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person · Reporting owner

Schall Thomas J.

Disclosed activity across 2 companies

Tapewire entity
39220
SEC CIK
0001423084

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Immuneering CorpIMRX · Entity 5884DirectorJune 11, 2026June 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Immuneering Corp

Report date June 11, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.12 · Expires 2036-06-11Direct33,350 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 33,350 · Balance 33,350

F1: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 11, 2026, and will be fully vested and exercisable on June 11, 2027, or the date of the 2027 annual meeting of stockholders, whichever comes first.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 11, 2026, and will be fully vested and exercisable on June 11, 2027, or the date of the 2027 annual meeting of stockholders, whichever comes first.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ChemoCentryx, Inc.

Report date October 20, 2022 · Filed October 24, 2022

Section 16 reporting ended · disclosed 2022-10-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-20 transaction · row 1
1 source row

Row 1 · 2022-10-20 · Disposition to issuer · Disposed 2,393,352 · Balance 0

F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised,

F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.83Direct0 Reported balance After 2022-10-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-10-20 · Disposition to issuer · Disposed 4,192 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.83Direct0 Reported balance After 2022-10-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-10-20 · Disposition to issuer · Disposed 188,408 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $46.59Direct0 Reported balance After 2022-10-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-20 · Disposition to issuer · Disposed 2,502 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $46.59Direct0 Reported balance After 2022-10-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-20 · Disposition to issuer · Disposed 68,998 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.02Direct0 Reported balance After 2022-10-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-10-20 · Disposition to issuer · Disposed 7,912 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.02Direct0 Reported balance After 2022-10-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-10-20 · Disposition to issuer · Disposed 222,088 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.86Direct0 Reported balance After 2022-10-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-10-20 · Disposition to issuer · Disposed 11,693 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.86Direct0 Reported balance After 2022-10-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-10-20 · Disposition to issuer · Disposed 278,307 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.62Direct0 Reported balance After 2022-10-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-10-20 · Disposition to issuer · Disposed 262,431 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.62Direct0 Reported balance After 2022-10-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-10-20 · Disposition to issuer · Disposed 17,569 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.57Direct0 Reported balance After 2022-10-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-10-20 · Disposition to issuer · Disposed 285,812 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.57Direct0 Reported balance After 2022-10-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2022-10-20 · Disposition to issuer · Disposed 14,188 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.19Direct0 Reported balance After 2022-10-20 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2022-10-20 · Disposition to issuer · Disposed 406,175 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.19Direct0 Reported balance After 2022-10-20 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2022-10-20 · Disposition to issuer · Disposed 13,825 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.10Direct0 Reported balance After 2022-10-20 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2022-10-20 · Disposition to issuer · Disposed 8,231 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.10Direct0 Reported balance After 2022-10-20 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2022-10-20 · Disposition to issuer · Disposed 386,769 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.28Direct0 Reported balance After 2022-10-20 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2022-10-20 · Disposition to issuer · Disposed 7,002 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.28Direct0 Reported balance After 2022-10-20 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2022-10-20 · Disposition to issuer · Disposed 27,998 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-20 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2022-10-20 · Disposition to issuer · Disposed 239,934 · Balance 0

F4: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised,

F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F4: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 11, 2026 21:37 UTC Immuneering Corp IMRX · Entity 5884 GrantStock Option · Derivative 33,350 $0.00 Strike: $4.12 $0.00
Disclosure

SEC source: 0001790340-26-000072 · wk-form4_1781213861.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,350

Underlying: Class A Common Stock · 33,350 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 11, 2026, and will be fully vested and exercisable on June 11, 2027, or the date of the 2027 annual meeting of stockholders, whichever comes first.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 14:17 UTC Immuneering Corp IMRX · Entity 5884 PurchaseClass A Common Stock 21,645 $4.67 $101,041.02
Disclosure

SEC source: 0001790340-26-000014 · wk-form4_1768918646.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,530

F1 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.61 to $4.69. The price reported in this column reflects the weighted average purchase price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares acquired at each price.

Read SEC document
June 27, 2025 Filed Jun 30, 2025 13:09 UTC Immuneering Corp IMRX · Entity 5884 PurchaseClass A Common Stock 9,500 $3.66 $34,788.05
Disclosure

SEC source: 0001790340-25-000089 · wk-form4_1751288953.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,885

F1 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.6 to $3.73. The price reported in this column reflects the weighted average purchase price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares acquired at each price.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 13:11 UTC Immuneering Corp IMRX · Entity 5884 PurchaseClass A Common Stock 40,485 $2.21 $89,277.52
Disclosure

SEC source: 0001790340-25-000079 · wk-form4_1750252275.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,385

F1 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $2.16 to $2.24. The price reported in this column reflects the weighted average purchase price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares acquired at each price.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 13:15 UTC Immuneering Corp IMRX · Entity 5884 GrantStock Option · Derivative 33,350 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001790340-25-000073 · wk-form4_1750079729.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,350

Underlying: Class A Common Stock · 33,350 shares

Expires 2035-06-13

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 13, 2025, and will be fully vested and exercisable on June 13, 2026, or the date of the 2026 annual meeting of stockholders, whichever comes first.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:26 UTC Immuneering Corp IMRX · Entity 5884 GrantStock Option · Derivative 8,588 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001628280-24-028072 · wk-form4_1718310353.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,588

Underlying: Class A Common Stock · 8,588 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 12, 2024, and will be fully vested and exercisable on June 12, 2025, or the date of the 2025 annual meeting of stockholders, whichever comes first.

Read SEC document
March 22, 2024 Filed Mar 25, 2024 20:03 UTC Immuneering Corp IMRX · Entity 5884 PurchaseClass A Common Stock 2,900 $2.55 $7,384.85
Disclosure

SEC source: 0001415889-24-009028 · form4-03252024_080319.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

F1 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $2.53 to $2.55. The price reported in this column reflects the weighted average purchase price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares acquired at each price.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 21:02 UTC Immuneering Corp IMRX · Entity 5884 GrantStock Option · Derivative 35,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001415889-24-007651 · form4-03122024_090310.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires 2034-03-11

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a three year period commencing on April 11, 2024, and will be fully vested and exercisable on March 11, 2027.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerRestricted Stock Unit · Derivative 239,934 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 20

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239,934 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

F4 · price: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

F4 · derivative.exercise_date: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

F4 · derivative.expiration_date: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 27,998 Not disclosed Strike: $14.28 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 19

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,998 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 7,002 Not disclosed Strike: $14.28 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 18

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,002 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 386,769 Not disclosed Strike: $7.10 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 17

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 386,769 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 8,231 Not disclosed Strike: $7.10 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 16

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,231 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 13,825 Not disclosed Strike: $8.19 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 15

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,825 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 406,175 Not disclosed Strike: $8.19 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 14

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 406,175 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 14,188 Not disclosed Strike: $3.57 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 13

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,188 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 285,812 Not disclosed Strike: $3.57 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 12

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 285,812 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 17,569 Not disclosed Strike: $6.62 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 11

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,569 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 262,431 Not disclosed Strike: $6.62 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 10

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 262,431 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 278,307 Not disclosed Strike: $10.86 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 9

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 278,307 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 11,693 Not disclosed Strike: $10.86 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 8

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,693 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 222,088 Not disclosed Strike: $11.02 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 7

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 222,088 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 7,912 Not disclosed Strike: $11.02 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 6

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,912 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 68,998 Not disclosed Strike: $46.59 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,998 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 2,502 Not disclosed Strike: $46.59 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,502 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

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October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 188,408 Not disclosed Strike: $29.83 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,408 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerStock Option · Derivative 4,192 Not disclosed Strike: $29.83 Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · derivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,192 shares

Expires not disclosed

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.

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October 20, 2022 Filed Oct 24, 2022 23:01 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Disposition to issuerCommon Stock 2,393,352 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-034075 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised,

F2 · price: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares.

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August 04, 2022 Filed Aug 8, 2022 23:41 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 130,000 Not disclosed Strike: $14.28 Not disclosed
Disclosure

SEC source: 0001209191-22-044896 · doc4.xml · derivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 130,000 shares

Expires 2023-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F3 · derivative.exercise_date: As of August 4, 2022, and prior to this transaction, the exercised options were fully vested.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 23:41 UTC ChemoCentryx, Inc. CCXI · Entity 122928 SaleCommon Stock 130,000 $50.24 $6,531,733.00
Disclosure

SEC source: 0001209191-22-044896 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393,352

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $50.05 to $50.59 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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August 04, 2022 Filed Aug 8, 2022 23:41 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 130,000 $14.28 $1,856,400.00
Disclosure

SEC source: 0001209191-22-044896 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 26, 2022 01:39 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantStock Option (right to buy) · Derivative 192,600 Not disclosed Strike: $29.83 Not disclosed
Disclosure

SEC source: 0001209191-22-013403 · doc4.xml · derivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,600

Underlying: Common Stock · 192,600 shares

Expires 2032-02-22

F4 · price: Not applicable.

F3 · derivative.exercise_date: The option was granted on February 22, 2022, and 25% of the total number of shares of common stock subject to the option vests on January 1, 2023, and 1/48th of the total number of shares of common stock subject to the option vests monthly thereafter, subject to the Reporting Person's continued service to the Company on each such vesting date.

Read SEC document
February 22, 2022 Filed Feb 26, 2022 01:39 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantRestricted Stock Units · Derivative 152,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013403 · doc4.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,700

Underlying: Common Stock · 152,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F2 · derivative.exercise_date: The restricted stock units awarded on February 22, 2022, vests in four equal installments on January 1, 2023, January 1, 2024, January 1, 2025, and January 1, 2026, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F2 · derivative.expiration_date: The restricted stock units awarded on February 22, 2022, vests in four equal installments on January 1, 2023, January 1, 2024, January 1, 2025, and January 1, 2026, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:42 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 26,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-001341 · doc4.xml · derivative · entry 7

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,667

Underlying: Common Stock · 26,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F8 · derivative.exercise_date: The restricted stock units awarded on February 25, 2021, vests in three equal installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F8 · derivative.expiration_date: The restricted stock units awarded on February 25, 2021, vests in three equal installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:42 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 34,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-001341 · doc4.xml · derivative · entry 6

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Underlying: Common Stock · 34,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F7 · derivative.exercise_date: The restricted stock units awarded on March 3, 2020, vest in three equal installments on January 1, 2021, January 1, 2022, and January 1, 2023, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F7 · derivative.expiration_date: The restricted stock units awarded on March 3, 2020, vest in three equal installments on January 1, 2021, January 1, 2022, and January 1, 2023, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:42 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 23,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-001341 · doc4.xml · derivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F6 · derivative.exercise_date: The restricted stock units awarded on March 4, 2019, vest in three equal installments on January 1, 2020, January 1, 2021, and January 1, 2022, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F6 · derivative.expiration_date: The restricted stock units awarded on March 4, 2019, vest in three equal installments on January 1, 2020, January 1, 2021, and January 1, 2022, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:42 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Tax withholdingCommon Stock 45,698 $36.41 $1,663,864.18
Disclosure

SEC source: 0001209191-22-001341 · doc4.xml · nonDerivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393,352

F4 · shares: Represents shares withheld upon vesting of restricted stock units to satisfy tax withholding obligation.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:42 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 26,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001341 · doc4.xml · nonDerivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Shares were acquired upon vesting of restricted stock units awarded on February 25, 2021.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:42 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 34,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001341 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares were acquired upon vesting of restricted stock units awarded on March 3, 2020.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:42 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 23,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001341 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares were acquired upon vesting of restricted stock units awarded on March 4, 2019.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 00:39 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 6,988 Not disclosed Strike: $14.31 Not disclosed
Disclosure

SEC source: 0001209191-21-068010 · doc4.xml · derivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,988 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: As of December 1, 2021, and prior to this transaction, the exercised options were fully vested.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 00:39 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionStock Option (right to buy) · Derivative 38,948 Not disclosed Strike: $10.27 Not disclosed
Disclosure

SEC source: 0001209191-21-068010 · doc4.xml · derivative · entry 3

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,948 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: As of December 1, 2021, and prior to this transaction, the exercised options were fully vested.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 00:39 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 6,988 $14.31 $99,998.28
Disclosure

SEC source: 0001209191-21-068010 · doc4.xml · nonDerivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,354,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 00:39 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionCommon Stock 38,948 $10.27 $399,995.96
Disclosure

SEC source: 0001209191-21-068010 · doc4.xml · nonDerivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:17 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantStock Option (right to buy) · Derivative 54,600 Not disclosed Strike: $65.87 Not disclosed
Disclosure

SEC source: 0001209191-21-015531 · doc4.xml · derivative · entry 2

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,600

Underlying: Common Stock · 54,600 shares

Expires 2031-02-25

F4 · price: Not applicable.

F3 · derivative.exercise_date: The option was granted on February 25, 2021, and 25% of the total number of shares of common stock subject to the option vests on January 1, 2022, and 1/48th of the total number of shares of common stock subject to the option vests monthly thereafter, subject to the Reporting Person's continued service to the Company on each such vesting date.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 02:17 UTC ChemoCentryx, Inc. CCXI · Entity 122928 GrantRestricted Stock Units · Derivative 79,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-015531 · doc4.xml · derivative · entry 1

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 79,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F2 · derivative.exercise_date: The restricted stock units awarded on February 25, 2021, vests in three equal installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F2 · derivative.expiration_date: The restricted stock units awarded on February 25, 2021, vests in three equal installments on January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2021 Filed Jan 8, 2021 01:40 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 34,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002636 · doc4.xml · derivative · entry 7

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,134

Underlying: Common Stock · 34,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F8 · derivative.exercise_date: The restricted stock units awarded on March 3, 2020, vest in three equal installments on January 1, 2021, January 1, 2022, and January 1, 2023, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F8 · derivative.expiration_date: The restricted stock units awarded on March 3, 2020, vest in three equal installments on January 1, 2021, January 1, 2022, and January 1, 2023, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2021 Filed Jan 8, 2021 01:40 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 23,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002636 · doc4.xml · derivative · entry 6

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Common Stock · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F7 · derivative.exercise_date: The restricted stock units awarded on March 4, 2019, vest in three equal installments on January 1, 2020, January 1, 2021, and January 1, 2022, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F7 · derivative.expiration_date: The restricted stock units awarded on March 4, 2019, vest in three equal installments on January 1, 2020, January 1, 2021, and January 1, 2022, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2021 Filed Jan 8, 2021 01:40 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Exercise / conversionRestricted Stock Units · Derivative 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002636 · doc4.xml · derivative · entry 5

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.

F6 · derivative.exercise_date: The restricted stock units awarded on March 5, 2018, vest in three equal installments on January 1, 2019, January 1, 2020, and January 1, 2021, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

F6 · derivative.expiration_date: The restricted stock units awarded on March 5, 2018, vest in three equal installments on January 1, 2019, January 1, 2020, and January 1, 2021, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.

Read SEC document
January 01, 2021 Filed Jan 8, 2021 01:40 UTC ChemoCentryx, Inc. CCXI · Entity 122928 Tax withholdingCommon Stock 47,576 $61.92 $2,945,905.92
Disclosure

SEC source: 0001209191-21-002636 · doc4.xml · nonDerivative · entry 4

Schall Thomas J. · CIK 0001423084 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308,880

F4 · shares: Represents shares withheld upon vesting of restricted stock units to satisfy tax withholding obligation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.