Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERISAFE INCAMSF · Entity 5496 | Director | June 10, 2026 | June 12, 2026 |
| InnovAge Holding Corp.INNV · Entity 4693 | Director | January 28, 2026 | January 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERISAFE INC
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01SEC Table I · non-derivative | Direct | 18,326 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 2,340 · Balance 18,326 F1: Subject to restrictions that will lapse at the time of the Issuer's 2027 annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to restrictions that will lapse at the time of the Issuer's 2027 annual meeting of shareholders.
InnovAge Holding Corp.
Report date January 28, 2026 · Filed January 30, 2026
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
K2M GROUP HOLDINGS, INC.
Report date November 09, 2018 · Filed November 14, 2018
Section 16 reporting ended · disclosed 2018-11-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 1
1 source rowRow 1 · 2018-11-09 · Disposition to issuer · Disposed 23,670 · Balance 0 F1: Disposed of pursuant to an Agreement and Plan of Merger dated as of August 29, 2018 (the "Merger Agreement"), by and among Stryker Corporation ("Stryker"), a wholly owned subsidiary of Stryker ("Merger Sub"), and the Issuer, pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Stryker. Stryker acquired all of the issued and outstanding shares of Common Stock of the Issuer in an all cash transaction for $27.50 per share (the "Merger Consideration"). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.59 | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-09 · Disposition to issuer · Disposed 5,727 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F3: The option provided for vesting in three equal installments on June 5, 2019, June 5, 2020 and June 5, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.81 | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-09 · Disposition to issuer · Disposed 6,655 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F4: The option provided for vesting in three equal installments on June 6, 2018, June 6, 2019 and June 6, 2020. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.38 | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-09 · Disposition to issuer · Disposed 10,268 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F5: The option provided for vesting in three equal installments on August 15, 2017, August 15, 2018 and August 15, 2019. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.46 | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-09 · Disposition to issuer · Disposed 10,500 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F6: The option provided for vesting in three equal installments on July 1, 2016, July 1, 2017 and July 1, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 | Direct | 0 |
Reported balance
After 2018-11-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-09 · Disposition to issuer · Disposed 14,404 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F7: The option provided for vesting in three equal installments on May 7, 2015, May 7, 2016 and May 7, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an Agreement and Plan of Merger dated as of August 29, 2018 (the "Merger Agreement"), by and among Stryker Corporation ("Stryker"), a wholly owned subsidiary of Stryker ("Merger Sub"), and the Issuer, pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Stryker. Stryker acquired all of the issued and outstanding shares of Common Stock of the Issuer in an all cash transaction for $27.50 per share (the "Merger Consideration").
F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option.
F3: The option provided for vesting in three equal installments on June 5, 2019, June 5, 2020 and June 5, 2021.
F4: The option provided for vesting in three equal installments on June 6, 2018, June 6, 2019 and June 6, 2020.
F5: The option provided for vesting in three equal installments on August 15, 2017, August 15, 2018 and August 15, 2019.
F6: The option provided for vesting in three equal installments on July 1, 2016, July 1, 2017 and July 1, 2018.
F7: The option provided for vesting in three equal installments on May 7, 2015, May 7, 2016 and May 7, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 12, 2026 20:10 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon stock, par value $0.01 | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-269425 · ownership.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,326 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2027 annual meeting of shareholders. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 20:14 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon stock, par value $0.01 | 1,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-084316 · ownership.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,986 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2026 annual meeting of shareholders. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:16 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon stock, par value $0.01 | 1,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005847 · doc4.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,350 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2025 annual meeting of shareholders. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:55 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon stock, par value $0.01 | 1,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036786 · doc4.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,620 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2024 annual meeting of shareholders. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 22:29 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon stock, par value $0.01 | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036799 · doc4.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,212 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2023 annual meeting of shareholders. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 22:41 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon stock, par value $0.01 | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040360 · doc4.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,726 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2022 annual meeting of shareholders. Read SEC document |
| May 11, 2021 Filed May 12, 2021 21:31 UTC | AMERISAFE INC AMSF · Entity 5496 | PurchaseCommon stock, par value $0.01 | 8,000 | $63.59 | $508,720.00 |
DisclosureSEC source: 0001209191-21-032144 · doc4.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,925 F1 · price: Represents the weighted average purchase price of the Issuer's common stock. The range of sales prices were between $63.42 and $63.60. The Reporting Person undertakes, upon request, to provide the SEC, the Issuer and any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:57 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon stock, par value $0.01 | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035085 · doc4.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2021 annual meeting of shareholders. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:06 UTC | AMERISAFE INC AMSF · Entity 5496 | GrantCommon Stock, $0.01 par value | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015564 · doc4.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201 F1 · shares: Subject to restrictions that will lapse at the time of the Issuer's 2020 annual meeting of shareholders. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 17:13 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | Disposition to issuerStock Option (Right to Buy) · Derivative | 14,404 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0000904454-18-000729 · edgar.xml · derivative · entry 6 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,404 shares Expires not disclosed F2 · price: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F7 · derivative.exercise_date: The option provided for vesting in three equal installments on May 7, 2015, May 7, 2016 and May 7, 2017. F2 · derivative.expiration_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 17:13 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | Disposition to issuerStock Option (Right to Buy) · Derivative | 10,500 | Not disclosed Strike: $23.46 | Not disclosed |
DisclosureSEC source: 0000904454-18-000729 · edgar.xml · derivative · entry 5 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires not disclosed F2 · price: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F6 · derivative.exercise_date: The option provided for vesting in three equal installments on July 1, 2016, July 1, 2017 and July 1, 2018. F2 · derivative.expiration_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 17:13 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | Disposition to issuerStock Option (Right to Buy) · Derivative | 10,268 | Not disclosed Strike: $14.38 | Not disclosed |
DisclosureSEC source: 0000904454-18-000729 · edgar.xml · derivative · entry 4 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,268 shares Expires not disclosed F2 · price: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F5 · derivative.exercise_date: The option provided for vesting in three equal installments on August 15, 2017, August 15, 2018 and August 15, 2019. F2 · derivative.expiration_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 17:13 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,655 | Not disclosed Strike: $22.81 | Not disclosed |
DisclosureSEC source: 0000904454-18-000729 · edgar.xml · derivative · entry 3 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,655 shares Expires not disclosed F2 · price: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F4 · derivative.exercise_date: The option provided for vesting in three equal installments on June 6, 2018, June 6, 2019 and June 6, 2020. F2 · derivative.expiration_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 17:13 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,727 | Not disclosed Strike: $23.59 | Not disclosed |
DisclosureSEC source: 0000904454-18-000729 · edgar.xml · derivative · entry 2 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,727 shares Expires not disclosed F2 · price: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. F3 · derivative.exercise_date: The option provided for vesting in three equal installments on June 5, 2019, June 5, 2020 and June 5, 2021. F2 · derivative.expiration_date: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the product of (A) the excess, if any, of (1) the Merger Consideration over (2) the option exercise price, and (B) the number of shares of Common Stock subject to the option. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 17:13 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | Disposition to issuerCommon Stock | 23,670 | $27.50 | $650,925.00 |
DisclosureSEC source: 0000904454-18-000729 · edgar.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an Agreement and Plan of Merger dated as of August 29, 2018 (the "Merger Agreement"), by and among Stryker Corporation ("Stryker"), a wholly owned subsidiary of Stryker ("Merger Sub"), and the Issuer, pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Stryker. Stryker acquired all of the issued and outstanding shares of Common Stock of the Issuer in an all cash transaction for $27.50 per share (the "Merger Consideration"). Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 17:37 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | GrantStock Option (Right to Buy) · Derivative | 5,727 | $0.00 Strike: $23.59 | $0.00 |
DisclosureSEC source: 0000904454-18-000401 · edgar.xml · derivative · entry 2 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,727 Underlying: Common Stock · 5,727 shares Expires 2028-06-04 F1 · derivative.exercise_date: The option vests in three equal installments on June 5, 2019, June 5, 2020 and June 5, 2021. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 17:37 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | GrantCommon Stock | 2,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000401 · edgar.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,670 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 15:10 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | GrantStock Option (Right to Buy) · Derivative | 6,655 | $0.00 Strike: $22.81 | $0.00 |
DisclosureSEC source: 0000904454-17-000424 · edgar.xml · derivative · entry 2 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 Underlying: Common Stock · 6,655 shares Expires 2027-06-05 F1 · derivative.exercise_date: The option vests in three equal installments on June 6, 2018, June 6, 2019 and June 6, 2020. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 15:10 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | GrantCommon Stock | 2,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000424 · edgar.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,233 Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 16:03 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | OtherCommon Stock | 14,273 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000230 · edgar.xml · nonDerivative · entry 3 TRAYNOR SEAN · CIK 0001212999 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,712 F1 · kind: Distribution-in-kind of shares by Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. pro rata to their respective partners. F3 · kind: The Reporting Person may also be deemed to have indirectly beneficially owned 386,851 shares of Common Stock held by WCAS XI Co-Investors LLC (including 368,704 shares received in the distribution from Welsh, Carson, Anderson & Stowe XI, L.P.), which on March 8, 2017 were distributed-in-kind by WCAS XI Co-Investors LLC pro rata to its members, including the Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by WCAS XI Co-Investors LLC. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. F1 · price: Distribution-in-kind of shares by Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. pro rata to their respective partners. F3 · price: The Reporting Person may also be deemed to have indirectly beneficially owned 386,851 shares of Common Stock held by WCAS XI Co-Investors LLC (including 368,704 shares received in the distribution from Welsh, Carson, Anderson & Stowe XI, L.P.), which on March 8, 2017 were distributed-in-kind by WCAS XI Co-Investors LLC pro rata to its members, including the Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by WCAS XI Co-Investors LLC. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 16:03 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | OtherCommon Stock | 78,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000230 · edgar.xml · nonDerivative · entry 2 TRAYNOR SEAN · CIK 0001212999 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By WCAS Capital Partners IV, L.P. Disclosed balance after: 0 F1 · kind: Distribution-in-kind of shares by Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. pro rata to their respective partners. F1 · price: Distribution-in-kind of shares by Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. pro rata to their respective partners. F2 · ownership.nature: The Reporting Person is a managing member of the respective sole general partners of Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. F3 · ownership.nature: The Reporting Person may also be deemed to have indirectly beneficially owned 386,851 shares of Common Stock held by WCAS XI Co-Investors LLC (including 368,704 shares received in the distribution from Welsh, Carson, Anderson & Stowe XI, L.P.), which on March 8, 2017 were distributed-in-kind by WCAS XI Co-Investors LLC pro rata to its members, including the Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by WCAS XI Co-Investors LLC. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 16:03 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | OtherCommon Stock | 5,384,858 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000230 · edgar.xml · nonDerivative · entry 1 TRAYNOR SEAN · CIK 0001212999 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Welsh, Carson, Anderson & Stowe XI, L.P. Disclosed balance after: 0 F1 · kind: Distribution-in-kind of shares by Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. pro rata to their respective partners. F1 · price: Distribution-in-kind of shares by Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. pro rata to their respective partners. F2 · ownership.nature: The Reporting Person is a managing member of the respective sole general partners of Welsh, Carson, Anderson & Stowe XI, L.P. and WCAS Capital Partners IV, L.P. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. F3 · ownership.nature: The Reporting Person may also be deemed to have indirectly beneficially owned 386,851 shares of Common Stock held by WCAS XI Co-Investors LLC (including 368,704 shares received in the distribution from Welsh, Carson, Anderson & Stowe XI, L.P.), which on March 8, 2017 were distributed-in-kind by WCAS XI Co-Investors LLC pro rata to its members, including the Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by WCAS XI Co-Investors LLC. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. Read SEC document |
| January 26, 2017 Filed Feb 14, 2017 21:23 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | SaleCommon Stock | 3,926,068 | $20.23 | $79,424,355.64 |
DisclosureSEC source: 0000904454-17-000197 · edgar.xml · nonDerivative · entry 1 Welsh, Carson, Anderson & Stowe XI, L.P. · CIK 0001437914 · 10% owner MACKESY D SCOTT · CIK 0001212997 · 10% owner TRAYNOR SEAN · CIK 0001212999 · Director · 10% owner RATHER JONATHAN M · CIK 0001212994 · 10% owner Scully Thomas · CIK 0001414384 · 10% owner Lee Eric J. · CIK 0001413863 · 10% owner Donovan Michael · CIK 0001317659 · 10% owner REGAN BRIAN THOMAS · CIK 0001556077 · 10% owner Sobol Edward P. · CIK 0001680910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,384,858 F1 · ownership.direct: The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. F2 · ownership.direct: Each Reporting Owner listed below may also be deemed to indirectly beneficially own 18,147 shares of Common Stock held by WCAS XI Co-Investors LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by WCAS XI Co-Investors LLC, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. F3 · ownership.direct: Paul B. Queally and Sean M. Traynor each also directly beneficially own 4,439 shares of Common Stock. Read SEC document |
| January 26, 2017 Filed Feb 14, 2017 21:08 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | SaleCommon Stock | 57,488 | $20.23 | $1,162,982.24 |
DisclosureSEC source: 0000904454-17-000191 · edgar.xml · nonDerivative · entry 1 WCAS Capital Partners IV, L.P. · CIK 0001297673 · 10% owner MACKESY D SCOTT · CIK 0001212997 · 10% owner TRAYNOR SEAN · CIK 0001212999 · Director · 10% owner RATHER JONATHAN M · CIK 0001212994 · 10% owner Scully Thomas · CIK 0001414384 · 10% owner Lee Eric J. · CIK 0001413863 · 10% owner Donovan Michael · CIK 0001317659 · 10% owner REGAN BRIAN THOMAS · CIK 0001556077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,849 F1 · ownership.direct: The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 13:36 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | SaleCommon Stock | 64,674 | $18.39 | $1,189,354.86 |
DisclosureSEC source: 0000904454-16-001590 · edgar.xml · nonDerivative · entry 1 WCAS Capital Partners IV, L.P. · CIK 0001297673 · 10% owner MACKESY D SCOTT · CIK 0001212997 · 10% owner TRAYNOR SEAN · CIK 0001212999 · Director · 10% owner RATHER JONATHAN M · CIK 0001212994 · 10% owner Scully Thomas · CIK 0001414384 · 10% owner Lee Eric J. · CIK 0001413863 · 10% owner Donovan Michael · CIK 0001317659 · 10% owner REGAN BRIAN THOMAS · CIK 0001556077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,337 F1 · ownership.direct: The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 13:16 UTC | K2M GROUP HOLDINGS, INC. KTWO · Entity 162444 | SaleCommon Stock | 4,416,825 | $18.39 | $81,225,411.75 |
DisclosureSEC source: 0000904454-16-001586 · edgar.xml · nonDerivative · entry 1 Welsh, Carson, Anderson & Stowe XI, L.P. · CIK 0001437914 · 10% owner MACKESY D SCOTT · CIK 0001212997 · 10% owner TRAYNOR SEAN · CIK 0001212999 · Director · 10% owner RATHER JONATHAN M · CIK 0001212994 · 10% owner Scully Thomas · CIK 0001414384 · 10% owner Lee Eric J. · CIK 0001413863 · 10% owner Donovan Michael · CIK 0001317659 · 10% owner REGAN BRIAN THOMAS · CIK 0001556077 · 10% owner Sobol Edward P. · CIK 0001680910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,310,926 F1 · ownership.direct: The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. F2 · ownership.direct: Each Reporting Owner listed below may also be deemed to indirectly beneficially own 31,377 shares of Common Stock held by WCAS XI Co-Investors LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by WCAS XI Co-Investors LLC, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. F3 · ownership.direct: Paul B. Queally and Sean M. Traynor each also directly beneficially own 4,439 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.