,300 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 16,312 · Balance 102,300 F1: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.
TYSON FOODS, INC.
Report date February 09, 2024 · Filed February 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,704.826 |
Reported balance
After 2024-02-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-09 · Grant · Acquired 3,328.262 · Balance 14,704.826 F1: Represents a stock award of deferred shares of the Issuer's Class A Common Stock having a value of $175,000 granted upon their election or re-election as a director. Pursuant to the Deferred Stock Agreement for Directors, these shares shall be settled and paid 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. F2: Includes 402.592 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a stock award of deferred shares of the Issuer's Class A Common Stock having a value of $175,000 granted upon their election or re-election as a director. Pursuant to the Deferred Stock Agreement for Directors, these shares shall be settled and paid 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors.
F2: Includes 402.592 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
ULTIMATE SOFTWARE GROUP INC
Report date May 03, 2019 · Filed May 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-05-03 transaction · row 1
1 source rowRow 1 · 2019-05-03 · Disposition to issuer · Disposed 6,050 · Balance 0 F1: These shares were previously reported in Table I of Form 4 as restricted stock awards. Pursuant to the Merger Agreement (as defined below), at the Effective Time (as defined below), each outstanding restricted stock award became fully vested and was cancelled and converted into the right to receive the Merger Consideration (as defined below) without interest and subject to applicable withholding taxes. F2: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 3, 2019, by and among The Ultimate Software Group, Inc. (the "Company"), Unite Parent Corp. ("Parent") and Unite Merger Sub Corp. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission (the "SEC") on February 4, 2019, pursuant to which the Company became an indirect wholly owned subsidiary of Parent (the "Merger") on May 3, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $331.50 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were previously reported in Table I of Form 4 as restricted stock awards. Pursuant to the Merger Agreement (as defined below), at the Effective Time (as defined below), each outstanding restricted stock award became fully vested and was cancelled and converted into the right to receive the Merger Consideration (as defined below) without interest and subject to applicable withholding taxes.
F2: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 3, 2019, by and among The Ultimate Software Group, Inc. (the "Company"), Unite Parent Corp. ("Parent") and Unite Merger Sub Corp. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission (the "SEC") on February 4, 2019, pursuant to which the Company became an indirect wholly owned subsidiary of Parent (the "Merger") on May 3, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $331.50 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OneStream, Inc.
Report date April 01, 2026 · Filed April 02, 2026
Section 16 reporting ended · disclosed 2026-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 1
1 source rowRow 1 · 2026-04-01 · Disposition to issuer · Disposed 7,130 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F2: Represents an equal number of restricted stock units ("RSUs"). Pursuant to Issuer's outside director compensation policy, immediately before the effective time of the Mergers (the "Effective Time"), each RSU award held by a non-employee director that was outstanding and unvested as of immediately before the Effective Time (a "Director RSU Award") accelerated and became fully vested. At the Effective Time, each Director RSU Award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) $24.00 (the "Per Share Price") multiplied by (b) the total number of shares of Issuer's Class A Common Stock covered by such Director RSU Award, less applicable withholding taxes. |
| Common UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-01 · Disposition to issuer · Disposed 206,949 · Balance 0 F3: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-01 · Disposition to issuer · Disposed 40,051 · Balance 0 F3: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F4: Held by the Jonathan D. Mariner Revocable Trust, of which the Reporting Person is a trustee. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.40 · Expires 2034-06-20 | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-01 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F5: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2034-07-22 | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-01 · Disposition to issuer · Disposed 134,913 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent. F5: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated January 6, 2026, by and among OneStream, Inc. ("Issuer"), OneStream Software LLC, a subsidiary of Issuer ("Company LLC"), Onward AcquireCo Inc. ("Parent"), Onward Merger Sub 2, LLC ( "Merger Sub I") and Onward Merger Sub, Inc. ("Merger Sub II"), on April 1, 2026, Merger Sub 1 merged with and into Company LLC (the "First Merger"), with Company LLC surviving the First Merger and becoming a subsidiary of Parent, and Merger Sub II merged with and into Issuer (the "Second Merger" and together with the First Merger, the "Mergers"), with Issuer surviving the Second Merger and becoming a subsidiary of Parent.
F2: Represents an equal number of restricted stock units ("RSUs"). Pursuant to Issuer's outside director compensation policy, immediately before the effective time of the Mergers (the "Effective Time"), each RSU award held by a non-employee director that was outstanding and unvested as of immediately before the Effective Time (a "Director RSU Award") accelerated and became fully vested. At the Effective Time, each Director RSU Award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) $24.00 (the "Per Share Price") multiplied by (b) the total number of shares of Issuer's Class A Common Stock covered by such Director RSU Award, less applicable withholding taxes.
F3: At the Effective Time, each Common Unit was cancelled and converted into the right to receive an amount in cash, without interest, equal to the Per Share Price, less applicable withholding taxes. Each corresponding share of Class C Common Stock was cancelled and converted into the right to receive $0.0001 in cash, without interest, less applicable withholding taxes.
F4: Held by the Jonathan D. Mariner Revocable Trust, of which the Reporting Person is a trustee.
F5: Pursuant to Issuer's outside director compensation policy, immediately prior to the Effective Time, the shares subject to the option became fully vested and immediately exercisable. At the Effective Time, the option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the total number of shares of Class A Common Stock subject to the option multiplied by (b) the excess, if any, of the Per Share Price over the exercise price per share of such option, less applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2022 Filed Jun 17, 2022 20:40 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 28,653 | $6.98 | $199,997.94 |
DisclosureSEC source: 0001805284-22-000099 · wf-form4_165549839067437.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,557 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 15, 2022 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3.Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs will vest in full on the first anniversary of the grant date. F2 · balance_after: The total includes 15,904 previously granted RSUs. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 21:38 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | Tax withholdingCommon Stock | 19,492 | $0.25 | $4,804.78 |
DisclosureSEC source: 0001209191-22-036773 · doc4.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,426 F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units. Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:05 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | Tax withholdingCommon Stock | 10,779 | $0.25 | $2,744.33 |
DisclosureSEC source: 0001209191-22-031846 · doc4.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226,918 F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units. Read SEC document |
| March 10, 2022 Filed Apr 22, 2022 20:07 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | Tax withholdingCommon Stock | 5,798 | $3.44 | $19,945.12 |
DisclosureSEC source: 0001209191-22-025349 · doc4.xml · nonDerivative · entry 2 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,697 F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:58 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | GrantCommon Stock | 380,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017954 · doc4.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,330 F1 · shares: Shares are time-based restricted stock units ("RSUs") awarded pursuant to the Issuer's 2021 Equity Incentive Plan. The RSUs subject to this award vest over 4 years, with 6.25% (1/16th) of the RSUs vesting on each quarterly vesting date following the vesting start date of March 8, 2022, subject to the reporting person's continued service. Read SEC document |
| March 08, 2022 Filed Apr 22, 2022 20:07 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | Tax withholdingCommon Stock | 57,835 | $3.19 | $184,493.65 |
DisclosureSEC source: 0001209191-22-025349 · doc4.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,495 F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:38 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 1,634.655 | $97.88 | $160,000.03 |
DisclosureSEC source: 0000100493-22-000044 · wf-form4_164487826091841.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,891.345 F1 · kind: Represents a stock award of deferred shares of the Issuer's Class A Common Stock having a value of $160,000 granted on the date of election as a director at the Annual Meeting of Shareholders held on February 10, 2022. Pursuant to the Deferred Stock Agreement for Directors, these shares shall be settled and paid 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. F2 · balance_after: Includes 140.82 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 22:17 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | GrantCommon Stock | 708,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071289 · doc4.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Admin and People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,356 F1 · shares: Shares are time-based restricted stock units ("RSUs") awarded pursuant to Issuer's 2021 Equity Incentive Plan. Twenty-five percent of the RSUs shall vest on the first quarterly vesting date on or after the first anniversary of the vesting start date of December 1, 2021, with the remaining RSUs vesting in equal installments of 1/16th of the total number of RSUs on each quarterly vesting date thereafter, subject to the reporting person's continuous service. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 00:33 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | GrantStock Option (Right to Buy) · Derivative | 413,467 | Not disclosed Strike: $8.31 | Not disclosed |
DisclosureSEC source: 0001209191-21-061067 · doc4.xml · derivative · entry 2 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Admin and People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,467 Underlying: Common Stock · 413,467 shares Expires 2031-02-18 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of April 28, 2021, as amended on July 23, 2021 and September 13, 2021, by and among Marquee Raine Acquisition Corp. ("MRAC"), MRAC Merger Sub Corp., a direct, wholly owned subsidiary of MRAC ("Merger Sub") and Enjoy Technology Operating Corp. ("Legacy Enjoy"), pursuant to which Merger Sub merged with and into Legacy Enjoy, with Legacy Enjoy surviving as a wholly owned subsidiary of MRAC, which subsequently changed its name to Enjoy Technology, Inc. (the "Issuer"), (the "Merger Agreement"). The transactions contemplated by the Merger Agreement are referred to herein as the "Business Combination." F4 · price: Received in exchange for an option to purchase 1,200,000 shares of common stock of Legacy Enjoy. F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the stock option shall be fully vested and exercisable on December 1, 2021, and the remaining balance vests in equal monthly installments and will be fully vested and exercisable on December 1, 2024, the fourth anniversary of the vesting commencement date. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 00:33 UTC | ENJOY TECHNOLOGY, INC./DE ENJY · Entity 126222 | GrantCommon Stock | 212,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-061067 · doc4.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director · Chief Admin and People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,134 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of April 28, 2021, as amended on July 23, 2021 and September 13, 2021, by and among Marquee Raine Acquisition Corp. ("MRAC"), MRAC Merger Sub Corp., a direct, wholly owned subsidiary of MRAC ("Merger Sub") and Enjoy Technology Operating Corp. ("Legacy Enjoy"), pursuant to which Merger Sub merged with and into Legacy Enjoy, with Legacy Enjoy surviving as a wholly owned subsidiary of MRAC, which subsequently changed its name to Enjoy Technology, Inc. (the "Issuer"), (the "Merger Agreement"). The transactions contemplated by the Merger Agreement are referred to herein as the "Business Combination." F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of April 28, 2021, as amended on July 23, 2021 and September 13, 2021, by and among Marquee Raine Acquisition Corp. ("MRAC"), MRAC Merger Sub Corp., a direct, wholly owned subsidiary of MRAC ("Merger Sub") and Enjoy Technology Operating Corp. ("Legacy Enjoy"), pursuant to which Merger Sub merged with and into Legacy Enjoy, with Legacy Enjoy surviving as a wholly owned subsidiary of MRAC, which subsequently changed its name to Enjoy Technology, Inc. (the "Issuer"), (the "Merger Agreement"). The transactions contemplated by the Merger Agreement are referred to herein as the "Business Combination." F2 · price: Includes 191,532 shares that are time-based and performance based restricted stock units received for no consideration. The performance based vesting conditions were satisfied as a result of the closing of the Business Combination ("Closing"). Twenty-five percent of such restricted stock units shall be issuable on the first anniversary of the vesting commencement date, December 1, 2021, with the remaining seventy-five percent vesting over the following three years in equal quarterly installments. F2 · balance_after: Includes 191,532 shares that are time-based and performance based restricted stock units received for no consideration. The performance based vesting conditions were satisfied as a result of the closing of the Business Combination ("Closing"). Twenty-five percent of such restricted stock units shall be issuable on the first anniversary of the vesting commencement date, December 1, 2021, with the remaining seventy-five percent vesting over the following three years in equal quarterly installments. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:21 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 6,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-21-000023 · wf-form4_162214679851021.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,904 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on May 25, 2021 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the first anniversary of the grant date. F2 · balance_after: The total includes 9,385 restricted stock units previously granted to the filing person. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 18:25 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 2,448.73 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000036 · wf-form4_161315432434179.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,115.87 F1 · kind: Represents a stock award of deferred shares of the Issuer's Class A Common Stock having a value of $160,000 granted on the date of election as a director at the Annual Meeting of Shareholders held on February 11, 2021. Pursuant to the Deferred Stock Agreement for Directors, these shares shall be settled and paid 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. F2 · balance_after: Includes 100.512 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 22:04 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 9,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-20-000026 · wf-form4_160504584466260.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,385 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of November 6, 2021, November 6, 2022 and November 6, 2023, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 21:52 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 2,005.767 | $79.77 | $160,000.03 |
DisclosureSEC source: 0000100493-20-000033 · wf-form4_158137150415696.xml · nonDerivative · entry 2 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566.628 F3 · kind: Represents a stock award of deferred shares of the Issuer's Class A Common Stock having a value of $160,000 granted on the date of election as a director at the Annual Meeting of Shareholders held on February 6, 2020. Pursuant to the Deferred Stock Agreement for Directors, these shares shall be settled and paid 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. F4 · balance_after: Includes 3,566.628 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall be settled and paid 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. Read SEC document |
| December 17, 2019 Filed Feb 10, 2020 21:52 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 21.215 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000033 · wf-form4_158137150415696.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560.861 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 1,560.861 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall be settled and paid 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. Read SEC document |
| May 03, 2019 Filed May 7, 2019 17:07 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | Disposition to issuerCommon Stock | 6,050 | $331.50 | $2,005,575.00 |
DisclosureSEC source: 0001016125-19-000074 · wf-form4_155726323564255.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These shares were previously reported in Table I of Form 4 as restricted stock awards. Pursuant to the Merger Agreement (as defined below), at the Effective Time (as defined below), each outstanding restricted stock award became fully vested and was cancelled and converted into the right to receive the Merger Consideration (as defined below) without interest and subject to applicable withholding taxes. F2 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 3, 2019, by and among The Ultimate Software Group, Inc. (the "Company"), Unite Parent Corp. ("Parent") and Unite Merger Sub Corp. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission (the "SEC") on February 4, 2019, pursuant to which the Company became an indirect wholly owned subsidiary of Parent (the "Merger") on May 3, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $331.50 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. Read SEC document |
| April 29, 2019 Filed Apr 29, 2019 16:18 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 1,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-19-000047 · wf-form4_155656907875735.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,050 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 17:02 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-19-000022 · wf-form4_155000892669840.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,507 Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 16:48 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 499 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-18-000162 · wf-form4_154162731325145.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,020 Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 16:40 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 494 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-18-000123 · wf-form4_153376083423083.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,521 Read SEC document |
| May 04, 2018 Filed May 9, 2018 16:54 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 499 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-18-000076 · wf-form4_152589922945156.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,027 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 17:55 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-18-000028 · wf-form4_151856253743691.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,528 Read SEC document |
| November 06, 2017 Filed Nov 6, 2017 18:23 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 511 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-17-000128 · wf-form4_151001060489365.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,024 Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 16:23 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-17-000101 · wf-form4_150213736424760.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513 Read SEC document |
| May 22, 2017 Filed May 22, 2017 18:06 UTC | ULTIMATE SOFTWARE GROUP INC ULTI · Entity 157828 | GrantRestricted Stock Award | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001016125-17-000087 · wf-form4_149549075400888.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.