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person · Reporting owner

Walker Neal

Disclosed activity across 2 companies

Tapewire entity
39190
SEC CIK
0001604457

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aclaris Therapeutics, Inc.ACRS · Entity 5041Director · CEOFebruary 02, 2026February 06, 2026
Aldeyra Therapeutics, Inc.ALDX · Entity 6839DirectorJune 09, 2026June 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aclaris Therapeutics, Inc.

Report date February 02, 2026 · Filed February 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect274,800 Reported balance After 2026-02-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-02 · Grant · Acquired 274,800 · Balance 274,800

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 2, 2026, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2036-02-01Direct961,700 Reported balance After 2026-02-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-02 · Grant · Acquired 961,700 · Balance 961,700

F3: Exercisable with respect to 25% of the shares subject to the option vesting in four equal installments on the first, second, third and fourth anniversaries of February 2, 2026, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 2, 2026, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3: Exercisable with respect to 25% of the shares subject to the option vesting in four equal installments on the first, second, third and fourth anniversaries of February 2, 2026, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Aldeyra Therapeutics, Inc.

Report date June 09, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.72 · Expires 2036-06-08Direct70,000 Reported balance After 2026-06-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-09 · Grant · Acquired 70,000 · Balance 70,000

F1: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.72 · Expires 2036-06-08Direct3,318 Reported balance After 2026-06-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-09 · Grant · Acquired 3,318 · Balance 3,318

F2: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

F2: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 21:30 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 96,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016095 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 00:13 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 10,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006668 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 10,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 00:13 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 3,675 $1.28 $4,704.00
Disclosure

SEC source: 0001209191-20-006668 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,903

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 00:13 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-006668 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:19 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061545 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:19 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 743 $1.81 $1,344.83
Disclosure

SEC source: 0001209191-19-061545 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,778

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:19 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-061545 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 16:04 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 3,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061069 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Common Stock · 3,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 16:04 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 782 $1.80 $1,407.60
Disclosure

SEC source: 0001209191-19-061069 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,596

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 16:04 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 3,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-061069 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:34 UTC Aldeyra Therapeutics, Inc. ALDX · Entity 6839 GrantEmployee Stock Option (Right to Buy) · Derivative 1,102 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0000899243-19-015819 · doc4.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

Underlying: Common Stock · 1,102 shares

Expires 2029-06-03

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:34 UTC Aldeyra Therapeutics, Inc. ALDX · Entity 6839 GrantEmployee Stock Option (Right to Buy) · Derivative 18,951 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0000899243-19-015819 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,951

Underlying: Common Stock · 18,951 shares

Expires 2029-06-03

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:12 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted stock units · Derivative 384,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015894 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,600

Underlying: Common Stock · 384,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2020, subject to the Reporting Person's continuous service with the issuer as of the applicable vesting date.

F2 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2020, subject to the Reporting Person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:34 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 10,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007490 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Underlying: Common Stock · 10,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:34 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 3,579 $6.96 $24,909.84
Disclosure

SEC source: 0001209191-19-007490 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,345

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:34 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007490 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 12:33 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063804 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,925

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 12:33 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 833 $6.30 $5,247.90
Disclosure

SEC source: 0001209191-18-063804 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,124

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 12:33 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063804 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:54 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 3,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063373 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,067

Underlying: Common Stock · 3,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:54 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 863 $7.31 $6,308.53
Disclosure

SEC source: 0001209191-18-063373 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,032

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
December 15, 2018 Filed Dec 19, 2018 01:54 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 3,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063373 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:36 UTC Aldeyra Therapeutics, Inc. ALDX · Entity 6839 GrantEmployee Stock Option (Right to Buy) · Derivative 903 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0000899243-18-015769 · doc4.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903

Underlying: Common Stock · 903 shares

Expires 2028-06-06

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:36 UTC Aldeyra Therapeutics, Inc. ALDX · Entity 6839 GrantEmployee Stock Option (Right to Buy) · Derivative 15,526 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0000899243-18-015769 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,526

Underlying: Common Stock · 15,526 shares

Expires 2028-06-06

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:22 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 12,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028863 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 12,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:22 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 3,455 $18.10 $62,535.50
Disclosure

SEC source: 0001209191-18-028863 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,862

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:22 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 12,133 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028863 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 12:38 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 PurchaseCommon Stock 10,000 $16.75 $167,500.00
Disclosure

SEC source: 0001209191-18-024272 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,184

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 20, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.50 to $17.10, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 20:59 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 OtherCommon Stock 9,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020915 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,184

F1 · kind: Pro rata distribution from NST, LLC, of which the reporting person is a non-managing member, in accordance with NST, LLC's Limited Liability Company Operating Agreement.

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February 01, 2018 Filed Feb 5, 2018 21:19 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted stock units · Derivative 43,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007455 · doc4.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 43,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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February 01, 2018 Filed Feb 5, 2018 21:19 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock option (right to buy) · Derivative 151,200 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-18-007455 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,200

Underlying: Common Stock · 151,200 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the date of grant.

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December 18, 2017 Filed Dec 21, 2017 21:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066821 · doc4.xml · derivative · entry 6

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F4 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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December 18, 2017 Filed Dec 21, 2017 21:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 889 $24.12 $21,442.68
Disclosure

SEC source: 0001209191-17-066821 · doc4.xml · nonDerivative · entry 4

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,166

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

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December 18, 2017 Filed Dec 21, 2017 21:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-066821 · doc4.xml · nonDerivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 21:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 3,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066821 · doc4.xml · derivative · entry 5

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,233

Underlying: Common Stock · 3,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units, with 50% of the shares underlying the restricted stock units vesting in four equal annual installments beginning on December 15, 2017 and the other 50% of the shares underlying these restricted stock units vesting upon the achievement of a specified commercial milestone, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units, with 50% of the shares underlying the restricted stock units vesting in four equal annual installments beginning on December 15, 2017 and the other 50% of the shares underlying these restricted stock units vesting upon the achievement of a specified commercial milestone, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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December 15, 2017 Filed Dec 21, 2017 21:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 922 $24.23 $22,340.06
Disclosure

SEC source: 0001209191-17-066821 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,130

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 21:58 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 3,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-066821 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:06 UTC Aldeyra Therapeutics, Inc. ALDX · Entity 6839 GrantStock Option (Right to Buy) · Derivative 1,481 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0000899243-17-016103 · doc4.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481

Underlying: Common Stock · 1,481 shares

Expires 2027-06-07

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

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June 08, 2017 Filed Jun 12, 2017 21:06 UTC Aldeyra Therapeutics, Inc. ALDX · Entity 6839 GrantStock Option (Right to Buy) · Derivative 17,776 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0000899243-17-016103 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,776

Underlying: Common Stock · 17,776 shares

Expires 2027-06-07

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
December 18, 2016 Filed Dec 20, 2016 23:49 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156175 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,775

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
December 18, 2016 Filed Dec 20, 2016 23:49 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Tax withholdingCommon Stock 889 $31.25 $27,781.25
Disclosure

SEC source: 0001209191-16-156175 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,019

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
December 18, 2016 Filed Dec 20, 2016 23:49 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 Exercise / conversionCommon Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-156175 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:21 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantRestricted stock units · Derivative 24,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155966 · doc4.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,266

Underlying: Common Stock · 24,266 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service with the issuer as of the applicable vesting date, 50% of the shares underlying these restricted stock units will vest in four equal annual installments beginning on December 15, 2017 and the other 50% of the shares underlying these restricted stock units will vest upon the achievement of a specified commercial milestone.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service with the issuer as of the applicable vesting date, 50% of the shares underlying these restricted stock units will vest in four equal annual installments beginning on December 15, 2017 and the other 50% of the shares underlying these restricted stock units will vest upon the achievement of a specified commercial milestone.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:21 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 GrantStock option (right to buy) · Derivative 145,600 $0.00 Strike: $28.92 $0.00
Disclosure

SEC source: 0001209191-16-155966 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,600

Underlying: Common Stock · 145,600 shares

Expires 2026-12-14

F1 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 23:06 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 OtherCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142068 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,983

F2 · kind: Pro rata distribution from NST, LLC, of which the reporting person is a non-managing member, in accordance with NST, LLC's Limited Liability Company Operating Agreement.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 23:06 UTC Aclaris Therapeutics, Inc. ACRS · Entity 5041 OtherCommon Stock 81,686 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142068 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,193

F1 · kind: Liquidating distribution from NeXeption, LLC, of which the reporting person is a non-managing member, in accordance with NeXeption, LLC's Limited Liability Company Operating Agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.