ICAHN BRETT

SEC source: 0001127602-22-018801 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,157

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

SEC source: 0001127602-22-018298 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,256

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the Bausch + Lomb Corporation 2022 Omnibus Incentive Plan (the "Plan"). Vested RSUs are settled in common shares, no par value, of Bausch + Lomb Corporation (the "Company"). The RSUs are scheduled to vest on the date of the first regular annual meeting of the Company's shareholders in 2023, subject to the reporting person's continued service through such date.

SEC source: 0001127602-22-018204 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,494

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

SEC source: 0001225208-22-007536 · doc4.xml · derivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77

Underlying: Common Stock, par value $0.01 · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0000814453-22-000086 · wf-form4_165186812079616.xml · derivative · entry 4

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Company's Board of Directors until such date.

F2 · derivative.expiration_date: N/A

SEC source: 0000814453-22-000086 · wf-form4_165186812079616.xml · derivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

SEC source: 0000814453-22-000086 · wf-form4_165186812079616.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-011292 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,107

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

SEC source: 0001225208-22-005179 · doc4.xml · derivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37

Underlying: Common Stock, par value $0.01 · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-22-002784 · doc4.xml · derivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,578

Underlying: Common Stock, par value $0.01 · 6,578 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

SEC source: 0001127602-22-000087 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,767

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

SEC source: 0001567619-21-017748 · doc1.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,324

F1 · security: Depositary Units representing limited partner interests in Icahn Enterprises L.P.

F2 · kind: Represents the withholding of Depositary Units to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted Depositary Units and accrued dividends. The Reporting Person was granted 239,254 restricted Depositary Units on October 1, 2020 under the Icahn Enterprises L.P. 2017 Long-Term Incentive Plan. 34,179 Depositary Units vested on September 30, 2021.

SEC source: 0001127602-21-026452 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,658

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

SEC source: 0000814453-21-000126 · wf-form4_162802400909273.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,140

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the third quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on July 30, 2021, of $24.75.

SEC source: 0001127602-21-021214 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,559

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

SEC source: 0000814453-21-000095 · wf-form4_162033314562271.xml · derivative · entry 4

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units.

F2 · derivative.expiration_date: N/A

SEC source: 0000814453-21-000095 · wf-form4_162033314562271.xml · derivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

SEC source: 0000814453-21-000095 · wf-form4_162033314562271.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000814453-21-000089 · wf-form4_162024586676227.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,926

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the second quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on May 3, 2021, of $27.78.

SEC source: 0001127602-21-014907 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

SEC source: 0001127602-21-012726 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

F1 · shares: Reflects Restricted Share Units ("RSUs"), each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

SEC source: 0001127602-21-011915 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

F1 · shares: Represents Restricted Share Units ("RSUs"), each representing a contingent right to receive one Common Share, no par value, of Bausch Health Companies Inc., which will vest immediately before the 2021 Annual Meeting of Shareholders.

SEC source: 0000814453-21-000009 · wf-form4_161238725941194.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,892

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on February 1, 2021, of $24.39.

SEC source: 0000814453-20-000238 · wf-form4_160443853812165.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,714

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on October 30, 2020, of $17.66.

SEC source: 0001567619-20-017361 · doc1.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,012

F1 · security: Depositary Units representing limited partner interests in Icahn Enterprises L.P.

F3 · kind: The Reporting Person was granted 239,254 restricted Depositary Units under the Icahn Enterprises L.P. 2017 Long-Term Incentive Plan. These Depositary Units will vest in seven equal annual instalments, beginning on September 30, 2021.

SEC source: 0001567619-20-017361 · doc1.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,758

F1 · security: Depositary Units representing limited partner interests in Icahn Enterprises L.P.

F2 · kind: On October 1, 2020, Brett Icahn entered into a Depositary Unit Purchase Agreement with High Coast Limited Partnership ("High Coast"), an entity wholly owned indirectly by Carl C. Icahn, the father of Brett Icahn, pursuant to which Brett Icahn purchased 202,758 Depositary Units from High Coast. A copy of the Depositary Unit Purchase Agreement was filed as Exhibit 1 to Amendment No. 58 to Schedule 13D filed by Carl C. Icahn and affiliates on October 1, 2020.

SEC source: 0000814453-20-000210 · wf-form4_159657273415954.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,087

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the third quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on July 31, 2020, of $16.40.

SEC source: 0000814453-20-000165 · wf-form4_158940167502131.xml · derivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

SEC source: 0000814453-20-000140 · wf-form4_158922829339530.xml · derivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

SEC source: 0000814453-20-000140 · wf-form4_158922829339530.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000814453-20-000121 · wf-form4_158871016216803.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,249

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the second quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on May 1, 2020, of $12.28.

SEC source: 0000814453-20-000093 · wf-form4_158438966580874.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,908

F2 · kind: Represents shares acquired on March 13, 2020, under a dividend reinvestment plan in a transaction exempt pursuant to Rule 16a-11 of the Securities Exchange Act of 1934.

SEC source: 0000814453-20-000093 · wf-form4_158438966580874.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,205

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $11.74 to $12.085.

SEC source: 0000814453-20-000090 · wf-form4_158396684785345.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,604

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $12.9900 to $13.2900, inclusive.

SEC source: 0000814453-20-000088 · wf-form4_158378490771532.xml · nonDerivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Foundation

Disclosed balance after: 400,000

F3 · shares: This transaction reports the transfer of Common Stock by bona fide gift from the reporting person to a charitable foundation controlled by the reporting person.

SEC source: 0000814453-20-000088 · wf-form4_158378490771532.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,928

F2 · shares: The reporting person made a charitable gift of 50,000 shares of the Company's Common Stock to a charitable foundation controlled by the reporting person. No compensation was received by the reporting person for the donation of the shares.

SEC source: 0000814453-20-000088 · wf-form4_158378490771532.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,928

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $14.45 to $14.49, inclusive.

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 4

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,928

F5 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $15.0100 to 15.1100, inclusive.

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Foundation

Disclosed balance after: 350,000

F4 · shares: This transaction reports the transfer of common stock by bona fide gift from the reporting person to a charitable foundation controlled by the reporting person.

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,266

F3 · shares: The reporting person made a charitable gift of 100,000 shares of the Company's Common Stock to a charitable foundation controlled by the reporting person. No compensation was received by the reporting person for the donation of the shares.

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,266

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $16.2100 to 16.6000, inclusive.

F2 · balance_after: This total has been updated from the reporting person's most recent Form 4 report to reflect 30,422 shares of the Company's common stock acquired by the reporting person on: (i) December 14, 2018; (ii) March 15, 2019; (iii) June 14, 2019; (iv) September 13, 2019; and December 13, 2019, under a dividend reinvestment plan in transactions exempt pursuant to Rule 16a-11 of the Securities Exchange Act of 1934.

SEC source: 0000814453-20-000036 · wf-form4_158094287243293.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,604

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on February 3, 2020, of $19.71.

SEC source: 0000814453-19-000119 · wf-form4_157299810931860.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,146

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2019 director fees paid in common stock based on the Company's closing price on November 1, 2019 of $20.60.

SEC source: 0000814453-19-000096 · wf-form4_156503728068445.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,751

F1 · shares: The number of shares of Common Stock represents the portion of third quarter 2019 director fees paid in Common Stock based on the Company's closing price on August 1, 2019 of $13.43.

SEC source: 0000814453-19-000074 · wf-form4_155743396733568.xml · derivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,085

Underlying: Common Stock · 9,085 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2020 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

SEC source: 0000814453-19-000052 · wf-form4_155735406848156.xml · derivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

SEC source: 0000814453-19-000052 · wf-form4_155735406848156.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

SEC source: 0000814453-19-000033 · wf-form4_155691555820045.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,189

F1 · shares: The number of shares of Common Stock represents the portion of second quarter 2019 director fees paid in Common Stock based on the Company's closing price on May 1, 2019 of $14.35.

SEC source: 0000814453-19-000007 · wf-form4_154940123059749.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,186

F1 · shares: The number of shares of Common Stock represents the portion of first quarter 2019 director fees paid in Common Stock based on the Company's closing price on February 1, 2019 of $21.28.

SEC source: 0000814453-18-000066 · wf-form4_154223168014874.xml · nonDerivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,835

F1 · shares: Reflects the distribution of indirect shares of common stock from Biscayne Banana LLC. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership.

F1 · balance_after: Reflects the distribution of indirect shares of common stock from Biscayne Banana LLC. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership.