person · Reporting owner

HODRICK LAURIE SIMON

Disclosed activity across 6 companies

Tapewire entity: 38922
SEC CIK: 0001136783

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PGIM Global High Yield Fund, Inc.GHY · Entity 5514	Director	September 01, 2017	September 07, 2017
PGIM High Yield Bond Fund, Inc.ISD · Entity 5630	Director	September 01, 2017	September 07, 2017
PGIM Short Duration High Yield Opportunities FundSDHY · Entity 5671	Director	October 30, 2020	October 30, 2020
ROKU, INCROKU · Entity 2524	Director	June 11, 2026	June 12, 2026
TD SYNNEX CORPSNX · Entity 8882	Director	March 29, 2021	March 31, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PGIM Global High Yield Fund, Inc.

Report date September 01, 2017 · Filed September 07, 2017

This filing explicitly reported no securities owned.

PGIM High Yield Bond Fund, Inc.

Report date September 01, 2017 · Filed September 07, 2017

This filing explicitly reported no securities owned.

PGIM Short Duration High Yield Opportunities Fund

Report date October 30, 2020 · Filed October 30, 2020

This filing explicitly reported no securities owned.

ROKU, INC

Report date June 11, 2026 · Filed June 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	7,955	Reported balance After 2026-06-11 transaction · row 1 1 source row Row 1 · 2026-06-11 · Exercise / conversion · Acquired 1,847 · Balance 7,955
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-06-11 · Exercise / conversion · Disposed 1,847 · Balance 0 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	1,027	Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-06-11 · Grant · Acquired 1,027 · Balance 1,027 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2036-06-10	Direct	1,745	Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-06-11 · Grant · Acquired 1,745 · Balance 1,745 F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

TD SYNNEX CORP

Report date March 29, 2021 · Filed March 31, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,866	Reported balance After 2021-03-29 transaction · row 1 1 source row Row 1 · 2021-03-29 · Grant · Acquired 1,459 · Balance 4,866 F1: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Corporate Capital Trust, Inc.

Report date December 19, 2018 · Filed December 21, 2018

Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2018-12-19 transaction · row 1 1 source row Row 1 · 2018-12-19 · Disposition to issuer · Disposed 11,000 · Balance 0 F1: Disposed of in exchange for 25,907 shares of FS KKR Capital Corp. common stock in connection with the merger of IC Acquisition, Inc. with and into Corporate Capital Trust, Inc. and the subsequent merger of Corporate Capital Trust, Inc. with and into FS KKR Capital Corp pursuant to that certain Agreement and Plan of Merger, dated July 22, 2018, by and among FS KKR Capital Corp., IC Acquisition, Inc., Corporate Capital Trust, Inc. and FS/KKR Advisor, LLC. The closing price of each share of FS KKR Capital Corp. common stock on the New York Stock Exchange on the date of the mergers was $5.36.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 25,907 shares of FS KKR Capital Corp. common stock in connection with the merger of IC Acquisition, Inc. with and into Corporate Capital Trust, Inc. and the subsequent merger of Corporate Capital Trust, Inc. with and into FS KKR Capital Corp pursuant to that certain Agreement and Plan of Merger, dated July 22, 2018, by and among FS KKR Capital Corp., IC Acquisition, Inc., Corporate Capital Trust, Inc. and FS/KKR Advisor, LLC. The closing price of each share of FS KKR Capital Corp. common stock on the New York Stock Exchange on the date of the mergers was $5.36.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 11, 2026 Filed Jun 12, 2026 21:13 UTC	ROKU, INC ROKU · Entity 2524	GrantStock Options (right to buy) · Derivative	1,745	$0.00 Strike: $119.64	$0.00	Disclosure SEC source: 0001136783-26-000002 · form4.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,745 Underlying: Class A Common Stock · 1,745 shares Expires 2036-06-10 F4 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:13 UTC	ROKU, INC ROKU · Entity 2524	GrantRestricted Stock Unit · Derivative	1,027	$0.00	$0.00	Disclosure SEC source: 0001136783-26-000002 · form4.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,027 Underlying: Class A Common Stock · 1,027 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. F3 · derivative.expiration_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:13 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionRestricted Stock Unit · Derivative	1,847	$0.00	$0.00	Disclosure SEC source: 0001136783-26-000002 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:13 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionClass A Common Stock	1,847	$0.00	$0.00	Disclosure SEC source: 0001136783-26-000002 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 11, 2025 Filed Jun 13, 2025 18:46 UTC	ROKU, INC ROKU · Entity 2524	GrantStock Options (right to buy) · Derivative	3,140	$0.00 Strike: $80.48	$0.00	Disclosure SEC source: 0001062993-25-011709 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,140 Underlying: Class A Common Stock · 3,140 shares Expires 2035-06-10 F3 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. Read SEC document
June 11, 2025 Filed Jun 13, 2025 18:46 UTC	ROKU, INC ROKU · Entity 2524	GrantRestricted Stock Unit · Derivative	1,847	$0.00	$0.00	Disclosure SEC source: 0001062993-25-011709 · form4.xml · derivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,847 Underlying: Class A Common Stock · 1,847 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. Read SEC document
June 06, 2025 Filed Jun 9, 2025 19:07 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionRestricted Stock Unit · Derivative	2,029	$0.00	$0.00	Disclosure SEC source: 0001062993-25-011288 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date. Read SEC document
June 06, 2025 Filed Jun 9, 2025 19:07 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionClass A Common Stock	2,029	$0.00	$0.00	Disclosure SEC source: 0001062993-25-011288 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 10, 2024 Filed Jun 10, 2024 20:03 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionRestricted Stock Unit · Derivative	2,164	$0.00	$0.00	Disclosure SEC source: 0001062993-24-012334 · form4.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. Read SEC document
June 10, 2024 Filed Jun 10, 2024 20:03 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionClass A Common Stock	2,164	$0.00	$0.00	Disclosure SEC source: 0001062993-24-012334 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:03 UTC	ROKU, INC ROKU · Entity 2524	GrantStock Options (right to buy) · Derivative	3,652	$0.00 Strike: $57.97	$0.00	Disclosure SEC source: 0001062993-24-012334 · form4.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,652 Underlying: Class A Common Stock · 3,652 shares Expires 2034-06-05 F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:03 UTC	ROKU, INC ROKU · Entity 2524	GrantRestricted Stock Unit · Derivative	2,029	$0.00	$0.00	Disclosure SEC source: 0001062993-24-012334 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,029 Underlying: Class A Common Stock · 2,029 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date. Read SEC document
June 09, 2023 Filed Jun 12, 2023 19:32 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionRestricted Stock Unit · Derivative	1,317	$0.00	$0.00	Disclosure SEC source: 0001062993-23-013389 · form4.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.expiration_date: This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date. Read SEC document
June 09, 2023 Filed Jun 12, 2023 19:32 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionClass A Common Stock	1,317	$0.00	$0.00	Disclosure SEC source: 0001062993-23-013389 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 08, 2023 Filed Jun 12, 2023 19:32 UTC	ROKU, INC ROKU · Entity 2524	GrantStock Options (right to buy) · Derivative	3,895	$0.00 Strike: $69.10	$0.00	Disclosure SEC source: 0001062993-23-013389 · form4.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,895 Underlying: Class A Common Stock · 3,895 shares Expires 2033-06-07 F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document
June 08, 2023 Filed Jun 12, 2023 19:32 UTC	ROKU, INC ROKU · Entity 2524	GrantRestricted Stock Unit · Derivative	2,164	$0.00	$0.00	Disclosure SEC source: 0001062993-23-013389 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,164 Underlying: Class A Common Stock · 2,164 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. Read SEC document
June 10, 2022 Filed Jun 13, 2022 19:02 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionRestricted Stock Unit · Derivative	329	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date. Read SEC document
June 10, 2022 Filed Jun 13, 2022 19:02 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionClass A Common Stock	329	$0.00	$0.00	Disclosure SEC source: 0001716837-22-000055 · edgar.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:02 UTC	ROKU, INC ROKU · Entity 2524	GrantStock Options (right to buy) · Derivative	3,423	$92.37 Strike: $92.37	$316,182.51	Disclosure SEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,423 Underlying: Class A Common Stock · 3,423 shares Expires 2032-06-08 F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:02 UTC	ROKU, INC ROKU · Entity 2524	GrantRestricted Stock Unit · Derivative	1,317	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317 Underlying: Class A Common Stock · 1,317 shares Expires not disclosed F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date. Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC	ROKU, INC ROKU · Entity 2524	GrantStock Options (right to buy) · Derivative	954	$347.81 Strike: $347.81	$331,810.74	Disclosure SEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954 Underlying: Class A Common Stock · 954 shares Expires 2031-06-09 F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC	ROKU, INC ROKU · Entity 2524	GrantRestricted Stock Unit · Derivative	329	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329 Underlying: Class A Common Stock · 329 shares Expires not disclosed F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date. Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionRestricted Stock Unit · Derivative	269	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021. Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC	ROKU, INC ROKU · Entity 2524	Exercise / conversionClass A Common Stock	269	$0.00	$0.00	Disclosure SEC source: 0001716837-21-000098 · edgar.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:54 UTC	TD SYNNEX CORP SNX · Entity 8882	GrantCommon Stock	1,459	$0.00	$0.00	Disclosure SEC source: 0001127602-21-012459 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,866 F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant. Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:29 UTC	ROKU, INC ROKU · Entity 2524	GrantStock Options (right to buy) · Derivative	780	$289.10 Strike: $289.10	$225,498.00	Disclosure SEC source: 0001716837-20-000223 · edgar.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780 Underlying: Class A Common Stock · 780 shares Expires 2030-12-02 F2 · derivative.exercise_date: The option vests in 6 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:29 UTC	ROKU, INC ROKU · Entity 2524	GrantRestricted Stock Unit · Derivative	269	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001716837-20-000223 · edgar.xml · derivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269 Underlying: Class A Common Stock · 269 shares Expires not disclosed F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021. Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:10 UTC	TD SYNNEX CORP SNX · Entity 8882	GrantCommon Stock	2,094	$0.00	$0.00	Disclosure SEC source: 0001127602-20-013096 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407 F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant. Read SEC document
April 11, 2019 Filed Apr 15, 2019 10:54 UTC	TD SYNNEX CORP SNX · Entity 8882	GrantCommon Stock	1,313	$0.00	$0.00	Disclosure SEC source: 0001127602-19-015363 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan prorated for the period of time between the director's appointment and the next annual meeting of shareholders. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant. Read SEC document
December 19, 2018 Filed Dec 21, 2018 18:00 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	Disposition to issuerCommon Stock	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001387131-18-006965 · hodrick-form4_121918.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in exchange for 25,907 shares of FS KKR Capital Corp. common stock in connection with the merger of IC Acquisition, Inc. with and into Corporate Capital Trust, Inc. and the subsequent merger of Corporate Capital Trust, Inc. with and into FS KKR Capital Corp pursuant to that certain Agreement and Plan of Merger, dated July 22, 2018, by and among FS KKR Capital Corp., IC Acquisition, Inc., Corporate Capital Trust, Inc. and FS/KKR Advisor, LLC. The closing price of each share of FS KKR Capital Corp. common stock on the New York Stock Exchange on the date of the mergers was $5.36. Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.19	$8,092.50	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 27 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	400	$16.15	$6,459.76	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 26 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	100	$16.15	$1,614.50	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 25 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.14	$8,070.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 24 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.02	$8,009.90	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 23 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.02	$8,009.30	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 22 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.12	$8,060.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 21 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	200	$16.10	$3,220.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 20 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.02	$8,010.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 19 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	200	$16.04	$3,208.02	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 18 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	200	$16.04	$3,208.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 17 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.03	$8,017.40	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 16 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	400	$16.03	$6,412.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 15 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.06	$8,032.35	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 14 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.06	$8,031.70	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 13 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.06	$8,029.75	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 12 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.05	$8,027.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 11 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.05	$8,025.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 10 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	500	$16.09	$8,045.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 9 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:50 UTC	Corporate Capital Trust, Inc. CCT · Entity 161600	PurchaseCommon Stock	300	$16.09	$4,827.00	Disclosure SEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 8 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.