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Higgins John Gerard

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SEC CIK
0001915414

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Reported relationships

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CompanyLast reported asReport datePublished
PEGASYSTEMS INCPEGA · Entity 309Chief, Client &Partner SuccessSeptember 04, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEGASYSTEMS INC

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect60,110 Ending reported balance After 2026-09-07 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-09-04 · Exercise / conversion · Acquired 1,616 · Balance 59,032

Row 2 · 2026-09-04 · Tax withholding · Disposed 902 · Balance 58,130

Row 3 · 2026-09-05 · Exercise / conversion · Acquired 2,202 · Balance 60,332

Row 4 · 2026-09-05 · Tax withholding · Disposed 1,229 · Balance 59,103

Row 5 · 2026-09-07 · Exercise / conversion · Acquired 2,280 · Balance 61,383

Row 6 · 2026-09-07 · Tax withholding · Disposed 1,273 · Balance 60,110

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-03-04Direct16,154 Reported balance After 2026-09-04 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-04 · Exercise / conversion · Disposed 1,616 · Balance 16,154

F1: Each restricted stock unit represents the right to receive, following vesting, one share of common stock.

F2: 25% of the restricted stock units vested on the Date Exercisable in Table II, and the remaining 75% vest in equal quarterly installments over the following three years.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-03-05Direct13,206 Reported balance After 2026-09-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-05 · Exercise / conversion · Disposed 2,202 · Balance 13,206

F1: Each restricted stock unit represents the right to receive, following vesting, one share of common stock.

F2: 25% of the restricted stock units vested on the Date Exercisable in Table II, and the remaining 75% vest in equal quarterly installments over the following three years.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-03-07Direct4,556 Reported balance After 2026-09-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-07 · Exercise / conversion · Disposed 2,280 · Balance 4,556

F1: Each restricted stock unit represents the right to receive, following vesting, one share of common stock.

F2: 25% of the restricted stock units vested on the Date Exercisable in Table II, and the remaining 75% vest in equal quarterly installments over the following three years.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, following vesting, one share of common stock.

F2: 25% of the restricted stock units vested on the Date Exercisable in Table II, and the remaining 75% vest in equal quarterly installments over the following three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2025 Filed Sep 4, 2025 20:52 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 920 $0.00 $0.00
Disclosure

SEC source: 0001915414-25-000004 · wk-form4_1757019156.xml · nonDerivative · entry 1

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,984.762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on September 1, 2025, with a release date of September 2, 2025, the first business day following vesting. The original grant was 9,207 restricted stock units, with 20% vesting on June 1, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:59 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionStock Options · Derivative 40,000 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001013857-25-000182 · wk-form4_1749848382.xml · derivative · entry 4

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,768

Underlying: Common stock · 40,000 shares

Expires 2032-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Options will vest in equal quarterly installments over a four year period with the first vest occurring on February 2, 2023.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:59 UTC PEGASYSTEMS INC PEGA · Entity 309 SaleCommon stock 11,830 $102.23 $1,209,380.90
Disclosure

SEC source: 0001013857-25-000182 · wk-form4_1749848382.xml · nonDerivative · entry 3

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,013

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:59 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 28,170 $102.46 $2,886,298.20
Disclosure

SEC source: 0001013857-25-000182 · wk-form4_1749848382.xml · nonDerivative · entry 2

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,843

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Higgins's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 20:59 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 40,000 $33.90 $1,356,000.00
Disclosure

SEC source: 0001013857-25-000182 · wk-form4_1749848382.xml · nonDerivative · entry 1

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 21:04 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 1,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000174 · wk-form4_1749589436.xml · derivative · entry 3

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,974

Underlying: Common stock · 1,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 7, 2025, with a release date of June 9, 2025, the first business day following vesting. The original grant was 18,227 restricted stock units, with a 25% vesting on March 7, 2024. The remaining 75% will vest in equal quarterly installments over the remaining three years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 21:04 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 636 $102.46 $65,164.56
Disclosure

SEC source: 0001013857-25-000174 · wk-form4_1749589436.xml · nonDerivative · entry 2

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,013

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 21:04 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 1,139 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000174 · wk-form4_1749589436.xml · nonDerivative · entry 1

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 7, 2025, with a release date of June 9, 2025, the first business day following vesting. The original grant was 18,227 restricted stock units, with a 25% vesting on March 7, 2024. The remaining 75% will vest in equal quarterly installments over the remaining three years.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:16 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 1,101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000164 · wk-form4_1749503744.xml · derivative · entry 3

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,106

Underlying: Common stock · 1,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 5, 2025. The original grant was 17,609 restricted stock units, with 25% vesting on March 5, 2025, and the remaining 75% vesting in equal quarterly installments over the next three years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:16 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 615 $101.41 $62,367.15
Disclosure

SEC source: 0001013857-25-000164 · wk-form4_1749503744.xml · nonDerivative · entry 2

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,510

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:16 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000164 · wk-form4_1749503744.xml · nonDerivative · entry 1

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 5, 2025. The original grant was 17,609 restricted stock units, with 25% vesting on March 5, 2025, and the remaining 75% vesting in equal quarterly installments over the next three years.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · derivative · entry 15

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015

Underlying: Common stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F5 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 1,845 restricted stock units, with 20% vesting on March 1, 2024, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · derivative · entry 14

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · derivative · entry 13

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276

Underlying: Common stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 1,842 restricted stock units, with 20% vesting on March 1, 2022, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · derivative · entry 12

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380

Underlying: Common stock · 460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F6 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 9,207 restricted stock units, with 20% vesting on June 1, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · derivative · entry 11

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645

Underlying: Common stock · 93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 1,844 restricted stock units, with 20% vesting on March 1, 2023, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 257 $98.15 $25,224.55
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 10

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,024

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

F7 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 460 $98.15 $45,149.00
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 9

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 9,207 restricted stock units, with 20% vesting on June 1, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 52 $98.15 $5,103.80
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 8

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,821

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 92 $98.15 $9,029.80
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 7

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 1,845 restricted stock units, with 20% vesting on March 1, 2024, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 287 $98.15 $28,169.05
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 6

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,781

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 514 $98.15 $50,449.10
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 5

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 52 $98.15 $5,103.80
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 4

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,554

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 92 $98.15 $9,029.80
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 3

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 1,842 restricted stock units, with 20% vesting on March 1, 2022, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 52 $98.15 $5,103.80
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 2

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,514

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:23 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 93 $98.15 $9,127.95
Disclosure

SEC source: 0001013857-25-000150 · wk-form4_1748985788.xml · nonDerivative · entry 1

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on June 1, 2025, with a release date of June 2, 2025, the first business day following vesting. The original grant was 1,844 restricted stock units, with 20% vesting on March 1, 2023, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:08 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 1,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000075 · wk-form4_1741727274.xml · derivative · entry 3

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,113

Underlying: Common stock · 1,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on March 7, 2025. The original grant was 18,227 restricted stock units, with a 25% vesting on March 7, 2024. The remaining 75% will vest in equal quarterly installments over the remaining three years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:08 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 637 $76.86 $48,959.82
Disclosure

SEC source: 0001013857-25-000075 · wk-form4_1741727274.xml · nonDerivative · entry 2

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,473

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:08 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 1,140 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000075 · wk-form4_1741727274.xml · nonDerivative · entry 1

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on March 7, 2025. The original grant was 18,227 restricted stock units, with a 25% vesting on March 7, 2024. The remaining 75% will vest in equal quarterly installments over the remaining three years.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 4,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · derivative · entry 9

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,207

Underlying: Common stock · 4,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 25% vesting on March 5, 2025. The original grant was 17,609 restricted stock units, with the remaining 75% vesting in equal quarterly installments over the next three years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 2,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · derivative · entry 8

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 100% vesting on March 5, 2025. The original grant was 2,233 restricted stock units, which were granted on March 5, 2024. As part of the Company's 2024 Corporate Incentive Compensation Program (CICP), Mr. Higgins elected to receive half of his annual bonus in RSUs.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 2,457 $77.63 $190,736.91
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · nonDerivative · entry 4

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,970

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 4,402 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · nonDerivative · entry 3

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 25% vesting on March 5, 2025. The original grant was 17,609 restricted stock units, with the remaining 75% vesting in equal quarterly installments over the next three years.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 1,247 $77.63 $96,804.61
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · nonDerivative · entry 2

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,025

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 2,233 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · nonDerivative · entry 1

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 100% vesting on March 5, 2025. The original grant was 2,233 restricted stock units, which were granted on March 5, 2024. As part of the Company's 2024 Corporate Incentive Compensation Program (CICP), Mr. Higgins elected to receive half of his annual bonus in RSUs.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 GrantStock Options · Derivative 32,145 $0.00 Strike: $77.63 $0.00
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · derivative · entry 7

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,145

Underlying: Common stock · 32,145 shares

Expires 2035-03-04

F9 · shares: Options will vest 25% on March 4, 2026, with the remaining 75% vesting in equal quarterly installments over the next three years.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 GrantRestricted Stock Units · Derivative 12,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · derivative · entry 6

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,924

Underlying: Common stock · 12,924 shares

Expires not disclosed

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F8 · shares: RSUs will vest 25% on March 4, 2026, with the remaining 75% vesting in equal quarterly amounts over the next three years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:35 UTC PEGASYSTEMS INC PEGA · Entity 309 GrantRestricted Stock Units · Derivative 1,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000061 · wk-form4_1741300523.xml · derivative · entry 5

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common stock · 1,851 shares

Expires not disclosed

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F6 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Compensation Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 4, 2025. All RSUs vest 100% on March 4, 2026, subject to attainment of the CICP performance threshold funding for the year ending December 31, 2025.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · derivative · entry 15

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,107

Underlying: Common stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F6 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 1,845 restricted stock units with 20% vesting on March 1, 2024 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · derivative · entry 14

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,114

Underlying: Common stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F5 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · derivative · entry 13

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738

Underlying: Common stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · derivative · entry 12

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368

Underlying: Common stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · derivative · entry 11

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,840

Underlying: Common stock · 460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments.

F9 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 52 $78.51 $4,082.52
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · nonDerivative · entry 10

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,039

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

F7 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 92 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · nonDerivative · entry 9

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 1,845 restricted stock units with 20% vesting on March 1, 2024 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 287 $78.51 $22,532.37
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · nonDerivative · entry 8

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,999

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 514 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · nonDerivative · entry 7

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 52 $78.51 $4,082.52
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · nonDerivative · entry 6

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,772

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Exercise / conversionCommon stock 92 $0.00 $0.00
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · nonDerivative · entry 5

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a 5% vesting on March 1, 2025, with a release date of March 3, 2025, the first business day following vesting. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:03 UTC PEGASYSTEMS INC PEGA · Entity 309 Tax withholdingCommon stock 52 $78.51 $4,082.52
Disclosure

SEC source: 0001013857-25-000048 · wk-form4_1741125800.xml · nonDerivative · entry 4

Higgins John Gerard · CIK 0001915414 · Chief, Client &Partner Success

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,732

F2 · shares: Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.