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Nasdaq · USD

ALDX

Aldeyra Therapeutics, Inc.

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Tapewire entity
6839
SEC CIK
0001341235
Parsed reports
168

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2026 Filed Jun 11, 2026 20:26 UTC GrantStock Option (Right to Buy) · Derivative 2,323 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267629 · ownership.xml · derivative · entry 3

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,323

Underlying: Common Stock · 2,323 shares

Expires 2036-06-08

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Nominating/Corporate Governance Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:26 UTC GrantStock Option (Right to Buy) · Derivative 19,909 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267629 · ownership.xml · derivative · entry 2

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,909

Underlying: Common Stock · 19,909 shares

Expires 2036-06-08

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as the Chairperson of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:26 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267629 · ownership.xml · derivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2036-06-08

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:18 UTC GrantStock Option (Right to Buy) · Derivative 9,756 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267587 · ownership.xml · derivative · entry 2

DEPTULA-HICKS DARLENE M · CIK 0001089409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,756

Underlying: Common Stock · 9,756 shares

Expires 2036-06-08

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Audit Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:18 UTC GrantStock Option (Right to Buy) · Derivative 84,557 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267587 · ownership.xml · derivative · entry 1

DEPTULA-HICKS DARLENE M · CIK 0001089409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,557

Underlying: Common Stock · 84,557 shares

Expires 2036-06-08

F1 · derivative.exercise_date: The stock option is exercisable in equal annual installments over three years of continuous service to the Issuer after June 9, 2026.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:25 UTC GrantStock Option (Right to Buy) · Derivative 4,977 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267623 · ownership.xml · derivative · entry 3

Phillips Gary M. · CIK 0001197795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,977

Underlying: Common Stock · 4,977 shares

Expires 2036-06-08

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Audit Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:25 UTC GrantStock Option (Right to Buy) · Derivative 6,636 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267623 · ownership.xml · derivative · entry 2

Phillips Gary M. · CIK 0001197795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,636

Underlying: Common Stock · 6,636 shares

Expires 2036-06-08

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:25 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267623 · ownership.xml · derivative · entry 1

Phillips Gary M. · CIK 0001197795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2036-06-08

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:27 UTC GrantStock Option (Right to Buy) · Derivative 3,318 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267634 · ownership.xml · derivative · entry 2

Miller-Rich Nancy · CIK 0001735084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,318

Underlying: Common Stock · 3,318 shares

Expires 2036-06-08

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:27 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267634 · ownership.xml · derivative · entry 1

Miller-Rich Nancy · CIK 0001735084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2036-06-08

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:21 UTC
Walker NealDirector
GrantStock Option (Right to Buy) · Derivative 3,318 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267605 · ownership.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,318

Underlying: Common Stock · 3,318 shares

Expires 2036-06-08

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:21 UTC
Walker NealDirector
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267605 · ownership.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2036-06-08

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:23 UTC GrantStock Option (Right to Buy) · Derivative 2,323 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267611 · ownership.xml · derivative · entry 2

Clark William D · CIK 0001355415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,323

Underlying: Common Stock · 2,323 shares

Expires 2036-06-08

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Nominating/Corporate Governance Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:23 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267611 · ownership.xml · derivative · entry 1

Clark William D · CIK 0001355415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2036-06-08

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:20 UTC GrantStock Option (Right to Buy) · Derivative 4,977 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267600 · ownership.xml · derivative · entry 3

Bronstein Ben · CIK 0001604458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,977

Underlying: Common Stock · 4,977 shares

Expires 2036-06-08

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Audit Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:20 UTC GrantStock Option (Right to Buy) · Derivative 5,309 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267600 · ownership.xml · derivative · entry 2

Bronstein Ben · CIK 0001604458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,309

Underlying: Common Stock · 5,309 shares

Expires 2036-06-08

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Nominating/Corporate Governance Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:20 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001193125-26-267600 · ownership.xml · derivative · entry 1

Bronstein Ben · CIK 0001604458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2036-06-08

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:19 UTC
Brady Todd CDirector · President and CEO
PurchaseCommon Stock 250,000 $1.67 $418,450.00
Disclosure

SEC source: 0001193125-26-259637 · ownership.xml · nonDerivative · entry 1

Brady Todd C · CIK 0001579179 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,721,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.64 to $1.70, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 1 to this Form 4.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:17 UTC
Brady Todd CDirector · President and CEO
GrantBonus Units · Derivative 632,318 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-134631 · ownership.xml · derivative · entry 2

Brady Todd C · CIK 0001579179 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,318

Underlying: Common Stock · 632,318 shares

Expires not disclosed

F2 · derivative.exercise_price: The bonus units vest ratably in equal annual installments over a four-year period beginning on March 27, 2026, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. The Reporting Person will be entitled to receive a cash payment for each vested bonus unit, on the earlier of (i) four (4) years from the date of grant or (ii) a Change of Control of the Issuer (as defined in the grant documents), equal in value to the closing price per share of the Company's common stock on The Nasdaq Capital Market on the payment date.

F2 · derivative.exercise_date: The bonus units vest ratably in equal annual installments over a four-year period beginning on March 27, 2026, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. The Reporting Person will be entitled to receive a cash payment for each vested bonus unit, on the earlier of (i) four (4) years from the date of grant or (ii) a Change of Control of the Issuer (as defined in the grant documents), equal in value to the closing price per share of the Company's common stock on The Nasdaq Capital Market on the payment date.

F2 · derivative.expiration_date: The bonus units vest ratably in equal annual installments over a four-year period beginning on March 27, 2026, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. The Reporting Person will be entitled to receive a cash payment for each vested bonus unit, on the earlier of (i) four (4) years from the date of grant or (ii) a Change of Control of the Issuer (as defined in the grant documents), equal in value to the closing price per share of the Company's common stock on The Nasdaq Capital Market on the payment date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:17 UTC
Brady Todd CDirector · President and CEO
GrantStock Option (right to buy) · Derivative 1,880,510 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001193125-26-134631 · ownership.xml · derivative · entry 1

Brady Todd C · CIK 0001579179 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,880,510

Underlying: Common Stock · 1,880,510 shares

Expires 2036-03-26

F1 · derivative.exercise_date: The shares subject to this option shall vest in equal monthly installments over the next 48 months of continuous service to the Issuer after January 1, 2026.

Read SEC document
March 19, 2026 Filed Mar 20, 2026 20:17 UTC PurchaseCommon Stock 70,000 $1.40 $98,000.00
Disclosure

SEC source: 0001193125-26-117675 · ownership.xml · nonDerivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Read SEC document
March 18, 2026 Filed Mar 19, 2026 21:29 UTC
Alfieri MichaelPrincipal Financial Officer
PurchaseCommon Stock 5,000 $1.42 $7,100.00
Disclosure

SEC source: 0001193125-26-116247 · ownership.xml · nonDerivative · entry 1

Alfieri Michael · CIK 0001744687 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
August 13, 2025 Filed Aug 15, 2025 20:09 UTC
Alfieri MichaelPrincipal Financial Officer
PurchaseCommon Stock 2,500 $5.30 $13,250.00
Disclosure

SEC source: 0000950170-25-109391 · ownership.xml · nonDerivative · entry 1

Alfieri Michael · CIK 0001744687 · Principal Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
August 11, 2025 Filed Aug 13, 2025 22:03 UTC
Machatha StephenChief Development Officer
SaleCommon Stock 22,073 $5.15 $113,713.47
Disclosure

SEC source: 0000950170-25-108210 · ownership.xml · nonDerivative · entry 1

Machatha Stephen · CIK 0001836354 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,799

F1 · kind: These shares of common stock were sold in a transaction by the Reporting Person in order to cover tax withholding obligations upon the settlement of certain time-based restricted stock unit awards.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.29. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 7,101 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:27 UTC GrantStock Option (Right to Buy) · Derivative 1,689 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085441 · ownership.xml · derivative · entry 3

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,689

Underlying: Common Stock · 1,689 shares

Expires 2035-06-09

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Nominating/Corporate Governance Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:27 UTC GrantStock Option (Right to Buy) · Derivative 14,476 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085441 · ownership.xml · derivative · entry 2

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,476

Underlying: Common Stock · 14,476 shares

Expires 2035-06-09

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as the Chairperson of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:27 UTC GrantStock Option (Right to Buy) · Derivative 62,728 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085441 · ownership.xml · derivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,728

Underlying: Common Stock · 62,728 shares

Expires 2035-06-09

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 16:27 UTC GrantStock Option (Right to Buy) · Derivative 7,238 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085445 · ownership.xml · derivative · entry 3

JOYCE MARTIN JOSEPH · CIK 0001300858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,238

Underlying: Common Stock · 7,238 shares

Expires 2035-06-09

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Audit Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 16:27 UTC GrantStock Option (Right to Buy) · Derivative 1,689 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085445 · ownership.xml · derivative · entry 2

JOYCE MARTIN JOSEPH · CIK 0001300858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,689

Underlying: Common Stock · 1,689 shares

Expires 2035-06-09

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Nominating/Corporate Governance Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 16:27 UTC GrantStock Option (Right to Buy) · Derivative 62,728 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085445 · ownership.xml · derivative · entry 1

JOYCE MARTIN JOSEPH · CIK 0001300858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,728

Underlying: Common Stock · 62,728 shares

Expires 2035-06-09

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:21 UTC GrantStock Option (Right to Buy) · Derivative 3,619 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085419 · ownership.xml · derivative · entry 3

Phillips Gary M. · CIK 0001197795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,619

Underlying: Common Stock · 3,619 shares

Expires 2035-06-09

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Audit Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:21 UTC GrantStock Option (Right to Buy) · Derivative 4,825 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085419 · ownership.xml · derivative · entry 2

Phillips Gary M. · CIK 0001197795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,825

Underlying: Common Stock · 4,825 shares

Expires 2035-06-09

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:21 UTC GrantStock Option (Right to Buy) · Derivative 62,728 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085419 · ownership.xml · derivative · entry 1

Phillips Gary M. · CIK 0001197795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,728

Underlying: Common Stock · 62,728 shares

Expires 2035-06-09

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:36 UTC
Walker NealDirector
GrantStock Option (Right to Buy) · Derivative 2,413 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085489 · ownership.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,413

Underlying: Common Stock · 2,413 shares

Expires 2035-06-09

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:36 UTC
Walker NealDirector
GrantStock Option (Right to Buy) · Derivative 62,728 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085489 · ownership.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,728

Underlying: Common Stock · 62,728 shares

Expires 2035-06-09

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:30 UTC GrantStock Option (Right to Buy) · Derivative 2,413 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085475 · ownership.xml · derivative · entry 2

Miller-Rich Nancy · CIK 0001735084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,413

Underlying: Common Stock · 2,413 shares

Expires 2035-06-09

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Compensation Committee of the Board of Directors of the Issuer through the applicable vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:30 UTC GrantStock Option (Right to Buy) · Derivative 62,728 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085475 · ownership.xml · derivative · entry 1

Miller-Rich Nancy · CIK 0001735084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,728

Underlying: Common Stock · 62,728 shares

Expires 2035-06-09

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

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June 10, 2025 Filed Jun 12, 2025 20:29 UTC GrantStock Option (Right to Buy) · Derivative 3,619 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085454 · ownership.xml · derivative · entry 2

Bronstein Ben · CIK 0001604458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,619

Underlying: Common Stock · 3,619 shares

Expires 2035-06-09

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Audit Committee of the Board of Directors of the Issuer through the applicable vesting date.

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June 10, 2025 Filed Jun 12, 2025 20:29 UTC GrantStock Option (Right to Buy) · Derivative 62,728 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085454 · ownership.xml · derivative · entry 1

Bronstein Ben · CIK 0001604458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,728

Underlying: Common Stock · 62,728 shares

Expires 2035-06-09

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

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April 17, 2025 Filed Apr 18, 2025 20:41 UTC GrantStock Option (Right to Buy) · Derivative 76,760 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0000950170-25-055900 · ownership.xml · derivative · entry 1

Clark William D · CIK 0001355415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,760

Underlying: Common Stock · 76,760 shares

Expires 2035-04-16

F1 · derivative.exercise_date: The stock option is exercisable in equal annual installments over three years of continuous service to the Issuer after April 17, 2025.

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April 03, 2025 Filed Apr 7, 2025 22:43 UTC SaleCommon Stock 3,400,000 $1.42 $4,828,000.00
Disclosure

SEC source: 0001062993-25-007163 · form4.xml · nonDerivative · entry 1

PERCEPTIVE ADVISORS LLC · CIK 0001224962 · 10% owner

PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · 10% owner

EDELMAN JOSEPH · CIK 0001164426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,875,851

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.18 to $1.78 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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March 04, 2025 Filed Mar 6, 2025 21:17 UTC
Brady Todd CDirector · President and CEO
GrantStock Option (right to buy) · Derivative 809,710 $0.00 Strike: $6.17 $0.00
Disclosure

SEC source: 0000950170-25-034674 · ownership.xml · derivative · entry 1

Brady Todd C · CIK 0001579179 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,710

Underlying: Common Stock · 809,710 shares

Expires 2035-03-03

F1 · derivative.exercise_date: The shares subject to this option shall vest in equal monthly installments over the next 48 months of continuous service to the Issuer after January 1, 2025.

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March 04, 2025 Filed Mar 6, 2025 21:13 UTC
Machatha StephenChief Development Officer
GrantStock Option (right to buy) · Derivative 202,427 $0.00 Strike: $6.17 $0.00
Disclosure

SEC source: 0000950170-25-034648 · ownership.xml · derivative · entry 1

Machatha Stephen · CIK 0001836354 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,427

Underlying: Common Stock · 202,427 shares

Expires 2035-03-03

F1 · derivative.exercise_date: The shares subject to this option shall vest in equal monthly installments over the next 48 months of continuous service to the Issuer after January 1, 2025.

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August 12, 2024 Filed Aug 14, 2024 16:24 UTC
Greenberg BruceSee Remarks
SaleCommon Stock 10,834 $4.74 $51,313.07
Disclosure

SEC source: 0000950170-24-097070 · ownership.xml · nonDerivative · entry 1

Greenberg Bruce · CIK 0001928391 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,382

F1 · kind: These shares of common stock were automatically sold in a non-discretionary transaction by the Reporting Person in order to cover tax withholding obligations upon the settlement of certain time-based restricted stock unit awards.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.46 to $5.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 7,062 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.

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August 12, 2024 Filed Aug 14, 2024 20:24 UTC
Machatha StephenChief Development Officer
SaleCommon Stock 16,041 $4.74 $75,974.99
Disclosure

SEC source: 0000950170-24-097071 · ownership.xml · nonDerivative · entry 1

Machatha Stephen · CIK 0001836354 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,771

F1 · kind: These shares of common stock were automatically sold in a non-discretionary transaction by the Reporting Person in order to cover tax withholding obligations upon the settlement of certain time-based restricted stock unit awards.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.46 to $5.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 10, 2024 Filed Jun 12, 2025 20:29 UTC GrantStock Option (Right to Buy) · Derivative 3,860 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0000950170-25-085454 · ownership.xml · derivative · entry 3

Bronstein Ben · CIK 0001604458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,860

Underlying: Common Stock · 3,860 shares

Expires 2035-06-09

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Nominating/Corporate Governance Committee of the Board of Directors of the Issuer through the applicable vesting date.

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June 04, 2024 Filed Jun 6, 2024 20:15 UTC GrantStock Option (Right to Buy) · Derivative 1,215 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0000950170-24-069900 · ownership.xml · derivative · entry 3

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,215

Underlying: Common Stock · 1,215 shares

Expires 2034-06-03

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Nominating/Corporate Governance Committee of the Board of Directors of the Issuer through the applicable vesting date.

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June 04, 2024 Filed Jun 6, 2024 20:15 UTC GrantStock Option (Right to Buy) · Derivative 10,418 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0000950170-24-069900 · ownership.xml · derivative · entry 2

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,418

Underlying: Common Stock · 10,418 shares

Expires 2034-06-03

F2 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as the Chairperson of the Board of Directors of the Issuer through the applicable vesting date.

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June 04, 2024 Filed Jun 6, 2024 20:15 UTC GrantStock Option (Right to Buy) · Derivative 40,282 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0000950170-24-069900 · ownership.xml · derivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,282

Underlying: Common Stock · 40,282 shares

Expires 2034-06-03

F1 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Board of Directors of the Issuer through the applicable vesting date.

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June 04, 2024 Filed Jun 6, 2024 16:13 UTC GrantStock Option (Right to Buy) · Derivative 5,209 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0000950170-24-069890 · ownership.xml · derivative · entry 3

JOYCE MARTIN JOSEPH · CIK 0001300858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,209

Underlying: Common Stock · 5,209 shares

Expires 2034-06-03

F3 · derivative.exercise_date: Exercisable with respect to 100% of the shares on the one-year anniversary of the grant date, provided that the Reporting Person provides continuous service as a member of the Audit Committee of the Board of Directors of the Issuer through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.