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Holder Richard D

Disclosed activity across 3 companies

Tapewire entity
38466
SEC CIK
0001360591

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARMSTRONG WORLD INDUSTRIES INCAWI · Entity 3696DirectorJune 12, 2026June 15, 2026
ENERPAC TOOL GROUP CORPEPAC · Entity 4543DirectorFebruary 06, 2026February 09, 2026
NN INCNNBR · Entity 6041Director · President & CEOMarch 14, 2019March 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARMSTRONG WORLD INDUSTRIES INC

Report date June 12, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,223 Reported balance After 2026-06-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-12 · Grant · Acquired 876 · Balance 6,223

F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 12, 2026, which price was $154.21.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 12, 2026, which price was $154.21.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service.

ENERPAC TOOL GROUP CORP

Report date February 06, 2026 · Filed February 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect20,391 Reported balance After 2026-02-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-06 · Grant · Acquired 3,134 · Balance 20,391

F1: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date.

F2: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date.

F2: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.

NN INC

Report date March 14, 2019 · Filed March 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect271,098 Ending reported balance After 2019-03-17 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-03-14 · Grant · Acquired 102,143 · Balance 280,109

F1: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2020.

Row 2 · 2019-03-14 · Tax withholding · Disposed 3,002 · Balance 277,107

F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Row 3 · 2019-03-16 · Tax withholding · Disposed 3,563 · Balance 273,544

F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Row 4 · 2019-03-17 · Tax withholding · Disposed 2,446 · Balance 271,098

F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Performance RightsSEC Table II · derivative / convertible securityDirect79,675 Reported balance After 2019-03-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-14 · Grant · Acquired 79,675 · Balance 79,675

F3: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F4: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2020.

F2: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

F3: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F4: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 15, 2026 20:33 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 876 $0.00 $0.00
Disclosure

SEC source: 0000007431-26-000050 · form4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,223

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 12, 2026, which price was $154.21.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service.

Read SEC document
February 06, 2026 Filed Feb 9, 2026 21:34 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantPhantom Stock · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0000006955-26-000016 · form4.xml · derivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,391

Underlying: Class A Common Stock · 3,134 shares

Expires not disclosed

F1 · security: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date.

F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.

F1 · derivative.exercise_date: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date.

F1 · derivative.expiration_date: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date.

Read SEC document
October 17, 2025 Filed Oct 20, 2025 17:14 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantPhantom Stock · Derivative 13 $41.98 $545.74
Disclosure

SEC source: 0000006955-25-000041 · form4.xml · derivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,257

Underlying: Class A Common Stock · 13 shares

Expires not disclosed

F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date.

F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.

F3 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights.

F1 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date.

F1 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:23 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017563 · form4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,347

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defmed in the 2016 Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 13, 2025, which price was $151.27.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 19:35 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantPhantom Stock · Derivative 2,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003779 · form4.xml · derivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,244

Underlying: Class A Common Stock · 2,624 shares

Expires not disclosed

F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in common stock generally following the director's termination of service or a specified date.

F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.

F1 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in common stock generally following the director's termination of service or a specified date.

F1 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in common stock generally following the director's termination of service or a specified date.

Read SEC document
October 18, 2024 Filed Oct 22, 2024 20:44 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantPhantom Stock · Derivative 10 $44.03 $440.30
Disclosure

SEC source: 0001127602-24-025854 · form4.xml · derivative · entry 2

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,620

Underlying: Class A Common Stock · 10 shares

Expires not disclosed

F2 · security: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service or a specified date.

F3 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.

F4 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights.

F2 · derivative.exercise_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service or a specified date.

F2 · derivative.expiration_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service or a specified date.

F1 · balance_after: Reflects an adjustment of 14,601 shares that the reporting person elected to defer pursuant to the Outside Director's Deferred Compensation Plan (the "Plan") at the time of grant that were initially reported in Table I.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:25 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018840 · form4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,520

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 14, 2024, which price was $112.93.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the next annual shareholders meeting following the grant or (ii) the time of the Director's termination of service.

Read SEC document
January 26, 2024 Filed Jan 29, 2024 17:31 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantClass A Common Stock 3,785 $0.00 $0.00
Disclosure

SEC source: 0000006955-24-000025 · wk-form4_1706549486.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,219

F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant.

Read SEC document
October 18, 2023 Filed Nov 13, 2023 22:40 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantPhantom Stock · Derivative 9 $29.00 $261.00
Disclosure

SEC source: 0000006955-23-000056 · wk-form4_1699915196.xml · derivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9

Underlying: Class A Common Stock · 9 shares

Expires not disclosed

F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date.

F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.

F3 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights.

F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date.

F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 20:50 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 1,778 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019014 · form4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,413

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). One share of common stock will be acquired by each Director for each vested unit, subject to the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 16, 2023, which price was $70.32.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:02 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantClass A Common Stock 4,347 $0.00 $0.00
Disclosure

SEC source: 0001593968-23-000277 · primary_01.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,434

F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 23:54 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 229 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027235 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the first annual shareholders meeting following the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units on the date of the first annual shareholders meeting following the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Plan, vested units are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units on the date of the first annual shareholders meeting following the grant or (ii) the time of the Director's termination of service.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:57 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017938 · form4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 17, 2022, the first business day following the Issuer's Annual Meeting of Shareholders, which price was $74.70.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 23:27 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantClass A Common Stock 6,469 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000345 · primary_01.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,087

F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant.

Read SEC document
October 26, 2021 Filed Oct 26, 2021 22:44 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 PurchaseClass A Common Stock 522 $20.31 $10,601.82
Disclosure

SEC source: 0001593968-21-002301 · primary_01.xml · nonDerivative · entry 2

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,618

Read SEC document
October 26, 2021 Filed Oct 26, 2021 22:44 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 PurchaseClass A Common Stock 1,478 $20.30 $30,003.40
Disclosure

SEC source: 0001593968-21-002301 · primary_01.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096

Read SEC document
January 19, 2021 Filed Jan 22, 2021 01:36 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantClass A Common Stock 4,480 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-000158 · primary_01.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,618

F1 · shares: Restricted Stock Units granted under the Enerpac Tool Group 2017 Omnibus Plan .

F2 · price: Not Applicable

Read SEC document
January 28, 2020 Filed Jan 30, 2020 17:05 UTC ENERPAC TOOL GROUP CORP EPAC · Entity 4543 GrantClass A Common Stock 4,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-20-000274 · primary_01.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan.

F2 · price: Not Applicable

Read SEC document
March 17, 2019 Filed Mar 19, 2019 00:17 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 2,446 $7.61 $18,614.06
Disclosure

SEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 4

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,098

F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 00:17 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 3,563 $7.61 $27,114.43
Disclosure

SEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 3

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,544

F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 00:17 UTC NN INC NNBR · Entity 6041 GrantPerformance Rights · Derivative 79,675 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008241 · doc4.xml · derivative · entry 5

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,675

Underlying: Common Stock · 79,675 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F4 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares.

F4 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2016 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2019 and ending December 31, 2021. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares.

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March 14, 2019 Filed Mar 19, 2019 00:17 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 3,002 $7.93 $23,805.86
Disclosure

SEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 2

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,107

F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

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March 14, 2019 Filed Mar 19, 2019 00:17 UTC NN INC NNBR · Entity 6041 GrantCommon Stock 102,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008241 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,109

F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2020.

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January 22, 2019 Filed Jan 25, 2019 02:40 UTC ENERPAC TOOL GROUP CORP ATU · Entity 4543 GrantClass A Common Stock 9,046 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-000241 · primary_01.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,877

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan.

F2 · price: Not Applicable

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December 07, 2018 Filed Dec 10, 2018 21:05 UTC NN INC NNBR · Entity 6041 PurchaseCommon Stock 4,565 $6.85 $31,270.25
Disclosure

SEC source: 0000899243-18-030540 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,966

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $6.85, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 14, 2018 Filed Sep 17, 2018 20:05 UTC NN INC NNBR · Entity 6041 PurchaseCommon Stock 3,100 $16.04 $49,724.00
Disclosure

SEC source: 0000899243-18-024586 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,401

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.98 to $16.05, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 30, 2018 Filed May 2, 2018 23:38 UTC NN INC NNBR · Entity 6041 Exercise / conversionPerformance Rights · Derivative 14,665 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011168 · doc4.xml · derivative · entry 4

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The vesting of the performance rights was based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on February 1, 2015 and ending December 31, 2017. The performance rights vested on April 30, 2018. Performance rights granted represented the right to receive the target shares, and actual performance rights earned resulted in a payout of 100.6% of the target shares.

F4 · derivative.expiration_date: The vesting of the performance rights was based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on February 1, 2015 and ending December 31, 2017. The performance rights vested on April 30, 2018. Performance rights granted represented the right to receive the target shares, and actual performance rights earned resulted in a payout of 100.6% of the target shares.

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April 30, 2018 Filed May 2, 2018 23:38 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 10,019 $20.30 $203,385.70
Disclosure

SEC source: 0000899243-18-011168 · doc4.xml · nonDerivative · entry 3

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,301

F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock and performance rights.

Read SEC document
April 30, 2018 Filed May 2, 2018 23:38 UTC NN INC NNBR · Entity 6041 Exercise / conversionCommon Stock 14,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011168 · doc4.xml · nonDerivative · entry 2

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 23:38 UTC NN INC NNBR · Entity 6041 GrantCommon Stock 21,509 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011168 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,568

F1 · shares: Represents settlement of performance rights that vested on April 30, 2018 based on the return of invested capital of NN, Inc. (the "Issuer") over the performance period beginning February 1, 2015 and ending December 31, 2017.

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March 19, 2018 Filed Mar 21, 2018 22:44 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 811 $24.80 $20,112.80
Disclosure

SEC source: 0000899243-18-008293 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,059

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 17, 2018 Filed Mar 20, 2018 22:21 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 2,013 $25.15 $50,626.95
Disclosure

SEC source: 0000899243-18-008185 · doc4.xml · nonDerivative · entry 2

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,870

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:21 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 2,931 $25.15 $73,714.65
Disclosure

SEC source: 0000899243-18-008185 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,883

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 23:31 UTC NN INC NNBR · Entity 6041 GrantPerformance Rights · Derivative 30,549 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007800 · doc4.xml · derivative · entry 2

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,549

Underlying: Common Stock · 30,549 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F3 · derivative.exercise_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2018 and ending December 31, 2020. The performance rights will vest on December 31, 2020 subject to the reporting person's continuous employment through December 31, 2020 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2020 expire automatically.

F3 · derivative.expiration_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2018 and ending December 31, 2020. The performance rights will vest on December 31, 2020 subject to the reporting person's continuous employment through December 31, 2020 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2020 expire automatically.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 23:31 UTC NN INC NNBR · Entity 6041 GrantCommon Stock 30,549 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007800 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,814

F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2019.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:42 UTC ENERPAC TOOL GROUP CORP ATU · Entity 4543 GrantClass A Common Stock 3,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-18-000225 · primary_01.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan.

F2 · price: Not Applicable

Read SEC document
April 28, 2017 Filed May 2, 2017 20:05 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 1,222 $27.60 $33,727.20
Disclosure

SEC source: 0000899243-17-011412 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,265

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 00:25 UTC NN INC NNBR · Entity 6041 GrantPerformance Rights · Derivative 21,731 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008241 · doc4.xml · derivative · entry 4

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,731

Underlying: Common Stock · 21,731 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F4 · derivative.exercise_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2017 and ending December 31, 2019. The performance rights will vest on December 31, 2019 subject to the reporting person's continuous employment through December 31, 2019 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2019 expire automatically.

F4 · derivative.expiration_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2017 and ending December 31, 2019. The performance rights will vest on December 31, 2019 subject to the reporting person's continuous employment through December 31, 2019 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2019 expire automatically.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 00:25 UTC NN INC NNBR · Entity 6041 GrantCommon Stock 24,793 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008241 · doc4.xml · nonDerivative · entry 3

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,487

F2 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 17, 2018.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 00:25 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 2,916 $24.20 $70,567.20
Disclosure

SEC source: 0000899243-17-008241 · doc4.xml · nonDerivative · entry 2

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,694

F1 · price: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 16, 2017 Filed Mar 21, 2017 00:25 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 3,010 $22.55 $67,875.50
Disclosure

SEC source: 0000899243-17-008241 · doc4.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,610

F1 · price: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 03, 2016 Filed Nov 4, 2016 21:02 UTC NN INC NNBR · Entity 6041 Tax withholdingCommon Stock 2,083 $17.91 $37,306.53
Disclosure

SEC source: 0001140361-16-084928 · doc1.xml · nonDerivative · entry 1

Holder Richard D · CIK 0001360591 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,620

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.