Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARMSTRONG WORLD INDUSTRIES INCAWI · Entity 3696 | Director | June 12, 2026 | June 15, 2026 |
| ENERPAC TOOL GROUP CORPEPAC · Entity 4543 | Director | February 06, 2026 | February 09, 2026 |
| NN INCNNBR · Entity 6041 | Director · President & CEO | March 14, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARMSTRONG WORLD INDUSTRIES INC
Report date June 12, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,223 |
Reported balance
After 2026-06-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-12 · Grant · Acquired 876 · Balance 6,223 F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service. F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 12, 2026, which price was $154.21. F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service.
F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 12, 2026, which price was $154.21.
F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service.
ENERPAC TOOL GROUP CORP
Report date February 06, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 20,391 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 3,134 · Balance 20,391 F1: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. F2: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date.
F2: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.
NN INC
Report date March 14, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 271,098 |
Ending reported balance
After 2019-03-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-14 · Grant · Acquired 102,143 · Balance 280,109 F1: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2020. Row 2 · 2019-03-14 · Tax withholding · Disposed 3,002 · Balance 277,107 F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Row 3 · 2019-03-16 · Tax withholding · Disposed 3,563 · Balance 273,544 F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Row 4 · 2019-03-17 · Tax withholding · Disposed 2,446 · Balance 271,098 F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 79,675 |
Reported balance
After 2019-03-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-14 · Grant · Acquired 79,675 · Balance 79,675 F3: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F4: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2020.
F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.
F3: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").
F4: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2026 Filed Jun 15, 2026 20:33 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 876 | $0.00 | $0.00 |
DisclosureSEC source: 0000007431-26-000050 · form4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,223 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 12, 2026, which price was $154.21. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 21:34 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 3,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000006955-26-000016 · form4.xml · derivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,391 Underlying: Class A Common Stock · 3,134 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. Read SEC document |
| October 17, 2025 Filed Oct 20, 2025 17:14 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 13 | $41.98 | $545.74 |
DisclosureSEC source: 0000006955-25-000041 · form4.xml · derivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,257 Underlying: Class A Common Stock · 13 shares Expires not disclosed F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F1 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 20:23 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017563 · form4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,347 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defmed in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 13, 2025, which price was $151.27. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 19:35 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003779 · form4.xml · derivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,244 Underlying: Class A Common Stock · 2,624 shares Expires not disclosed F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in common stock generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in common stock generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in common stock generally following the director's termination of service or a specified date. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 20:44 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 10 | $44.03 | $440.30 |
DisclosureSEC source: 0001127602-24-025854 · form4.xml · derivative · entry 2 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,620 Underlying: Class A Common Stock · 10 shares Expires not disclosed F2 · security: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service or a specified date. F3 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F4 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F2 · derivative.exercise_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service or a specified date. F2 · derivative.expiration_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service or a specified date. F1 · balance_after: Reflects an adjustment of 14,601 shares that the reporting person elected to defer pursuant to the Outside Director's Deferred Compensation Plan (the "Plan") at the time of grant that were initially reported in Table I. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:25 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018840 · form4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,520 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 14, 2024, which price was $112.93. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service. Read SEC document |
| January 26, 2024 Filed Jan 29, 2024 17:31 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 3,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000006955-24-000025 · wk-form4_1706549486.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,219 F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant. Read SEC document |
| October 18, 2023 Filed Nov 13, 2023 22:40 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 9 | $29.00 | $261.00 |
DisclosureSEC source: 0000006955-23-000056 · wk-form4_1699915196.xml · derivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9 Underlying: Class A Common Stock · 9 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 20:50 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019014 · form4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,413 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). One share of common stock will be acquired by each Director for each vested unit, subject to the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 16, 2023, which price was $70.32. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:02 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 4,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000277 · primary_01.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,434 F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 23:54 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-027235 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,635 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the first annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the first annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the first annual shareholders meeting following the grant or (ii) the time of the Director's termination of service. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 20:57 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 1,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-017938 · form4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 17, 2022, the first business day following the Issuer's Annual Meeting of Shareholders, which price was $74.70. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 23:27 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 6,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000345 · primary_01.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,087 F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant. Read SEC document |
| October 26, 2021 Filed Oct 26, 2021 22:44 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | PurchaseClass A Common Stock | 522 | $20.31 | $10,601.82 |
DisclosureSEC source: 0001593968-21-002301 · primary_01.xml · nonDerivative · entry 2 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,618 Read SEC document |
| October 26, 2021 Filed Oct 26, 2021 22:44 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | PurchaseClass A Common Stock | 1,478 | $20.30 | $30,003.40 |
DisclosureSEC source: 0001593968-21-002301 · primary_01.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,096 Read SEC document |
| January 19, 2021 Filed Jan 22, 2021 01:36 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 4,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000158 · primary_01.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,618 F1 · shares: Restricted Stock Units granted under the Enerpac Tool Group 2017 Omnibus Plan . F2 · price: Not Applicable Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 17:05 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 4,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-20-000274 · primary_01.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,138 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan. F2 · price: Not Applicable Read SEC document |
| March 17, 2019 Filed Mar 19, 2019 00:17 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 2,446 | $7.61 | $18,614.06 |
DisclosureSEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 4 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,098 F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 00:17 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 3,563 | $7.61 | $27,114.43 |
DisclosureSEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 3 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,544 F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 00:17 UTC | NN INC NNBR · Entity 6041 | GrantPerformance Rights · Derivative | 79,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008241 · doc4.xml · derivative · entry 5 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,675 Underlying: Common Stock · 79,675 shares Expires not disclosed F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F4 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. F4 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 00:17 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 3,002 | $7.93 | $23,805.86 |
DisclosureSEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 2 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,107 F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 00:17 UTC | NN INC NNBR · Entity 6041 | GrantCommon Stock | 102,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,109 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2020. Read SEC document |
| January 22, 2019 Filed Jan 25, 2019 02:40 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantClass A Common Stock | 9,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-19-000241 · primary_01.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,877 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan. F2 · price: Not Applicable Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:05 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock | 4,565 | $6.85 | $31,270.25 |
DisclosureSEC source: 0000899243-18-030540 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $6.85, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:05 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock | 3,100 | $16.04 | $49,724.00 |
DisclosureSEC source: 0000899243-18-024586 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,401 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.98 to $16.05, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionPerformance Rights · Derivative | 14,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011168 · doc4.xml · derivative · entry 4 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The vesting of the performance rights was based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on February 1, 2015 and ending December 31, 2017. The performance rights vested on April 30, 2018. Performance rights granted represented the right to receive the target shares, and actual performance rights earned resulted in a payout of 100.6% of the target shares. F4 · derivative.expiration_date: The vesting of the performance rights was based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on February 1, 2015 and ending December 31, 2017. The performance rights vested on April 30, 2018. Performance rights granted represented the right to receive the target shares, and actual performance rights earned resulted in a payout of 100.6% of the target shares. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 10,019 | $20.30 | $203,385.70 |
DisclosureSEC source: 0000899243-18-011168 · doc4.xml · nonDerivative · entry 3 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,301 F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock and performance rights. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionCommon Stock | 14,752 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011168 · doc4.xml · nonDerivative · entry 2 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC | NN INC NNBR · Entity 6041 | GrantCommon Stock | 21,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011168 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,568 F1 · shares: Represents settlement of performance rights that vested on April 30, 2018 based on the return of invested capital of NN, Inc. (the "Issuer") over the performance period beginning February 1, 2015 and ending December 31, 2017. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 22:44 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 811 | $24.80 | $20,112.80 |
DisclosureSEC source: 0000899243-18-008293 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,059 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 17, 2018 Filed Mar 20, 2018 22:21 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 2,013 | $25.15 | $50,626.95 |
DisclosureSEC source: 0000899243-18-008185 · doc4.xml · nonDerivative · entry 2 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,870 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 22:21 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 2,931 | $25.15 | $73,714.65 |
DisclosureSEC source: 0000899243-18-008185 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,883 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 23:31 UTC | NN INC NNBR · Entity 6041 | GrantPerformance Rights · Derivative | 30,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007800 · doc4.xml · derivative · entry 2 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,549 Underlying: Common Stock · 30,549 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2018 and ending December 31, 2020. The performance rights will vest on December 31, 2020 subject to the reporting person's continuous employment through December 31, 2020 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2020 expire automatically. F3 · derivative.expiration_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2018 and ending December 31, 2020. The performance rights will vest on December 31, 2020 subject to the reporting person's continuous employment through December 31, 2020 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2020 expire automatically. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 23:31 UTC | NN INC NNBR · Entity 6041 | GrantCommon Stock | 30,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007800 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,814 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2019. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:42 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantClass A Common Stock | 3,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-000225 · primary_01.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan. F2 · price: Not Applicable Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 1,222 | $27.60 | $33,727.20 |
DisclosureSEC source: 0000899243-17-011412 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,265 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | GrantPerformance Rights · Derivative | 21,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008241 · doc4.xml · derivative · entry 4 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,731 Underlying: Common Stock · 21,731 shares Expires not disclosed F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F4 · derivative.exercise_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2017 and ending December 31, 2019. The performance rights will vest on December 31, 2019 subject to the reporting person's continuous employment through December 31, 2019 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2019 expire automatically. F4 · derivative.expiration_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2017 and ending December 31, 2019. The performance rights will vest on December 31, 2019 subject to the reporting person's continuous employment through December 31, 2019 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2019 expire automatically. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | GrantCommon Stock | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008241 · doc4.xml · nonDerivative · entry 3 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,487 F2 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 17, 2018. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 2,916 | $24.20 | $70,567.20 |
DisclosureSEC source: 0000899243-17-008241 · doc4.xml · nonDerivative · entry 2 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,694 F1 · price: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 3,010 | $22.55 | $67,875.50 |
DisclosureSEC source: 0000899243-17-008241 · doc4.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,610 F1 · price: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| June 03, 2016 Filed Nov 4, 2016 21:02 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 2,083 | $17.91 | $37,306.53 |
DisclosureSEC source: 0001140361-16-084928 · doc1.xml · nonDerivative · entry 1 Holder Richard D · CIK 0001360591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,620 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.