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person · Reporting owner

Wood Catherine D.

Disclosed activity across 5 companies

Tapewire entity
38614
SEC CIK
0001820212

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARK Venture FundNONE · Entity 30177CEO and CIO · 10% owner · TrusteeSeptember 13, 2022March 21, 2023
NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001DirectorJune 10, 2026June 13, 2026
NexPoint Real Estate Finance, Inc.NREF · Entity 5647DirectorApril 02, 2026April 07, 2026
NexPoint Residential Trust, Inc.NXRT · Entity 4824DirectorMay 22, 2026May 28, 2026
VINEBROOK HOMES TRUST, INC.NA · Entity 52505DirectorApril 02, 2026April 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARK Venture Fund

Report date September 13, 2022 · Filed March 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of Beneficial InterestSEC Table I · non-derivativeDirect50,000 Reported balance After 2022-09-13 transaction · row 1
1 source row

Row 1 · 2022-09-13 · Purchase · Acquired 50,000 · Balance 50,000

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Report date June 10, 2026 · Filed June 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect53,109 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 53,109

F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Grant · Disposed 4,830 · Balance 0

F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F3: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

F3: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Real Estate Finance, Inc.

Report date April 02, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,228 Reported balance After 2026-04-03 transaction · row 1
1 source row

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 30,228

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,154 Reported balance After 2026-04-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-03 · Exercise / conversion · Disposed 5,518 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Residential Trust, Inc.

Report date May 22, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,903 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 16,903

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

VINEBROOK HOMES TRUST, INC.

Report date April 02, 2026 · Filed April 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,884.974 Reported balance After 2026-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 2,202 · Balance 10,884.974

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,187 Reported balance After 2026-04-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-02 · Grant · Acquired 2,187 · Balance 2,187

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-03 · Exercise / conversion · Disposed 2,202 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer.

F3: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 22, 2023 22:29 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,078 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004222 · rdgdoc.xml · derivative · entry 2

Wood Catherine D. · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which vested on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:29 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 2,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004222 · rdgdoc.xml · nonDerivative · entry 1

Wood Catherine D. · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

Read SEC document
September 13, 2022 Filed Mar 21, 2023 21:19 UTC ARK Venture Fund NONE · Entity 30177 PurchaseShares of Beneficial Interest 50,000 $20.00 $1,000,000.00
Disclosure

SEC source: 0000945621-23-000157 · primary_doc.xml · nonDerivative · entry 1

Wood Catherine D. · CIK 0001820212 · CEO and CIO · 10% owner · Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
February 22, 2022 Filed Feb 24, 2022 00:00 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 2,958 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004223 · rdgdoc.xml · derivative · entry 3

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 2,958 restricted stock units which vested on February 22, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 2,958 restricted stock units which vested on February 22, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 00:00 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 2,958 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004223 · rdgdoc.xml · nonDerivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 00:00 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 3,116 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004223 · rdgdoc.xml · derivative · entry 2

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116

Underlying: Common Stock · 3,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which will vest on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 3,116 restricted stock units which will vest on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:42 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 2,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004120 · rdgdoc.xml · derivative · entry 3

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 2,564 restricted stock units, which vested on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 01:42 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 2,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-004120 · rdgdoc.xml · nonDerivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 17, 2022 Filed Feb 17, 2022 23:35 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,078 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003737 · rdgdoc.xml · derivative · entry 3

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,078

Underlying: Common Stock · 2,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F3 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 2,078 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 01:42 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-004120 · rdgdoc.xml · derivative · entry 2

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 1,599 restricted stock units which will vest on February 17, 2023. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:35 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,442 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-003737 · rdgdoc.xml · derivative · entry 2

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

F2 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 2,442 restricted stock units which vested on February 15, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 2,442 restricted stock units which vested on February 15, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:35 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 2,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-003737 · rdgdoc.xml · nonDerivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 01:05 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 PurchaseCommon Stock 1,800 $18.56 $33,408.00
Disclosure

SEC source: 0001437749-21-006826 · rdgdoc.xml · nonDerivative · entry 2

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,232

Read SEC document
March 19, 2021 Filed Mar 23, 2021 01:05 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 PurchaseCommon Stock 1,200 $18.55 $22,260.00
Disclosure

SEC source: 0001437749-21-006826 · rdgdoc.xml · nonDerivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432

Read SEC document
February 22, 2021 Filed Feb 27, 2021 01:45 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 2,958 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-004326 · rdgdoc.xml · derivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 2,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on February 22, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: The restricted stock units vest on February 22, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 02:31 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 2,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003680 · rdgdoc.xml · derivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564

Underlying: Common Stock · 2,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: The restricted stock units vest on February 18, 2022. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:20 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 PurchaseCommon Stock 3,232 $16.15 $52,196.80
Disclosure

SEC source: 0000899243-20-032157 · doc4.xml · nonDerivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.15 to $16.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
September 21, 2020 Filed Sep 21, 2020 23:04 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 PurchaseCommon Stock 2,400 $41.14 $98,736.00
Disclosure

SEC source: 0000899243-20-025812 · doc4.xml · nonDerivative · entry 1

Wood Catherine D · CIK 0001820212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.