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person · Reporting owner

Schall Thomas J.

Disclosed activity across 2 companies

Tapewire entity
39220
SEC CIK
0001423084

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Immuneering CorpIMRX · Entity 5884DirectorJune 11, 2026June 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Immuneering Corp

Report date June 11, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.12 · Expires 2036-06-11Direct33,350 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 33,350 · Balance 33,350

F1: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 11, 2026, and will be fully vested and exercisable on June 11, 2027, or the date of the 2027 annual meeting of stockholders, whichever comes first.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 11, 2026, and will be fully vested and exercisable on June 11, 2027, or the date of the 2027 annual meeting of stockholders, whichever comes first.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ChemoCentryx, Inc.

Report date October 20, 2022 · Filed October 24, 2022

Section 16 reporting ended · disclosed 2022-10-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-20 transaction · row 1
1 source row

Row 1 · 2022-10-20 · Disposition to issuer · Disposed 2,393,352 · Balance 0

F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised,

F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.83Direct0 Reported balance After 2022-10-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-10-20 · Disposition to issuer · Disposed 4,192 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.83Direct0 Reported balance After 2022-10-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-20 · Disposition to issuer · Disposed 188,408 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $46.59Direct0 Reported balance After 2022-10-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-20 · Disposition to issuer · Disposed 2,502 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $46.59Direct0 Reported balance After 2022-10-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-20 · Disposition to issuer · Disposed 68,998 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.02Direct0 Reported balance After 2022-10-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-10-20 · Disposition to issuer · Disposed 7,912 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.02Direct0 Reported balance After 2022-10-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-10-20 · Disposition to issuer · Disposed 222,088 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.86Direct0 Reported balance After 2022-10-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-10-20 · Disposition to issuer · Disposed 11,693 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.86Direct0 Reported balance After 2022-10-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-10-20 · Disposition to issuer · Disposed 278,307 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.62Direct0 Reported balance After 2022-10-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-10-20 · Disposition to issuer · Disposed 262,431 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.62Direct0 Reported balance After 2022-10-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-10-20 · Disposition to issuer · Disposed 17,569 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.57Direct0 Reported balance After 2022-10-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-10-20 · Disposition to issuer · Disposed 285,812 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.57Direct0 Reported balance After 2022-10-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2022-10-20 · Disposition to issuer · Disposed 14,188 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.19Direct0 Reported balance After 2022-10-20 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2022-10-20 · Disposition to issuer · Disposed 406,175 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.19Direct0 Reported balance After 2022-10-20 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2022-10-20 · Disposition to issuer · Disposed 13,825 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.10Direct0 Reported balance After 2022-10-20 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2022-10-20 · Disposition to issuer · Disposed 8,231 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.10Direct0 Reported balance After 2022-10-20 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2022-10-20 · Disposition to issuer · Disposed 386,769 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.28Direct0 Reported balance After 2022-10-20 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2022-10-20 · Disposition to issuer · Disposed 7,002 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.28Direct0 Reported balance After 2022-10-20 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2022-10-20 · Disposition to issuer · Disposed 27,998 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-20 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2022-10-20 · Disposition to issuer · Disposed 239,934 · Balance 0

F4: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised,

F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F4: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Jul 3, 2018 00:20 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 100 $14.10 $1,410.00
Disclosure

SEC source: 0001209191-18-040520 · doc4.xml · nonDerivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in July 2019.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 00:20 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 100 $6.00 $600.00
Disclosure

SEC source: 0001209191-18-040520 · doc4.xml · nonDerivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 00:20 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 10,757 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-040520 · doc4.xml · derivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,243

Underlying: Common Stock · 10,757 shares

Expires 2019-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F4 · derivative.exercise_date: As of June 28, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 00:20 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 10,757 $14.00 $150,618.44
Disclosure

SEC source: 0001209191-18-040520 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in July 2019.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $14.00 to $14.01 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 00:20 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 10,757 $6.00 $64,542.00
Disclosure

SEC source: 0001209191-18-040520 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (Right to Buy) · Derivative 27,928 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · derivative · entry 11

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Common Stock · 27,928 shares

Expires 2019-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable.

F10 · derivative.exercise_date: As of May 23, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 23, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 27,928 $13.01 $363,293.01
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · nonDerivative · entry 7

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in 2019.

F6 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $13.00 to $13.09 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 27,928 $6.00 $167,568.00
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · nonDerivative · entry 6

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (Right to buy) · Derivative 30,932 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · derivative · entry 10

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,928

Underlying: Common Stock · 30,932 shares

Expires 2019-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable.

F9 · derivative.exercise_date: As of May 22, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 22, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 30,932 $13.00 $402,150.03
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · nonDerivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in 2019.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $13.00 to $13.01 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 22, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 30,932 $6.00 $185,592.00
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · nonDerivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (Right to buy) · Derivative 17,798 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · derivative · entry 9

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,202

Underlying: Common Stock · 17,798 shares

Expires 2019-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable.

F7 · derivative.exercise_date: As of May 21, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 21, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (Right to buy) · Derivative 16,140 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · derivative · entry 8

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,860

Underlying: Common Stock · 16,140 shares

Expires 2019-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable.

F7 · derivative.exercise_date: As of May 21, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 21, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 17,798 $12.14 $216,137.13
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · nonDerivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in 2019.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $12.00 to $12.65 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 16,140 $13.00 $209,884.56
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202,792

F1 · kind: Shares sold are associated with stock options that will expire in 2019.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $13.01 to $13.02 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2018 Filed May 24, 2018 01:53 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 33,938 $6.00 $203,628.00
Disclosure

SEC source: 0001209191-18-032804 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,218,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 17,798 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · derivative · entry 9

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,798 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: As of May 15, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 17, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 17,798 $12.14 $216,137.13
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · nonDerivative · entry 6

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in September 2018.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Reflects the weighted average sale price of the shares purchased. The shares were purchased in multiple trades at prices ranging from $12.00 to $12.65 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 17, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 17,798 $6.00 $106,788.00
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · nonDerivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 82,202 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · derivative · entry 8

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,798

Underlying: Common Stock · 82,202 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: As of May 15, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 16, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 82,202 $12.26 $1,007,665.00
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · nonDerivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in September 2018.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Reflects the weighted average sale price of the shares purchased. The shares were purchased in multiple trades at prices ranging from $12.00 to $12.52 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 16, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 82,202 $6.00 $493,212.00
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · nonDerivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · derivative · entry 7

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: As of May 15, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 15, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 100,000 $11.32 $1,132,060.00
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in September 2018.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Reflects the weighted average sale price of the shares purchased. The shares were purchased in multiple trades at prices ranging from $11.00 to $11.49 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 15, 2018 Filed May 17, 2018 23:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 100,000 $6.00 $600,000.00
Disclosure

SEC source: 0001209191-18-031204 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 32,873 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-027937 · doc4.xml · derivative · entry 6

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 32,873 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F5 · derivative.exercise_date: As of May 1, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 32,873 $11.03 $362,451.12
Disclosure

SEC source: 0001209191-18-027937 · doc4.xml · nonDerivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in September 2018.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Reflects the weighted average sale price of the shares purchased. The shares were purchased in multiple trades at prices ranging from $11.00 to $11.20 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 32,873 $6.00 $197,238.00
Disclosure

SEC source: 0001209191-18-027937 · doc4.xml · nonDerivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 17,127 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001209191-18-027937 · doc4.xml · derivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,873

Underlying: Common Stock · 17,127 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F5 · derivative.exercise_date: As of May 1, 2018, and prior to this transaction, the exercised options were fully vested.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 17,127 $11.00 $188,407.28
Disclosure

SEC source: 0001209191-18-027937 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F1 · kind: Shares sold are associated with stock options that will expire in September 2018.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Reflects the weighted average sale price of the shares purchased. The shares were purchased in multiple trades at prices ranging from $11.00 to $11.03 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:38 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 17,127 $6.00 $102,762.00
Disclosure

SEC source: 0001209191-18-027937 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 01:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantStock Option (right to buy) · Derivative 290,000 Not disclosed Strike: $10.86 Not disclosed
Disclosure

SEC source: 0001209191-18-017863 · doc4.xml · derivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,000

Underlying: Common Stock · 290,000 shares

Expires 2028-03-05

F4 · price: Not applicable.

F3 · derivative.exercise_date: The option was granted on March 5, 2018. 25% of the total number of shares of common stock subject to the option will vest on January 1, 2019, and 1/48th of the total number of shares of common stock subject to the option will vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 01:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantRestricted Stock Units · Derivative 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-017863 · doc4.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F2 · derivative.exercise_date: The restricted stock units awarded on March 5, 2018, vest in three equal installments on January 1, 2019, January 1, 2020, and January 1, 2021, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

F2 · derivative.expiration_date: The restricted stock units awarded on March 5, 2018, vest in three equal installments on January 1, 2019, January 1, 2020, and January 1, 2021, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:47 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001553 · doc4.xml · derivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F6 · derivative.exercise_date: The restricted stock units awarded on February 28, 2017, vest in three equal installments on January 1, 2018, January 1, 2019, and January 1, 2020, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

F6 · derivative.expiration_date: The restricted stock units awarded on February 28, 2017, vest in three equal installments on January 1, 2018, January 1, 2019, and January 1, 2020, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:47 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001553 · doc4.xml · derivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F5 · derivative.exercise_date: The restricted stock units awarded on March 7, 2016, vest in three equal installments on January 1, 2017, January 1, 2018, and January 1, 2019, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

F5 · derivative.expiration_date: The restricted stock units awarded on March 7, 2016, vest in three equal installments on January 1, 2017, January 1, 2018, and January 1, 2019, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:47 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Tax withholdingCommon Stock 36,717 $5.95 $218,466.15
Disclosure

SEC source: 0001209191-18-001553 · doc4.xml · nonDerivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,994

F3 · shares: Represents shares withheld upon vesting of restricted stock units to satisfy tax withholding obligation.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:47 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001553 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares were acquired upon vesting of restricted stock units awarded on February 28, 2017.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:47 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001553 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares were acquired upon vesting of restricted stock units awarded on March 7, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:05 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantRestricted Stock Units · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016877 · doc4.xml · derivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on January 1, 2018, January 1, 2019, and January 1, 2020, subject to the Reporting Person's continued employment or service relationship with the Issuer through each such vesting date. Vested shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on January 1, 2018, January 1, 2019, and January 1, 2020, subject to the Reporting Person's continued employment or service relationship with the Issuer through each such vesting date. Vested shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:05 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantStock Option (right to buy) · Derivative 280,000 Not disclosed Strike: $6.62 Not disclosed
Disclosure

SEC source: 0001209191-17-016877 · doc4.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 280,000 shares

Expires 2027-02-28

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on February 28, 2017. 25% of the total number of shares of common stock subject to the option will vest on January 1, 2018, and 1/48th of the total number of shares of common stock subject to the option will vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:13 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-001358 · doc4.xml · derivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on January 1, 2017, January 1, 2018, and January 1, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer through each such vesting date. Vested shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on January 1, 2017, January 1, 2018, and January 1, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer through each such vesting date. Vested shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:13 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Tax withholdingCommon Stock 17,955 $7.40 $132,867.00
Disclosure

SEC source: 0001209191-17-001358 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155,045

F2 · shares: Represents shares withheld upon vesting of restricted stock units to satisfy tax withholding obligation.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:13 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001358 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares were acquired upon vesting of restricted stock units awarded on March 7, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.