Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IonQ, Inc.IONQ · Entity 3350 | Director · President and CEO | September 11, 2026 | September 16, 2026 |
| Planet Labs PBCPL · Entity 3716 | Director | June 12, 2025 | June 18, 2025 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | Director · See remarks | November 16, 2019 | November 19, 2019 |
| Rush Street Interactive, Inc.RSI · Entity 2291 | Director | March 14, 2026 | March 17, 2026 |
| dMY Squared Technology Group, Inc.DMYY · Entity 56821 | Director · Co-Chief Executive Officer | September 29, 2022 | September 29, 2022 |
| dMY Technology Group, Inc. IIDMYD · Entity 147234 | Director · Chief Executive Officer | August 13, 2020 | August 13, 2020 |
| dMY Technology Group, Inc. VIDMYS · Entity 134993 | Director · Chief Executive Officer | September 30, 2021 | September 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IonQ, Inc.
Report date September 11, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,123,426 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Tax withholding · Disposed 16,121 · Balance 1,123,426 F1: The reported securities were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs"). F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs").
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Planet Labs PBC
Report date June 12, 2025 · Filed June 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-07 | IndirectBy Isalea Investments LP | 1,474,733 |
Reported balance
After 2025-06-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-12 · Sale · Disposed 8,600 · Balance 1,474,733 F1: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.65 to $0.70 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2: On January 31, 2023, Isalea Investments LP, of which Mr. de Masi is the managing member, received 1,483,333 warrants to purchase issuer's Class A Common Stock as a pro rata distribution from dMY Sponsor IV, LLC, which was exempt from the reporting requirements of Section 16. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-07 | IndirectBy Isalea Investments LP | 1,470,933 |
Reported balance
After 2025-06-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-13 · Sale · Disposed 3,800 · Balance 1,470,933 F3: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.64 to $0.6499 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2: On January 31, 2023, Isalea Investments LP, of which Mr. de Masi is the managing member, received 1,483,333 warrants to purchase issuer's Class A Common Stock as a pro rata distribution from dMY Sponsor IV, LLC, which was exempt from the reporting requirements of Section 16. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.65 to $0.70 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.
F2: On January 31, 2023, Isalea Investments LP, of which Mr. de Masi is the managing member, received 1,483,333 warrants to purchase issuer's Class A Common Stock as a pro rata distribution from dMY Sponsor IV, LLC, which was exempt from the reporting requirements of Section 16.
F3: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.64 to $0.6499 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.
RESIDEO TECHNOLOGIES, INC.
Report date November 16, 2019 · Filed November 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,220 |
Ending reported balance
After 2019-11-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-16 · Exercise / conversion · Acquired 5,578 · Balance 10,415 Row 2 · 2019-11-16 · Tax withholding · Disposed 2,195 · Balance 8,220 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-11-16 | Direct | 0 |
Reported balance
After 2019-11-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-16 · Exercise / conversion · Disposed 5,578 · Balance 0 F1: Instrument converts to common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Instrument converts to common stock on a one-for-one basis.
Rush Street Interactive, Inc.
Report date March 14, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,171 |
Reported balance
After 2026-03-14 transaction · row 1
1 source rowRow 1 · 2026-03-14 · Grant · Acquired 7,968 · Balance 23,171 F1: On March 14, 2026, the Reporting Person was awarded 7,968 restricted stock units (the "RSUs") under the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan, as amended. The RSUs vest as of the Issuer's next annual meeting of stockholders to be held in calendar year 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 14, 2026, the Reporting Person was awarded 7,968 restricted stock units (the "RSUs") under the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan, as amended. The RSUs vest as of the Issuer's next annual meeting of stockholders to be held in calendar year 2027.
dMY Squared Technology Group, Inc.
Report date September 29, 2022 · Filed September 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities are beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-09-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
dMY Technology Group, Inc. II
Report date August 13, 2020 · Filed August 13, 2020
This filing explicitly reported no securities owned.
dMY Technology Group, Inc. VI
Report date September 30, 2021 · Filed September 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities are beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GLU MOBILE INC
Report date April 29, 2021 · Filed May 03, 2021
Section 16 reporting ended · disclosed 2021-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 1
1 source rowRow 1 · 2021-04-29 · Disposition to issuer · Disposed 497,744 · Balance 0 F1: On February 8, 2021, the Issuer entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, and Giants Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Electronic Arts, and the Issuer. Upon the closing (the "Closing") of the transactions (the "Merger") contemplated by the Merger Agreement on April 29, 2021, each share of the Issuer's common stock (a "Share") was cancelled and converted into the right to receive an amount in cash, without interest, equal to $12.50 (the "Per Share Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-29 · Disposition to issuer · Disposed 12,591 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive 1 Share upon settlement for no consideration. F4: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of the aggregate number of Shares subject to such RSU multiplied by the Per Share Merger Consideration. F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2030-06-17 | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-29 · Disposition to issuer · Disposed 24,488 · Balance 0 F5: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash equal to the product of (x) the aggregate number of Shares subject to such option multiplied by (y) the excess of the Per Share Merger Consideration over the applicable per share exercise price of such option, without interest. F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2030-06-17 | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-29 · Disposition to issuer · Disposed 14,285 · Balance 0 F5: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash equal to the product of (x) the aggregate number of Shares subject to such option multiplied by (y) the excess of the Per Share Merger Consideration over the applicable per share exercise price of such option, without interest. F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 8, 2021, the Issuer entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, and Giants Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Electronic Arts, and the Issuer. Upon the closing (the "Closing") of the transactions (the "Merger") contemplated by the Merger Agreement on April 29, 2021, each share of the Issuer's common stock (a "Share") was cancelled and converted into the right to receive an amount in cash, without interest, equal to $12.50 (the "Per Share Merger Consideration").
F2: Each restricted stock unit ("RSU") represents a contingent right to receive 1 Share upon settlement for no consideration.
F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger.
F4: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of the aggregate number of Shares subject to such RSU multiplied by the Per Share Merger Consideration.
F5: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash equal to the product of (x) the aggregate number of Shares subject to such option multiplied by (y) the excess of the Per Share Merger Consideration over the applicable per share exercise price of such option, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 15, 2018 19:55 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 475,000 | $3.29 | $1,562,750.00 |
DisclosureSEC source: 0001179110-18-008665 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · derivative · entry 12 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,625 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock F5 · kind: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. F9 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F9 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 71,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · derivative · entry 11 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock F4 · kind: Vesting of RSUs granted to Mr. de Masi on April 24, 2014, as amended July 24, 2014. F8 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2015 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F8 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2015 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 10,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · derivative · entry 10 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock F3 · kind: Vesting of RSUs granted to Mr. De Masi on April 24, 2014. F8 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2015 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F8 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2015 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · derivative · entry 9 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,250 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock F1 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. F7 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was February 15, 2017, , the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F7 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was February 15, 2017, , the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $5.52 | $128,290.32 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 8 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,775 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 7 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 35,637 | $5.52 | $196,716.24 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 6 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,141 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 71,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 5 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of RSUs granted to Mr. de Masi on April 24, 2014, as amended July 24, 2014. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 5,424 | $5.52 | $29,940.48 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,903 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 10,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to Mr. De Masi on April 24, 2014. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $5.52 | $128,290.32 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,389 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:03 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006930 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. Read SEC document |
| May 03, 2018 Filed May 7, 2018 09:42 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 134,785 | $4.81 | $647,951.93 |
DisclosureSEC source: 0001179110-18-006363 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,755 F1 · kind: The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. de Masi entered into on May 8, 2017. F2 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.75 to $4.86. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · derivative · entry 9 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock F4 · kind: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. F8 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on February 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F8 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on February 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 10,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · derivative · entry 8 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,938 Underlying: Common Stock · 10,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock F3 · kind: Vesting of RSUs granted to Mr. De Masi on April 24, 2014. F7 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F7 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · derivative · entry 7 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,125 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock F1 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. F6 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on November 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was February 15, 2017, , the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F6 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on November 15, 2016 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was February 15, 2017, , the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $3.99 | $92,731.59 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · nonDerivative · entry 6 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,540 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · nonDerivative · entry 5 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,781 F4 · price: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 5,423 | $3.99 | $21,637.77 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · nonDerivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,906 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 10,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,329 F3 · price: Vesting of RSUs granted to Mr. De Masi on April 24, 2014. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 24,143 | $3.99 | $96,330.57 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,392 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002273 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,535 F1 · price: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Unit · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · derivative · entry 18 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F7 · kind: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. F13 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date will be February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F13 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date will be February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 10,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · derivative · entry 17 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,875 Underlying: Common Stock · 21,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F6 · kind: Vesting of RSUs granted to Mr. De Masi on April 24, 2014. F12 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was scheduled for August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F12 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was scheduled for August 15, 2015, the next quarterly vesting date was November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · derivative · entry 16 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,375 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F5 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. F11 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F11 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 21,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · derivative · entry 15 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F4 · kind: Vesting of RSUs granted to Mr. De Masi on October 8, 2013. F10 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on November 17, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2015, the next quarterly vesting date was May 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F10 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on November 17, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2015, the next quarterly vesting date was May 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 28,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · derivative · entry 14 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Common Stock · 28,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F3 · kind: Vesting of RSUs granted to Mr. de Masi on April 24, 2014, as amended July 24, 2014. F9 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal 12.5% installments over the next three years following the RSU First Vesting Date on the same day of each sixth month (e.g., the second vesting date was November 15, 2015, the third vesting date was May 15, 2016, etc.); provided, however, that if any portion of the performance RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the performance RSU will vest on the next trading day. F9 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal 12.5% installments over the next three years following the RSU First Vesting Date on the same day of each sixth month (e.g., the second vesting date was November 15, 2015, the third vesting date was May 15, 2016, etc.); provided, however, that if any portion of the performance RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the performance RSU will vest on the next trading day. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · derivative · entry 13 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Common Stock · 43,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock unites ("RSUs") granted to Mr. de Masi on April 24, 2014, as amended July 24, 2014. F9 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal 12.5% installments over the next three years following the RSU First Vesting Date on the same day of each sixth month (e.g., the second vesting date was November 15, 2015, the third vesting date was May 15, 2016, etc.); provided, however, that if any portion of the performance RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the performance RSU will vest on the next trading day. F9 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal 12.5% installments over the next three years following the RSU First Vesting Date on the same day of each sixth month (e.g., the second vesting date was November 15, 2015, the third vesting date was May 15, 2016, etc.); provided, however, that if any portion of the performance RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the performance RSU will vest on the next trading day. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 24,460 | $3.87 | $94,660.20 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 12 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,660 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 11 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,120 F7 · price: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 5,708 | $3.87 | $22,089.96 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 10 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,245 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 10,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 9 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,953 F6 · price: Vesting of RSUs granted to Mr. De Masi on April 24, 2014. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 24,460 | $3.87 | $94,660.20 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 8 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,015 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 7 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,475 F5 · price: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 11,317 | $3.87 | $43,796.79 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 6 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,600 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 21,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 5 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,917 F4 · price: Vesting of RSUs granted to Mr. De Masi on October 8, 2013. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 14,676 | $3.87 | $56,796.12 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,229 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 28,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,905 F3 · price: Vesting of RSUs granted to Mr. de Masi on April 24, 2014, as amended July 24, 2014. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 22,829 | $3.87 | $88,348.23 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,780 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014254 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,609 F1 · price: Vesting of restricted stock unites ("RSUs") granted to Mr. de Masi on April 24, 2014, as amended July 24, 2014. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 16:43 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 131,966 | $3.70 | $488,247.81 |
DisclosureSEC source: 0001179110-17-013815 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,859 F1 · kind: The sales were effected pursuant to a trading plan established on May 8, 2017 by Niccolo de Masi designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.595 to $3.800. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 16:56 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionStock Option (right to buy) · Derivative | 237,500 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001179110-17-013280 · edgar.xml · derivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 237,500 shares Expires 2017-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable with respect to 25% of the shares on October 20, 2012, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 16:56 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 29,352 | $3.80 | $111,537.60 |
DisclosureSEC source: 0001179110-17-013280 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,825 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by Mr. de Masi and cancelled by Glu in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. de Masi resulting from the vesting of RSUs. Mr. de Masi did not sell or otherwise dispose of any of these shares for any reason other than to cover required taxes. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 16:56 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 181,250 | $3.80 | $688,750.00 |
DisclosureSEC source: 0001179110-17-013280 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,177 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were withheld and cancelled by Glu Mobile Inc. ("Glu") at the market price of $3.80 per share less the exercise price of $2.90 to fund the cashless exercise of 237,500 options owned by Mr. de Masi. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 16:56 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 237,500 | $2.90 | $688,750.00 |
DisclosureSEC source: 0001179110-17-013280 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:57 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionStock Option (right to buy) · Derivative | 237,500 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001179110-17-011958 · edgar.xml · derivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,500 Underlying: Common Stock · 237,500 shares Expires 2017-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable with respect to 25% of the shares on October 20, 2012, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:57 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 22,118 | $3.53 | $78,076.54 |
DisclosureSEC source: 0001179110-17-011958 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,927 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by Mr. de Masi and cancelled by Glu in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. de Masi resulting from the vesting of RSUs. Mr. de Masi did not sell or otherwise dispose of any of these shares for any reason other than to cover required taxes. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:57 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 195,113 | $3.53 | $688,748.89 |
DisclosureSEC source: 0001179110-17-011958 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,045 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were withheld and cancelled by Glu Mobile Inc. ("Glu") at the market price of $3.53 per share less the exercise price of $2.90 to fund the cashless exercise of 237,500 options owned by Mr. de Masi. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:57 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 237,500 | $2.90 | $688,750.00 |
DisclosureSEC source: 0001179110-17-011958 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.