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Westley Lisa

Disclosed activity across 1 company

Tapewire entity
38590
SEC CIK
0001783266

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Neostellar Capital Corp.SSSS · Entity 6085DirectorJune 10, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Neostellar Capital Corp.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect58,831 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 3,536 · Balance 58,831

F1: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 22:58 UTC Neostellar Capital Corp. SSSS · Entity 6085 GrantCommon Stock 3,536 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-028556 · ownership.xml · nonDerivative · entry 1

Westley Lisa · CIK 0001783266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,831

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.

Read SEC document
May 28, 2025 Filed May 30, 2025 21:22 UTC Neostellar Capital Corp. SSSS · Entity 6085 GrantCommon Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-055010 · tm2516423-2_4seq1.xml · nonDerivative · entry 1

Westley Lisa · CIK 0001783266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,295

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:08 UTC Neostellar Capital Corp. SSSS · Entity 6085 GrantCommon Stock 12,048 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-069641 · tm2416744-3_4seq1.xml · nonDerivative · entry 1

Westley Lisa · CIK 0001783266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,483

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 5, 2025) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 00:14 UTC Neostellar Capital Corp. SSSS · Entity 6085 GrantCommon Stock 15,015 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-067712 · tm2317630-2_4seq1.xml · nonDerivative · entry 1

Westley Lisa · CIK 0001783266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,435

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 31, 2024) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:37 UTC Neostellar Capital Corp. SSSS · Entity 6085 GrantCommon Stock 6,684 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-068199 · tm2217669-2_4seq1.xml · nonDerivative · entry 1

Westley Lisa · CIK 0001783266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,420

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 1, 2023) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 23:05 UTC Neostellar Capital Corp. SSSS · Entity 6085 GrantCommon Stock 3,770 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-091812 · tm2122112d3_4.xml · nonDerivative · entry 1

Westley Lisa · CIK 0001783266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

F1 · kind: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date.

F1 · shares: Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date.

F2 · balance_after: This total includes 1,040 shares of the Company's common stock acquired in connection with a dividend of the Company.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 21:37 UTC Neostellar Capital Corp. SSSS · Entity 6085 GrantCommon Stock 5,440 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-080696 · tm2023968d3_4.xml · nonDerivative · entry 1

Westley Lisa · CIK 0001783266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,440

F1 · kind: Restricted shares issued under SuRo Capital Corp.'s (the "Company") Amended and Restated 2019 Equity Incentive Plan.

F2 · kind: Such restricted shares shall vest in full on the first anniversary of the award date (with such first anniversary being July 2, 2021) (or, if earlier, the Company's annual meeting of stockholders that is closest to the first anniversary of the award date).

F2 · balance_after: Such restricted shares shall vest in full on the first anniversary of the award date (with such first anniversary being July 2, 2021) (or, if earlier, the Company's annual meeting of stockholders that is closest to the first anniversary of the award date).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.