Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IonQ, Inc.IONQ · Entity 3350 | Director · President and CEO | September 11, 2026 | September 16, 2026 |
| Planet Labs PBCPL · Entity 3716 | Director | June 12, 2025 | June 18, 2025 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | Director · See remarks | November 16, 2019 | November 19, 2019 |
| Rush Street Interactive, Inc.RSI · Entity 2291 | Director | March 14, 2026 | March 17, 2026 |
| dMY Squared Technology Group, Inc.DMYY · Entity 56821 | Director · Co-Chief Executive Officer | September 29, 2022 | September 29, 2022 |
| dMY Technology Group, Inc. IIDMYD · Entity 147234 | Director · Chief Executive Officer | August 13, 2020 | August 13, 2020 |
| dMY Technology Group, Inc. VIDMYS · Entity 134993 | Director · Chief Executive Officer | September 30, 2021 | September 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IonQ, Inc.
Report date September 11, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,123,426 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Tax withholding · Disposed 16,121 · Balance 1,123,426 F1: The reported securities were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs"). F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs").
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Planet Labs PBC
Report date June 12, 2025 · Filed June 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-07 | IndirectBy Isalea Investments LP | 1,474,733 |
Reported balance
After 2025-06-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-12 · Sale · Disposed 8,600 · Balance 1,474,733 F1: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.65 to $0.70 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2: On January 31, 2023, Isalea Investments LP, of which Mr. de Masi is the managing member, received 1,483,333 warrants to purchase issuer's Class A Common Stock as a pro rata distribution from dMY Sponsor IV, LLC, which was exempt from the reporting requirements of Section 16. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-07 | IndirectBy Isalea Investments LP | 1,470,933 |
Reported balance
After 2025-06-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-13 · Sale · Disposed 3,800 · Balance 1,470,933 F3: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.64 to $0.6499 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote. F2: On January 31, 2023, Isalea Investments LP, of which Mr. de Masi is the managing member, received 1,483,333 warrants to purchase issuer's Class A Common Stock as a pro rata distribution from dMY Sponsor IV, LLC, which was exempt from the reporting requirements of Section 16. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.65 to $0.70 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.
F2: On January 31, 2023, Isalea Investments LP, of which Mr. de Masi is the managing member, received 1,483,333 warrants to purchase issuer's Class A Common Stock as a pro rata distribution from dMY Sponsor IV, LLC, which was exempt from the reporting requirements of Section 16.
F3: The price reported in Column 8 is a weighted average sale price. These warrants were sold in multiple transactions at per share prices ranging from $0.64 to $0.6499 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.
RESIDEO TECHNOLOGIES, INC.
Report date November 16, 2019 · Filed November 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,220 |
Ending reported balance
After 2019-11-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-16 · Exercise / conversion · Acquired 5,578 · Balance 10,415 Row 2 · 2019-11-16 · Tax withholding · Disposed 2,195 · Balance 8,220 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-11-16 | Direct | 0 |
Reported balance
After 2019-11-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-16 · Exercise / conversion · Disposed 5,578 · Balance 0 F1: Instrument converts to common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Instrument converts to common stock on a one-for-one basis.
Rush Street Interactive, Inc.
Report date March 14, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,171 |
Reported balance
After 2026-03-14 transaction · row 1
1 source rowRow 1 · 2026-03-14 · Grant · Acquired 7,968 · Balance 23,171 F1: On March 14, 2026, the Reporting Person was awarded 7,968 restricted stock units (the "RSUs") under the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan, as amended. The RSUs vest as of the Issuer's next annual meeting of stockholders to be held in calendar year 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 14, 2026, the Reporting Person was awarded 7,968 restricted stock units (the "RSUs") under the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan, as amended. The RSUs vest as of the Issuer's next annual meeting of stockholders to be held in calendar year 2027.
dMY Squared Technology Group, Inc.
Report date September 29, 2022 · Filed September 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities are beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-09-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
dMY Technology Group, Inc. II
Report date August 13, 2020 · Filed August 13, 2020
This filing explicitly reported no securities owned.
dMY Technology Group, Inc. VI
Report date September 30, 2021 · Filed September 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities are beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GLU MOBILE INC
Report date April 29, 2021 · Filed May 03, 2021
Section 16 reporting ended · disclosed 2021-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 1
1 source rowRow 1 · 2021-04-29 · Disposition to issuer · Disposed 497,744 · Balance 0 F1: On February 8, 2021, the Issuer entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, and Giants Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Electronic Arts, and the Issuer. Upon the closing (the "Closing") of the transactions (the "Merger") contemplated by the Merger Agreement on April 29, 2021, each share of the Issuer's common stock (a "Share") was cancelled and converted into the right to receive an amount in cash, without interest, equal to $12.50 (the "Per Share Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-29 · Disposition to issuer · Disposed 12,591 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive 1 Share upon settlement for no consideration. F4: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of the aggregate number of Shares subject to such RSU multiplied by the Per Share Merger Consideration. F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2030-06-17 | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-29 · Disposition to issuer · Disposed 24,488 · Balance 0 F5: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash equal to the product of (x) the aggregate number of Shares subject to such option multiplied by (y) the excess of the Per Share Merger Consideration over the applicable per share exercise price of such option, without interest. F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2030-06-17 | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-29 · Disposition to issuer · Disposed 14,285 · Balance 0 F5: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash equal to the product of (x) the aggregate number of Shares subject to such option multiplied by (y) the excess of the Per Share Merger Consideration over the applicable per share exercise price of such option, without interest. F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 8, 2021, the Issuer entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, and Giants Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Electronic Arts, and the Issuer. Upon the closing (the "Closing") of the transactions (the "Merger") contemplated by the Merger Agreement on April 29, 2021, each share of the Issuer's common stock (a "Share") was cancelled and converted into the right to receive an amount in cash, without interest, equal to $12.50 (the "Per Share Merger Consideration").
F2: Each restricted stock unit ("RSU") represents a contingent right to receive 1 Share upon settlement for no consideration.
F3: This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger.
F4: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of the aggregate number of Shares subject to such RSU multiplied by the Per Share Merger Consideration.
F5: Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash equal to the product of (x) the aggregate number of Shares subject to such option multiplied by (y) the excess of the Per Share Merger Consideration over the applicable per share exercise price of such option, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2020 Filed Dec 1, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 163,467 | $9.96 | $1,627,624.57 |
DisclosureSEC source: 0001214659-20-010070 · marketforms-50331.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,744 F1 · kind: The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. de Masi entered into on June 5, 2020. F2 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $9.95 to $10.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 163,367 | $8.97 | $1,465,843.08 |
DisclosureSEC source: 0001214659-20-009810 · marketforms-50205.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,211 F1 · kind: The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. de Masi entered into on June 5, 2020. F2 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $8.95 to $9.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 100 | $8.95 | $895.00 |
DisclosureSEC source: 0001214659-20-009307 · marketforms-50051.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,578 F1 · kind: The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. de Masi entered into on June 5, 2020. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Unit · Derivative | 7,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005828 · marketforms-49110.xml · derivative · entry 6 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. de Masi on June 18, 2020. F6 · derivative.exercise_date: The RSU vested in full on June 18, 2020. The RSUs were granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of RSUs was determined by prorating the RSU component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual RSU award. F6 · derivative.expiration_date: The RSU vested in full on June 18, 2020. The RSUs were granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of RSUs was determined by prorating the RSU component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual RSU award. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantRestricted Stock Unit · Derivative | 7,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005828 · marketforms-49110.xml · derivative · entry 5 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,345 Underlying: Common Stock · 7,345 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F6 · derivative.exercise_date: The RSU vested in full on June 18, 2020. The RSUs were granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of RSUs was determined by prorating the RSU component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual RSU award. F6 · derivative.expiration_date: The RSU vested in full on June 18, 2020. The RSUs were granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of RSUs was determined by prorating the RSU component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual RSU award. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantStock Options · Derivative | 14,285 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005828 · marketforms-49110.xml · derivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,285 Underlying: Common Stock · 14,285 shares Expires 2030-06-17 F5 · derivative.exercise_date: The option is immediately exercisable and vested in full on June 18, 2020. The option was granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of shares subject to the stock option was determined by prorating the stock option component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual stock option award. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantRestricted Stock Unit · Derivative | 12,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005828 · marketforms-49110.xml · derivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,591 Underlying: Common Stock · 12,591 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F4 · derivative.exercise_date: The RSU vests in full on the first to occur of (1) June 18, 2021 or (2) the date of the Glu Mobile Inc. 2021 Annual Meeting of Stockholders. F4 · derivative.expiration_date: The RSU vests in full on the first to occur of (1) June 18, 2021 or (2) the date of the Glu Mobile Inc. 2021 Annual Meeting of Stockholders. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantStock Options · Derivative | 24,488 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005828 · marketforms-49110.xml · derivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,488 Underlying: Common Stock · 24,488 shares Expires 2030-06-17 F2 · derivative.exercise_date: The option is immediately exercisable and vests in full on the first to occur of (1) June 18, 2021 or (2) the date of the Glu Mobile Inc. 2021 Annual Meeting of Stockholders. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 7,345 | $9.00 | $66,105.00 |
DisclosureSEC source: 0001214659-20-005828 · marketforms-49110.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. de Masi on June 18, 2020. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:51 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057286 · doc4.xml · derivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,578 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:51 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Tax withholdingCommon Stock | 2,195 | $10.11 | $22,191.45 |
DisclosureSEC source: 0001209191-19-057286 · doc4.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,220 Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:51 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057286 · doc4.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 17:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009592 · edgar.xml · derivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,875 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on October 13, 2015. F4 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The Nasdaq Stock Market, then the RSU will vest on the next trading day. F4 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The Nasdaq Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 17:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $4.43 | $102,957.63 |
DisclosureSEC source: 0001179110-19-009592 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,333 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 17:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009592 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on October 13, 2015. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 16:56 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 4,837 | $20.68 | $100,029.16 |
DisclosureSEC source: 0001209191-19-036420 · doc4.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,837 F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.49 to $20.76, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:33 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006326 · edgar.xml · derivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on October 13, 2015. F4 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The Nasdaq Stock Market, then the RSU will vest on the next trading day. F4 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The Nasdaq Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:33 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $8.79 | $204,288.39 |
DisclosureSEC source: 0001179110-19-006326 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,699 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:33 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006326 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on October 13, 2015. Read SEC document |
| May 03, 2019 Filed May 7, 2019 17:30 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 90,714 | $10.75 | $975,284.36 |
DisclosureSEC source: 0001179110-19-005683 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,065 F1 · kind: The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. de Masi entered into on May 8, 2017. F2 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $10.64 to $10.89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002111 · edgar.xml · derivative · entry 6 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,625 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F3 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. F5 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F5 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002111 · edgar.xml · derivative · entry 5 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on June 4, 2015. F6 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F6 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,667 | $9.53 | $225,546.51 |
DisclosureSEC source: 0001179110-19-002111 · edgar.xml · nonDerivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,779 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002111 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $9.53 | $221,486.73 |
DisclosureSEC source: 0001179110-19-002111 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,571 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:36 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002111 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on June 4, 2015. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 19:24 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 36,101 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003731 · doc4.xml · derivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,101 Underlying: Common Stock · 36,101 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment. F2 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment. F2 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 19:24 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantStock Option (right to buy) · Derivative | 132,743 | $0.00 Strike: $25.04 | $0.00 |
DisclosureSEC source: 0000899243-19-003731 · doc4.xml · derivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,743 Underlying: Common Stock · 132,743 shares Expires 2026-02-12 F1 · derivative.exercise_date: Grant of non-qualified stock options under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 13, 2020, February 13, 2021 and February 13, 2022 subject to continued employment. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:05 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 11,157 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029357 · doc4.xml · derivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,157 Underlying: Common Stock · 11,157 shares Expires not disclosed F2 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F2 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F2 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 19:05 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029357 · doc4.xml · derivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,578 Underlying: Common Stock · 5,578 shares Expires not disclosed F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. F1 · derivative.expiration_date: Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:47 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012970 · edgar.xml · derivative · entry 6 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F3 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. F6 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F6 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:47 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012970 · edgar.xml · derivative · entry 5 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,875 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on June 4, 2015. F5 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F5 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:47 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $7.55 | $175,469.55 |
DisclosureSEC source: 0001179110-18-012970 · edgar.xml · nonDerivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,937 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:47 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012970 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:47 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $7.55 | $175,469.55 |
DisclosureSEC source: 0001179110-18-012970 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,303 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:47 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012970 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. De Masi on June 4, 2015. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 17:33 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 89,310 | $7.01 | $626,482.86 |
DisclosureSEC source: 0001179110-18-012643 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,669 F1 · kind: The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. de Masi entered into on May 8, 2017. F2 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.93 to $7.30. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 16:43 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionStock Option (right to buy) · Derivative | 267,000 | $0.00 Strike: $2.91 | $0.00 |
DisclosureSEC source: 0001179110-18-010841 · edgar.xml · derivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 267,000 shares Expires 2019-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable with respect to 25% of the shares on October 8, 2014, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 16:43 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 76,871 | $6.94 | $533,484.74 |
DisclosureSEC source: 0001179110-18-010841 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,979 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by Mr. de Masi and cancelled by Glu in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. de Masi resulting from the exercise of options. Mr. de Masi did not sell or otherwise dispose of any of these shares for any reason other than to cover required taxes. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 16:43 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 111,956 | $6.94 | $776,974.64 |
DisclosureSEC source: 0001179110-18-010841 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,850 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were withheld and cancelled by Glu Mobile Inc. ("Glu") at the market price of $6.94 per share less the exercise price of $2.91 to fund the cashless exercise of 267,000 options owned by Mr. de Masi. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 16:43 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 267,000 | $2.91 | $776,970.00 |
DisclosureSEC source: 0001179110-18-010841 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 17:29 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010716 · edgar.xml · derivative · entry 6 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,375 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F3 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. F6 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F6 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 17:29 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010716 · edgar.xml · derivative · entry 5 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. F5 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day F5 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on February 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was May 15, 2016, the next quarterly vesting date was August 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 17:29 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $6.31 | $146,650.71 |
DisclosureSEC source: 0001179110-18-010716 · edgar.xml · nonDerivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,806 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 17:29 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010716 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to Mr. De Masi on October 13, 2015. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 17:29 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 23,241 | $6.31 | $146,650.71 |
DisclosureSEC source: 0001179110-18-010716 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,172 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. De Masi and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. De Masi resulting from the vesting of RSUs. Mr. De Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 17:29 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010716 · edgar.xml · nonDerivative · entry 1 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of RSUs granted to Mr. De Masi on June 4, 2015. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 19:55 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionStock Option (right to buy) · Derivative | 475,000 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001179110-18-008665 · edgar.xml · derivative · entry 4 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 475,000 shares Expires 2018-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable with respect to 25% of the shares on October 9, 2013, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 19:55 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 114,818 | $6.42 | $737,131.56 |
DisclosureSEC source: 0001179110-18-008665 · edgar.xml · nonDerivative · entry 3 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,538 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by Mr. de Masi and cancelled by Glu in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. de Masi resulting from the exercise of Options. Mr. de Masi did not sell or otherwise dispose of any of these shares for any reason other than to cover required taxes. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 19:55 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 243,419 | $6.42 | $1,562,749.98 |
DisclosureSEC source: 0001179110-18-008665 · edgar.xml · nonDerivative · entry 2 de Masi Niccolo · CIK 0001480011 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,356 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were withheld and cancelled by Glu Mobile Inc. ("Glu") at the market price of $6.42 per share less the exercise price of $3.29 to fund the cashless exercise of 475,000 options owned by Mr. de Masi. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.