Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fortive CorpFTV · Entity 3303 | Director | June 09, 2026 | June 11, 2026 |
| Ralliant CorpRAL · Entity 3728 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fortive Corp
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,125 |
Reported balance
After 2026-06-09 transaction · row 1
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 3,350 · Balance 35,125 F1: On June 9, 2026, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2027 annual meeting of the stockholders, but, based on the election of the Reporting Person, the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Living Trust | 4,260 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,260 |
Filing footnotes · ownership attribution and instrument terms
F1: On June 9, 2026, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2027 annual meeting of the stockholders, but, based on the election of the Reporting Person, the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.
Ralliant Corp
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,225 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 3,225 · Balance 3,225 F1: On June 5, 2026, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2027 annual meeting of stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy The Wesley and Katherine Mitchell Living Trust | 8,411 |
Reported balance
Holding disclosure · report date 2026-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,411 |
Filing footnotes · ownership attribution and instrument terms
F1: On June 5, 2026, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2027 annual meeting of stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SVB FINANCIAL GROUP
Report date November 07, 2024 · Filed November 12, 2024
Section 16 reporting ended · disclosed 2024-11-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 1
1 source rowRow 1 · 2024-11-07 · Disposition to issuer · Disposed 4,248 · Balance 0 F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2032-05-02 | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-11-07 · Disposition to issuer · Disposed 310 · Balance 0 F3: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
F3: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2026 Filed Jun 11, 2026 20:50 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 3,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-26-000008 · wk-form4_1781211035.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,125 F1 · shares: On June 9, 2026, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2027 annual meeting of the stockholders, but, based on the election of the Reporting Person, the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 21:12 UTC | Ralliant Corp RAL · Entity 3728 | GrantCommon Stock | 3,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-26-000006 · wk-form4_1781039521.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,225 F1 · shares: On June 5, 2026, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2027 annual meeting of stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 22:12 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 7,131 | $0.00 Strike: $29.58 | $0.00 |
DisclosureSEC source: 0001266275-26-000003 · wk-form4_1771539167.xml · derivative · entry 4 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,131 shares Expires 2026-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Director Stock Options reported herein, including the number of options and the exercise price, reflect the Anti-Dilution Adjustment. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 22:12 UTC | Fortive Corp FTV · Entity 3303 | SaleCommon Stock | 7,131 | $58.34 | $416,022.54 |
DisclosureSEC source: 0001266275-26-000003 · wk-form4_1771539167.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,775 F2 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.330 to $58.351. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · balance_after: In connection with the spin-off of Ralliant Corporation by the Issuer, outstanding Restricted Stock Units ("RSUs"), including RSUs previously granted to the Reporting Person, were subject to anti-dilution adjustments ("Anti-Dilution Adjustment"). To the extent that the outstanding RSUs granted to the Reporting Person were previously reported under Table I, the total number of shares reported include the additional RSUs held by the Reporting Person as a result of the Anti-Dilution Adjustment. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 22:12 UTC | Fortive Corp FTV · Entity 3303 | Exercise / conversionCommon Stock | 7,131 | $29.58 | $210,934.98 |
DisclosureSEC source: 0001266275-26-000003 · wk-form4_1771539167.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In connection with the spin-off of Ralliant Corporation by the Issuer, outstanding Restricted Stock Units ("RSUs"), including RSUs previously granted to the Reporting Person, were subject to anti-dilution adjustments ("Anti-Dilution Adjustment"). To the extent that the outstanding RSUs granted to the Reporting Person were previously reported under Table I, the total number of shares reported include the additional RSUs held by the Reporting Person as a result of the Anti-Dilution Adjustment. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:07 UTC | Ralliant Corp RAL · Entity 3728 | PurchaseCommon Stock | 2,350 | $42.48 | $99,828.00 |
DisclosureSEC source: 0002041385-26-000017 · wk-form4_1770930432.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Wesley and Katherine Mitchell Living Trust Disclosed balance after: 8,411 F1 · balance_after: Includes 6,061 shares previously transferred by the reporting person to The Wesley and Katherine Mitchell Living Trust, a family trust of which the reporting person is a trustee, for no consideration. The reporting person and her spouse are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:47 UTC | Ralliant Corp RAL · Entity 3728 | GrantCommon Stock | 1,238 | $48.49 | $60,030.62 |
DisclosureSEC source: 0002041385-25-000023 · wk-form4_1751489228.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,061 F3 · shares: On June 30, 2025, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on the closing market price of the Issuer's common stock on June 30, 2025, pursuant to a deferral election made by the Reporting Person of $60,000 in annual retainer that would otherwise have been paid in cash. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2026 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:47 UTC | Ralliant Corp RAL · Entity 3728 | GrantCommon Stock | 3,403 | $0.00 | $0.00 |
DisclosureSEC source: 0002041385-25-000023 · wk-form4_1751489228.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,823 F1 · shares: On June 30, 2025, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2026 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. F2 · balance_after: Includes shares of the Issuer's common stock received in connection with the separation of the Issuer from Fortive Corporation ("Fortive") and the distribution, by means of a pro rata dividend, of the Issuer's common stock held by Fortive to the Fortive stockholders of record as of June 16, 2025 (except fractional shares, which will be aggregated and sold into the public market and the proceeds distributed to Fortive stockholders that otherwise would have received such fractional shares) in an exempt transaction pursuant to Rule 16a-9. Read SEC document |
| June 02, 2025 Filed Jun 5, 2025 00:02 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 2,140 | $0.00 Strike: $70.26 | $0.00 |
DisclosureSEC source: 0001659166-25-000091 · wk-form4_1749081752.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,140 Underlying: Common Stock · 2,140 shares Expires 2035-06-02 Read SEC document |
| June 02, 2025 Filed Jun 5, 2025 00:02 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 990 | $70.87 | $70,161.30 |
DisclosureSEC source: 0001659166-25-000091 · wk-form4_1749081752.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,942 F2 · shares: On June 2, 2025, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $70.87, pursuant to deferral election made by the Reporting Person of $70,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2026 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 02, 2025 Filed Jun 5, 2025 00:02 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 2,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-25-000091 · wk-form4_1749081752.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,952 F1 · shares: On June 2, 2025, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2026 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 12:45 UTC | SVB FINANCIAL GROUP SIVBQ · Entity 86203 | Disposition to issuerRestricted Stock Unit · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-124989 · ownership.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 310 shares Expires 2032-05-02 F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1 · shares: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2 · shares: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 12:45 UTC | SVB FINANCIAL GROUP SIVBQ · Entity 86203 | Disposition to issuerCommon Stock | 4,248 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-124989 · ownership.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2 · shares: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 00:10 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,990 | $0.00 Strike: $72.95 | $0.00 |
DisclosureSEC source: 0001659166-24-000122 · wk-form4_1717632619.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,990 Underlying: Common Stock · 1,990 shares Expires 2034-06-03 Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 00:10 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 985 | $76.14 | $74,997.90 |
DisclosureSEC source: 0001659166-24-000122 · wk-form4_1717632619.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,832 F2 · shares: On June 3, 2024, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $76.14, pursuant to deferral election made by the Reporting Person of $75,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2025 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 00:10 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-24-000122 · wk-form4_1717632619.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,847 F1 · shares: On June 3, 2024, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2025 annual meeting of the stockholders, with the underlying shares to be delivered upon vesting. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:40 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 2,310 | $0.00 Strike: $67.23 | $0.00 |
DisclosureSEC source: 0001659166-23-000156 · wk-form4_1686260395.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,310 Underlying: Common Stock · 2,310 shares Expires 2033-06-06 Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:40 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,145 | $65.60 | $75,112.00 |
DisclosureSEC source: 0001659166-23-000156 · wk-form4_1686260395.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,877 F2 · shares: On June 6, 2023, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $65.60, pursuant to deferral election made by the Reporting Person of $75,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2024 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:40 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-23-000156 · wk-form4_1686260395.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,732 F1 · shares: On June 6, 2023, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2024 annual meeting of the stockholders, with the underlying shares to be delivered upon vesting. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:25 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 4,570 | $0.00 Strike: $63.00 | $0.00 |
DisclosureSEC source: 0001659166-22-000116 · wf-form4_165471988757464.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,570 Underlying: Common Stock · 4,570 shares Expires 2032-06-06 Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:25 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 2,515 | $59.74 | $150,246.10 |
DisclosureSEC source: 0001659166-22-000116 · wf-form4_165471988757464.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,442 F2 · shares: On June 6, 2022, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $59.74, pursuant to deferral election made by the Reporting Person of $150,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:25 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-22-000116 · wf-form4_165471988757464.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,927 F1 · shares: On June 6, 2022, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| May 02, 2022 Filed May 4, 2022 19:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003782 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310 Underlying: Common Stock · 310 shares Expires 2032-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 2, 2022, and is scheduled to vest upon the completion of the reporting person's 2022-2023 director term, currently expected to be on April 20, 2023 (the scheduled date of the Issuer's 2023 Annual Shareholder Meeting). Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 11:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003526 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 284 shares Expires 2031-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 11:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003526 · primarydocument.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:13 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 3,830 | $72.03 Strike: $72.03 | $275,874.90 |
DisclosureSEC source: 0001659166-21-000172 · wf-form4_162335958394803.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,830 Underlying: Common Stock · 3,830 shares Expires 2031-06-08 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:13 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 2,105 | $71.37 | $150,233.85 |
DisclosureSEC source: 0001659166-21-000172 · wf-form4_162335958394803.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,417 F3 · shares: On June 8, 2021, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $71.37, pursuant to deferral election made by the Reporting Person of $150,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2022 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. F3 · price: On June 8, 2021, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $71.37, pursuant to deferral election made by the Reporting Person of $150,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2022 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:13 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-21-000172 · wf-form4_162335958394803.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,312 F1 · shares: On June 8, 2021, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2022 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. F2 · balance_after: In connection with the spin-off of Vontier Corporation by the Issuer, outstanding Restricted Stock Units ("RSUs"), including RSUs previously granted to the Reporting Person, were subject to anti-dilution adjustments ("Anti-Dilution Adjustment"). To the extent that the outstanding RSUs granted to the Reporting Person were previously reported under Table I, the total number of shares reported include the additional RSUs held by the Reporting Person as a result of the Anti-Dilution Adjustment. Read SEC document |
| May 03, 2021 Filed May 5, 2021 11:58 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003192 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284 Underlying: Common Stock · 284 shares Expires 2031-05-03 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 3, 2021, and is scheduled to vest upon the completion of the reporting person's 2021-2022 director term, currently expected to be on April 21, 2022 (the scheduled date of the Issuer's 2022 Annual Shareholder Meeting). Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 19:23 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 3,985 | $499.00 | $1,988,515.00 |
DisclosureSEC source: 0001562180-21-001062 · primarydocument.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:19 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $62.17 | $0.00 |
DisclosureSEC source: 0001659166-20-000094 · wf-form4_159121556391763.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2030-06-01 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:19 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,785 | $58.93 | $105,190.05 |
DisclosureSEC source: 0001659166-20-000094 · wf-form4_159121556391763.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,675 F2 · shares: On June 1, 2020, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $58.93, pursuant to deferral election made by the Reporting Person of $105,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. F2 · price: On June 1, 2020, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $58.93, pursuant to deferral election made by the Reporting Person of $105,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:19 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-20-000094 · wf-form4_159121556391763.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,890 F1 · shares: On June 1, 2020, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| May 01, 2020 Filed May 5, 2020 11:31 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003338 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722 Underlying: Common Stock · 722 shares Expires 2030-05-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 1, 2020, and is scheduled to vest upon the completion of the reporting person's 2020-2021 director term, currently expected to be on April 22, 2021 (the scheduled date of the Issuer's 2021 Annual Shareholder Meeting). Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 23:29 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 3,340 | $0.00 Strike: $77.77 | $0.00 |
DisclosureSEC source: 0001659166-19-000147 · wf-form4_155977733127884.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,340 Underlying: Common Stock · 3,340 shares Expires 2029-06-04 Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 23:29 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,700 | $79.52 | $135,184.00 |
DisclosureSEC source: 0001659166-19-000147 · wf-form4_155977733127884.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,405 F2 · acquired: On June 4, 2019, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $79.52, pursuant to deferral election made by the Reporting Person of $135,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2020 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 23:29 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-19-000147 · wf-form4_155977733127884.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,705 F1 · acquired: On June 4, 2019, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2020 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:03 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 514 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-002525 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514 Underlying: Common Stock · 514 shares Expires 2029-05-01 F1 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 1, 2019, and is scheduled to vest upon the completion of the reporting person's 2019-2020 director term, currently expected to be on April 23, 2020 (the scheduled date of the Issuer's 2020 Annual Shareholder Meeting). F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:14 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 3,520 | $0.00 Strike: $74.30 | $0.00 |
DisclosureSEC source: 0001659166-18-000153 · wf-form4_152840246026267.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Underlying: Common Stock · 3,520 shares Expires 2028-06-05 Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:14 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,590 | $75.50 | $120,045.00 |
DisclosureSEC source: 0001659166-18-000153 · wf-form4_152840246026267.xml · nonDerivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 F2 · acquired: On June 5, 2018, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $75.50, pursuant to deferral election made by the Reporting Person of $120,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2019 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:14 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-18-000153 · wf-form4_152840246026267.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010 F1 · acquired: On June 5, 2018, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2019 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 12:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 737 | $314.78 | $231,992.12 |
DisclosureSEC source: 0001562180-18-002741 · primarydocument.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,949 Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 492 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-002217 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Underlying: Common Stock · 492 shares Expires 2028-05-01 F1 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 1, 2018, and is scheduled to vest upon the completion of the reporting person's 2018-2019 director term, currently expected to be on April 25, 2019 (the scheduled date of the Issuer's 2019 Annual Shareholder Meeting). F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 19:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-000221 · primarydocument.xml · derivative · entry 3 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 737 shares Expires 2022-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · derivative.underlying_shares: This award was granted on 5/20/2015 and vested on 4/21/2016 upon the completion of the reporting person's 2015-2016 director terms with election to defer the release date to December 31, 2017 as defined under Section 409A of the Internal Revenue Code of 1986. Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 19:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-000221 · primarydocument.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This award was granted on 5/20/2015 and vested on 4/21/2016 upon the completion of the reporting person's 2015-2016 director terms with election to defer the release date to December 31, 2017 as defined under Section 409A of the Internal Revenue Code of 1986. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:02 UTC | Fortive Corp FTV · Entity 3303 | GrantDirector Stock Option (Right to Buy) · Derivative | 4,240 | $0.00 Strike: $63.20 | $0.00 |
DisclosureSEC source: 0001659166-17-000157 · wf-form4_149695575429722.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240 Underlying: Common Stock · 4,240 shares Expires 2027-06-06 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:02 UTC | Fortive Corp FTV · Entity 3303 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001659166-17-000157 · wf-form4_149695575429722.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 F1 · shares: On June 6, 2017, the Issuer granted to the Reporting Person restricted stock units (RSUs) of the Issuer in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2018 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer. Read SEC document |
| May 02, 2017 Filed May 4, 2017 19:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 561 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-001777 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561 Underlying: Common Stock · 561 shares Expires 2027-05-02 F1 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 2, 2017, and is scheduled to vest upon the completion of the reporting person's 2017-2018 director term, currently expected to be on April 26, 2018 (the scheduled date of the Issuer's 2018 Annual Shareholder Meeting). F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 17:03 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-000192 · primarydocument.xml · derivative · entry 2 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 940 shares Expires 2021-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · derivative.underlying_shares: This award was granted on 5/21/2014 and vested on 4/23/2015 upon the completion of the reporting person's 2014-2015 director terms with election to defer the release date to December 31, 2016 as defined under Section 409A of the Internal Revenue Code of 1986. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 17:03 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-000192 · primarydocument.xml · nonDerivative · entry 1 MITCHELL KATE · CIK 0001266275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This award was granted on 5/21/2014 and vested on 4/23/2015 upon the completion of the reporting person's 2014-2015 director terms with election to defer the release date to December 31, 2016 as defined under Section 409A of the Internal Revenue Code of 1986. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.