Sargent Jeannine P

SEC source: 0001331845-26-000005 · wk-form4_1781211019.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,754

F1 · shares: On June 9, 2026, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2027 annual meeting of the stockholders, with the underlying shares to be delivered upon vesting.

SEC source: 0001331845-26-000003 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,997

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Amended and Restated Equity Incentive Plan.

SEC source: 0001659166-25-000085 · wk-form4_1749081688.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 2,140 shares

Expires 2035-06-02

SEC source: 0001659166-25-000085 · wk-form4_1749081688.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,001

F1 · shares: On June 2, 2025, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2026 annual meeting of the stockholders, with the underlying shares to be delivered upon vesting.

SEC source: 0001517737-25-000052 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,544

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001659166-24-000121 · wk-form4_1717632607.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires 2034-06-03

SEC source: 0001659166-24-000121 · wk-form4_1717632607.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,881

F1 · shares: On June 3, 2024, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2025 annual meeting of the stockholders, with the underlying shares to be delivered upon vesting.

SEC source: 0001517737-24-000058 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,053

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0000950142-24-000687 · es240456684_4-sargent.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On August 7, 2023, Proterra Inc (the "Company") and its subsidiary Proterra Operating Company, Inc. (collectively, the "Debtors") filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court"), thereby commencing chapter 11 cases for the Debtors. On March 6, 2024, the Court entered its order confirming the Fifth Amended Joint Chapter 11 Plan of Reorganization for Proterra Inc and its Debtor Affiliate (the "Plan"). On March 13, 2024, the Plan became effective pursuant to its terms (the "Effective Date"). On the Effective Date, pursuant to the Plan, all outstanding shares of the Company's common stock, including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished without the receipt of any consideration.

F1 · price: On August 7, 2023, Proterra Inc (the "Company") and its subsidiary Proterra Operating Company, Inc. (collectively, the "Debtors") filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court"), thereby commencing chapter 11 cases for the Debtors. On March 6, 2024, the Court entered its order confirming the Fifth Amended Joint Chapter 11 Plan of Reorganization for Proterra Inc and its Debtor Affiliate (the "Plan"). On March 13, 2024, the Plan became effective pursuant to its terms (the "Effective Date"). On the Effective Date, pursuant to the Plan, all outstanding shares of the Company's common stock, including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished without the receipt of any consideration.

SEC source: 0001659166-23-000154 · wk-form4_1686260208.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Common Stock · 2,310 shares

Expires 2033-06-06

SEC source: 0001659166-23-000154 · wk-form4_1686260208.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,911

F1 · shares: On June 6, 2023, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2024 annual meeting of the stockholders, with the underlying shares to be delivered upon vesting.

SEC source: 0001517737-23-000029 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,697

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001209191-23-021726 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,764

F1 · shares: Represents the number of shares of common stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock. 25% of the total shares underlying the RSUs will vest quarterly on March 31, June 30, September 30, and December 31 (each a "Quarterly Vesting Date"), provided however, that if Reporting Person resigns, retires, or is removed from the Issuer's Board of Directors ("Board") before a Quarterly Vesting Date, then for the quarter in which the Reporting Person ceases Service (as defined in the Issuer's 2021 Equity Incentive Plan ("EIP")), the shares will vest daily (i.e., over the number of days in the year) in the quarter such that the shares vest for each day the Reporting Person provided services, and RSUs which have not been previously settled during the Reporting Person's term of office will be settled upon the Reporting Person's departure from the Board pursuant to the terms of the EIP.

SEC source: 0001659166-22-000120 · wf-form4_165471997094533.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,621

F1 · shares: On June 6, 2022, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.

SEC source: 0001199719-22-000030 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

F1 · date: Vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001209191-22-011866 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,357

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

SEC source: 0001209191-21-067365 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,731

F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

SEC source: 0001209191-21-047885 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,919

F1 · kind: On July 19, 2021, Issuer determined that the reporting person became entitled to receive these shares of common stock pursuant to the earnout provision set forth in Section 3.09(a)(i) of the Agreement and Plan of Merger, dated as of January 11, 2021, by and among Proterra Inc (formerly ArcLight Clean Transition Corp.), Phoenix Merger Sub, Inc., and Proterra Operating Company, Inc. (formerly Proterra Inc) (the "Merger Agreement"). The price per share indicated on this form is based on the deemed value of the common stock on the date the Merger Agreement was signed. The right of the reporting person to receive additional shares became fixed and irrevocable on June 14, 2021, the effective date of the merger.

F1 · shares: On July 19, 2021, Issuer determined that the reporting person became entitled to receive these shares of common stock pursuant to the earnout provision set forth in Section 3.09(a)(i) of the Agreement and Plan of Merger, dated as of January 11, 2021, by and among Proterra Inc (formerly ArcLight Clean Transition Corp.), Phoenix Merger Sub, Inc., and Proterra Operating Company, Inc. (formerly Proterra Inc) (the "Merger Agreement"). The price per share indicated on this form is based on the deemed value of the common stock on the date the Merger Agreement was signed. The right of the reporting person to receive additional shares became fixed and irrevocable on June 14, 2021, the effective date of the merger.

SEC source: 0001209191-21-041199 · doc4.xml · derivative · entry 3

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,081

Underlying: Common Stock · 20,081 shares

Expires 2030-12-20

F2 · price: Pursuant to the business combination of ArcLight Clean Transition Corp. and Proterra Inc ("Old Proterra"), each share of Old Proterra outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 0.8925 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Proterra equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Proterra equity awards.

F4 · derivative.exercise_date: 1/48 of the total shares underlying the option vest monthly beginning on January 21, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001209191-21-041199 · doc4.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,625

Underlying: Common Stock · 44,625 shares

Expires 2029-12-22

F2 · price: Pursuant to the business combination of ArcLight Clean Transition Corp. and Proterra Inc ("Old Proterra"), each share of Old Proterra outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 0.8925 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Proterra equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Proterra equity awards.

F3 · derivative.exercise_date: 1/48 of the total shares underlying the option vest monthly beginning on January 23, 2020 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001209191-21-041199 · doc4.xml · derivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,812

Underlying: Common Stock · 200,812 shares

Expires 2028-11-15

F2 · price: Pursuant to the business combination of ArcLight Clean Transition Corp. and Proterra Inc ("Old Proterra"), each share of Old Proterra outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 0.8925 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Proterra equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Proterra equity awards.

F1 · derivative.exercise_date: 1/48 of the total shares underlying the option vest monthly beginning on November 18, 2018 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001659166-21-000166 · wf-form4_162335903460128.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,606

F1 · shares: On June 8, 2021, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2022 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first anniversary of the grant date following the Reporting Person's retirement from the Board of Directors of the Issuer.

F2 · balance_after: In connection with the spin-off of Vontier Corporation by the Issuer, outstanding Restricted Stock Units ("RSUs"), including RSUs previously granted to the Reporting Person, were subject to anti-dilution adjustments ("Anti-Dilution Adjustment"). To the extent that the outstanding RSUs granted to the Reporting Person were previously reported under Table I, the total number of shares reported include the additional RSUs held by the Reporting Person as a result of the Anti-Dilution Adjustment.

SEC source: 0001199719-21-000036 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001199719-20-000100 · edgardoc.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,998

Underlying: Common Stock · 5,998 shares

Expires 2027-09-02

F2 · kind: Grant to reporting person to buy shares of common stock under the 2017 Non-Employee Directors Equity Incentive Plan

F3 · derivative.exercise_date: Vest in three (3) successive equal installments through the date immediately preceding each of the first three (3) Annual Meetings following the Date of Grant, subject to continued Board service through each such date.

SEC source: 0001199719-20-000100 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

F1 · date: Vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to continued Board service through such date.

F2 · kind: Grant to reporting person to buy shares of common stock under the 2017 Non-Employee Directors Equity Incentive Plan

SEC source: 0001659166-20-000095 · wf-form4_159121558756172.xml · derivative · entry 3

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2030-06-01

SEC source: 0001659166-20-000095 · wf-form4_159121558756172.xml · nonDerivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

F2 · shares: On June 1, 2020, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $58.93, pursuant to deferral election made by the Reporting Person of $112,500 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.

F2 · price: On June 1, 2020, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $58.93, pursuant to deferral election made by the Reporting Person of $112,500 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.

SEC source: 0001659166-20-000095 · wf-form4_159121558756172.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975

F1 · shares: On June 1, 2020, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.

SEC source: 0001209191-20-024792 · doc4.xml · derivative · entry 3

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,383 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted stock unit award, whether vested or unvested, was cancelled and converted into the right to receive a cash payment equal to the product of (i) the number of restricted stock units subject to such award immediately prior to the Effective Time multiplied by (ii) the Per Share Merger Consideration. Such payment is to be made at the times and subject to any vesting and acceleration conditions set forth in the Merger Agreement.

F5 · derivative.exercise_date: On May 3, 2019, the Reporting Person was granted 11,383 restricted stock units that vest on the day before the Issuer's 2020 annual meeting of stockholders.

F5 · derivative.expiration_date: On May 3, 2019, the Reporting Person was granted 11,383 restricted stock units that vest on the day before the Issuer's 2020 annual meeting of stockholders.

SEC source: 0001209191-20-024792 · doc4.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,270 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted stock unit award, whether vested or unvested, was cancelled and converted into the right to receive a cash payment equal to the product of (i) the number of restricted stock units subject to such award immediately prior to the Effective Time multiplied by (ii) the Per Share Merger Consideration. Such payment is to be made at the times and subject to any vesting and acceleration conditions set forth in the Merger Agreement.

F3 · derivative.exercise_date: On December 18, 2017, the Reporting Person was granted 12,812 restricted stock units that vest in three equal annual installments beginning on December 18, 2018.

F3 · derivative.expiration_date: On December 18, 2017, the Reporting Person was granted 12,812 restricted stock units that vest in three equal annual installments beginning on December 18, 2018.

SEC source: 0001209191-20-024792 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 16, 2020 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of June 3, 2019 (the "Merger Agreement"), by and among Cypress Semiconductor Corporation (the "Issuer"), Infineon Technologies AG ("Infineon") and IFX Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer as the surviving entity and a wholly owned subsidiary of Infineon. Pursuant to the Merger Agreement, each outstanding share of the Issuer's common stock ("Common Stock") was converted into the right to receive $23.85 per share in cash (the "Per Share Merger Consideration"), without interest.

SEC source: 0001209191-19-061318 · doc4.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270

Underlying: Common Stock · 4,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: On December 18, 2017, the Reporting Person was granted 12,812 restricted stock units upon the effectiveness of her appointment to the Issuer's board of directors and in accordance with the Issuer's non-employee director compensation policy (the "2017 Initial Equity Grant"). This 2017 Initial Equity Grant vests in three equal annual installments beginning on December 18, 2018.

F2 · derivative.expiration_date: On December 18, 2017, the Reporting Person was granted 12,812 restricted stock units upon the effectiveness of her appointment to the Issuer's board of directors and in accordance with the Issuer's non-employee director compensation policy (the "2017 Initial Equity Grant"). This 2017 Initial Equity Grant vests in three equal annual installments beginning on December 18, 2018.

SEC source: 0001209191-19-061318 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

SEC source: 0001659166-19-000150 · wf-form4_155977742936926.xml · derivative · entry 3

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340

Underlying: Common Stock · 3,340 shares

Expires 2029-06-04

SEC source: 0001659166-19-000150 · wf-form4_155977742936926.xml · nonDerivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490

F2 · shares: On June 4, 2019, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $79.52, pursuant to deferral election made by the Reporting Person of $110,000 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2020 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.

SEC source: 0001659166-19-000150 · wf-form4_155977742936926.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

F1 · shares: On June 4, 2019, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2020 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the first day of the seventh month following the Reporting Person's retirement from the Board of Directors of the Issuer.

SEC source: 0001209191-19-027879 · doc4.xml · derivative · entry 3

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,383

Underlying: Common Stock · 11,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F3 · derivative.exercise_date: On May 3, 2019, the Reporting Person was granted 11,383 restricted stock units under the Issuer's 2013 Stock Plan upon being elected to the Issuer's board of directors at the 2019 annual meeting of stockholders (the "2019 Annual Equity Grant"), which are scheduled to vest on the day before the Issuer's 2020 annual meeting of stockholders.

F3 · derivative.expiration_date: On May 3, 2019, the Reporting Person was granted 11,383 restricted stock units under the Issuer's 2013 Stock Plan upon being elected to the Issuer's board of directors at the 2019 annual meeting of stockholders (the "2019 Annual Equity Grant"), which are scheduled to vest on the day before the Issuer's 2020 annual meeting of stockholders.

SEC source: 0001209191-19-027879 · doc4.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: On May 11, 2018, the Reporting Person was granted 12,353 restricted stock units under the Issuer's 2013 Stock Plan upon being elected to the Issuer's board of directors at the 2018 annual meeting of stockholders (the "2018 Annual Equity Grant"), which were scheduled to vest on the day before the Issuer's 2019 annual meeting of stockholders.

F2 · derivative.expiration_date: On May 11, 2018, the Reporting Person was granted 12,353 restricted stock units under the Issuer's 2013 Stock Plan upon being elected to the Issuer's board of directors at the 2018 annual meeting of stockholders (the "2018 Annual Equity Grant"), which were scheduled to vest on the day before the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001209191-19-027879 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

SEC source: 0001209191-18-063371 · doc4.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,541

Underlying: Common Stock · 4,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: On December 18, 2017, the Reporting Person was granted 12,812 restricted stock units upon the effectiveness of her appointment to the Issuer's board of directors and in accordance with the Issuer's non-employee director compensation policy (the "2017 Initial Equity Grant"). This 2017 Initial Equity Grant vests in three equal annual installments beginning on December 18, 2018.

F2 · derivative.expiration_date: On December 18, 2017, the Reporting Person was granted 12,812 restricted stock units upon the effectiveness of her appointment to the Issuer's board of directors and in accordance with the Issuer's non-employee director compensation policy (the "2017 Initial Equity Grant"). This 2017 Initial Equity Grant vests in three equal annual installments beginning on December 18, 2018.

SEC source: 0001209191-18-063371 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

SEC source: 0001209191-18-030075 · doc4.xml · derivative · entry 3

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,353

Underlying: Common Stock · 12,353 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F3 · derivative.exercise_date: On May 11, 2018, the Reporting Person was awarded a grant of 12,353 restricted stock units upon election to the Issuer's board of directors at the Issuer's 2018 annual meeting of stockholders (the "2018 Annual Equity Grant"). This 2018 Annual Equity Grant to non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and is fully vested on the day before the Issuer's 2019 annual meeting of stockholders.

F3 · derivative.expiration_date: On May 11, 2018, the Reporting Person was awarded a grant of 12,353 restricted stock units upon election to the Issuer's board of directors at the Issuer's 2018 annual meeting of stockholders (the "2018 Annual Equity Grant"). This 2018 Annual Equity Grant to non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and is fully vested on the day before the Issuer's 2019 annual meeting of stockholders.

SEC source: 0001209191-18-030075 · doc4.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: On December 18, 2017, the Reporting Person was awarded a grant of 5,338 restricted stock units upon her appointment to the Issuer's board of directors on December 18, 2017 (the "2017 Annual Equity Grant"). The number of restricted stock units underlying this 2017 Annual Equity Grant was prorated to reflect the Reporting Person's appointment date to the Issuer's board of directors. This 2017 Annual Equity Grant to non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and is fully vested on the day before the Issuer's 2018 annual meeting of stockholders.

F2 · derivative.expiration_date: On December 18, 2017, the Reporting Person was awarded a grant of 5,338 restricted stock units upon her appointment to the Issuer's board of directors on December 18, 2017 (the "2017 Annual Equity Grant"). The number of restricted stock units underlying this 2017 Annual Equity Grant was prorated to reflect the Reporting Person's appointment date to the Issuer's board of directors. This 2017 Annual Equity Grant to non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and is fully vested on the day before the Issuer's 2018 annual meeting of stockholders.

SEC source: 0001209191-18-030075 · doc4.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

SEC source: 0001209191-17-066385 · doc4.xml · derivative · entry 2

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,338

Underlying: Common Stock · 5,338 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F4 · date: Acquired upon the initial appointment of the Reporting Person to the Issuer's board of directors on December 18, 2017 (the "Annual Equity Grant").

F5 · shares: This Annual Equity Grant to the Reporting Person was pro-rated to a grant date value of approximately $83,333 (from $200,000) to reflect her December 18, 2017 initial appointment to the Issuer's board of directors.

F6 · derivative.exercise_date: This Annual Equity Grant to the non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and is fully vested on the day before the Issuer's next annual meeting of stockholders.

F6 · derivative.expiration_date: This Annual Equity Grant to the non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and is fully vested on the day before the Issuer's next annual meeting of stockholders.

SEC source: 0001209191-17-066385 · doc4.xml · derivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,812

Underlying: Common Stock · 12,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon vesting.

F2 · date: Acquired upon the initial appointment of the Reporting Person to the Issuer's board of directors on December 18, 2017 (the "Initial Equity Grant").

F3 · derivative.exercise_date: This Initial Equity Grant to the non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and will vest in three equal annual installments beginning on December 18, 2018.

F3 · derivative.expiration_date: This Initial Equity Grant to the non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and will vest in three equal annual installments beginning on December 18, 2018.