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Warden Charles M

Disclosed activity across 1 company

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38615
SEC CIK
0001354802

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OCULAR THERAPEUTIX, INCOCUL · Entity 273DirectorJune 10, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OCULAR THERAPEUTIX, INC

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,464 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 14,000 · Balance 100,464

F1: On June 10, 2026, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.74 · Expires 2036-06-09Direct44,000 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Grant · Acquired 44,000 · Balance 44,000

F2: Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: On June 10, 2026, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

F2: Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 17:23 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001104659-26-073589 · tm2617745-7_4seq1.xml · derivative · entry 2

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2036-06-09

F2 · derivative.exercise_date: Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 17:23 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-073589 · tm2617745-7_4seq1.xml · nonDerivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,464

F1 · shares: On June 10, 2026, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:23 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001104659-25-059382 · tm2517945-2_4seq1.xml · derivative · entry 2

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2035-06-10

F2 · derivative.exercise_date: Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:23 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-059382 · tm2517945-2_4seq1.xml · nonDerivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,464

F1 · shares: On June 11, 2025, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 18:39 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0001104659-24-083097 · tm2420266-2_4seq1.xml · derivative · entry 2

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2034-07-23

F2 · derivative.exercise_date: Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 18:39 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-083097 · tm2420266-2_4seq1.xml · nonDerivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,464

F1 · shares: On July 24, 2024, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 19:09 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $5.31 $0.00
Disclosure

SEC source: 0001104659-23-072408 · tm2318782-6_4seq1.xml · derivative · entry 2

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2033-06-13

F2 · derivative.exercise_date: Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 19:09 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-072408 · tm2318782-6_4seq1.xml · nonDerivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,464

F1 · shares: On June 14, 2023, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:08 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 26,800 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001104659-22-073149 · tm2218958-4_4seq1.xml · derivative · entry 2

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

Underlying: Common Stock · 26,800 shares

Expires 2032-06-15

F2 · derivative.exercise_date: Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:08 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantCommon Stock 8,933 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073149 · tm2218958-4_4seq1.xml · nonDerivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,464

F1 · shares: On June 16, 2022, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 20:03 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $13.51 $0.00
Disclosure

SEC source: 0001104659-21-084301 · tm2120338-5_4seq1.xml · derivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2031-06-17

F1 · derivative.exercise_date: Vests with respect to 100% of the securities on the first anniversary of the grant date.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 16:31 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 8,604 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006897 · doc4.xml · nonDerivative · entry 5

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F7 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Side Fund III, L.P. ("Versant Side Fund"), to its partners, pursuant to a Rule 10b5-1 trading plan.

F8 · ownership.nature: Shares held by Versant Side Fund. Versant Ventures III GP is the general partner of Versant Side Fund. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant Side Fund; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 16:31 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 35,912 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006897 · doc4.xml · nonDerivative · entry 4

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,531

F6 · kind: Represents a change in the form of ownership of the Reporting Person by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant Venture III GP.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 16:31 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 375,121 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006897 · doc4.xml · nonDerivative · entry 3

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Ventures III GP to its members.

F4 · ownership.nature: Shares held by Versant Ventures III GP. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant Ventures III GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 16:31 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 375,121 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006897 · doc4.xml · nonDerivative · entry 2

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 375,121

F3 · kind: Represents a change in the form of ownership of Versant Ventures III GP by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant III.

F4 · ownership.nature: Shares held by Versant Ventures III GP. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant Ventures III GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 16:31 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 1,456,780 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006897 · doc4.xml · nonDerivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Venture Capital III, L.P. ("Versant III"), to its partners, pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares held by Versant III. Versant Ventures III, LLC ("Versant Ventures III GP") is the general partner of Versant III. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant III; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:14 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 4,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-033030 · doc4.xml · nonDerivative · entry 5

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,604

F7 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Side Fund III, L.P. ("Versant Side Fund") to its partners.

F8 · ownership.nature: Shares held by Versant Side Fund. Versant Ventures III GP is the general partner of Versant Side Fund. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant Side Fund; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:14 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 3,619 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-033030 · doc4.xml · nonDerivative · entry 4

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,619

F6 · kind: Represents a change in the form of ownership of the Reporting Person by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant Venture III GP.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:14 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 37,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-033030 · doc4.xml · nonDerivative · entry 3

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Ventures III GP to its members.

F4 · ownership.nature: Shares held by Versant Ventures III GP. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant Ventures III GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:14 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 37,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-033030 · doc4.xml · nonDerivative · entry 2

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,208

F3 · kind: Represents a change in the form of ownership of Versant Ventures III GP by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant III.

F4 · ownership.nature: Shares held by Versant Ventures III GP. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant Ventures III GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:14 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 OtherCommon Stock 745,597 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-033030 · doc4.xml · nonDerivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,456,780

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Venture Capital III, L.P. ("Versant III") to its partners.

F2 · ownership.nature: Shares held by Versant III. Versant Ventures III, LLC ("Versant Ventures III GP") is the general partner of Versant III. The Reporting Person is a managing member of Versant Ventures III GP and may be deemed to share voting and dispositive power over the shares held by Versant III; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 16:03 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001104659-20-077444 · a4.xml · derivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Vests with respect to 100% of the securities on the first anniversary of the grant date.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 17:20 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001104659-19-035413 · a4.xml · derivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2029-06-10

F1 · derivative.exercise_date: Vests with respect to 100% of the securities on the first anniversary of the grant date.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 17:23 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $8.14 $0.00
Disclosure

SEC source: 0001104659-18-040495 · a4.xml · derivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2028-06-13

F1 · derivative.exercise_date: Vests with respect to 100% of the securities on the first anniversary of the grant date.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 18:30 UTC OCULAR THERAPEUTIX, INC OCUL · Entity 273 GrantStock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001104659-17-037013 · a4.xml · derivative · entry 1

Warden Charles M · CIK 0001354802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2027-05-31

F1 · derivative.exercise_date: Vests with respect to 100% of the securities on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.