person · Reporting owner

DOUGLAS KEVIN

Disclosed activity across 3 companies

Tapewire entity: 38361
SEC CIK: 0001132859

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
IMAX CORPIMAX · Entity 4276	Director · 10% owner · 13(d)(3) group	June 11, 2026	June 15, 2026
WESTPORT FUEL SYSTEMS INC.WPRT · Entity 7380	10% owner · 13(d)(3) group	July 19, 2017	May 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMAX CORP

Report date June 11, 2026 · Filed June 15, 2026

Jointly reported with CELTIC FINANCIAL LLC, DOUGLAS JAMES E III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,660,840	Reported balance After 2026-06-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-06-11 · Grant · Acquired 3,390 · Balance 3,660,840 F12: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: Includes 28,352 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F4: Includes 28,352 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT.
Common StockSEC Table I · non-derivative	IndirectBy Nonexempt Trust FBO Kevin G. Douglas	440,000	Reported balance Holding disclosure · report date 2026-06-11 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 440,000 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F5: These securities are held directly by the Nonexempt Trust FBO Kevin G. Douglas and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Nonexempt Trust FBO Kevin G. Douglas.
Common StockSEC Table I · non-derivative	IndirectBy James E. Douglas, III	1,301,045	Reported balance Holding disclosure · report date 2026-06-11 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,301,045 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F10: Includes 861,045 shares held directly by James E. Douglas, III and 440,000 shares held by the Nonexempt Trust FBO James E. Douglas, III (of which James E. Douglas III is the trustee), and indirectly by Kevin Douglas
Common StockSEC Table I · non-derivative	IndirectBy Celtic Financial, LLC	571,989	Reported balance Holding disclosure · report date 2026-06-11 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 571,989 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F11: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas.
Common StockSEC Table I · non-derivative	IndirectBy Irrevocable Descendants' Trust FBO Alexander James Douglas	602,311	Reported balance Holding disclosure · report date 2026-06-11 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 602,311 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6: These securities are held directly by the Irrevocable Descendants' Trust FBO Alexander James Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Alexander James Douglas.
Common StockSEC Table I · non-derivative	IndirectBy Irrevocable Descendants' Trust FBO Amanda Anne Douglas	602,310	Reported balance Holding disclosure · report date 2026-06-11 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 602,310 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F7: These securities are held directly by the Irrevocable Descendants' Trust FBO Amanda Anne Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Amanda Anne Douglas.
Common StockSEC Table I · non-derivative	IndirectBy Irrevocable Descendants' Trust FBO Jake Edward Douglas	602,310	Reported balance Holding disclosure · report date 2026-06-11 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 602,310 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8: These securities are held directly by the Irrevocable Descendants' Trust FBO Jake Edward Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Jake Edward Douglas.
Common StockSEC Table I · non-derivative	IndirectBy Irrevocable Descendants' Trust FBO Summer Jean Douglas	602,310	Reported balance Holding disclosure · report date 2026-06-11 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 602,310 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F9: These securities are held directly by the Irrevocable Descendants' Trust FBO Summer Jean Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Summer Jean Douglas.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

F3: Includes 28,352 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT.

F4: Includes 28,352 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT.

F5: These securities are held directly by the Nonexempt Trust FBO Kevin G. Douglas and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Nonexempt Trust FBO Kevin G. Douglas.

F6: These securities are held directly by the Irrevocable Descendants' Trust FBO Alexander James Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Alexander James Douglas.

F7: These securities are held directly by the Irrevocable Descendants' Trust FBO Amanda Anne Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Amanda Anne Douglas.

F8: These securities are held directly by the Irrevocable Descendants' Trust FBO Jake Edward Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Jake Edward Douglas.

F9: These securities are held directly by the Irrevocable Descendants' Trust FBO Summer Jean Douglas and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the Irrevocable Descendants' Trust FBO Summer Jean Douglas.

F10: Includes 861,045 shares held directly by James E. Douglas, III and 440,000 shares held by the Nonexempt Trust FBO James E. Douglas, III (of which James E. Douglas III is the trustee), and indirectly by Kevin Douglas

F11: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas.

F12: Restricted stock units granted to Kevin Douglas which were vested on the date of grant.

WESTPORT FUEL SYSTEMS INC.

Report date July 19, 2017 · Filed May 04, 2020 · Amendment

Jointly reported with DOUGLAS FAMILY TRUST, JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST, DOUGLAS JAMES E III

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Summer Douglas 2010 Trust	150,000	Reported balance After 2017-07-19 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2017-07-19 · Grant · Acquired 150,000 · Balance 150,000 F1: These shares were inadvertently omitted from the Reporting Person's original Form 4. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were inadvertently omitted from the Reporting Person's original Form 4.

F3: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RESEARCH FRONTIERS INC

Report date August 25, 2020 · Filed August 27, 2020

Jointly reported with DOUGLAS FAMILY TRUST, JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST

Section 16 reporting ended · disclosed 2020-08-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	855,997	Reported balance After 2020-08-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-08-25 · Sale · Disposed 57,000 · Balance 855,997 F1: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
Common StockSEC Table I · non-derivative	IndirectBy James Douglas and Jean Douglas Irrevocable Descendants' Trust	1,426,663	Reported balance After 2020-08-25 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-08-25 · Sale · Disposed 95,000 · Balance 1,426,663 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
Common StockSEC Table I · non-derivative	IndirectBy Douglas Family Trust	570,667	Reported balance After 2020-08-25 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2020-08-25 · Sale · Disposed 38,000 · Balance 570,667 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.

F3: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.

F4: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 29, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	13,609	$3.97	$54,027.73	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 9 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 696,178 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document
June 29, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	34,022	$3.97	$135,067.34	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,740,444 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document
June 29, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	20,414	$3.97	$81,043.58	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,265 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document
June 26, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	20,808	$4.53	$94,260.24	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 8 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 709,787 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document
June 26, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	52,023	$4.53	$235,664.19	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,774,466 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document
June 26, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	31,214	$4.53	$141,399.42	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,679 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document
June 25, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	7,821	$5.04	$39,417.84	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 7 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 730,595 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document
June 25, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	19,554	$5.04	$98,552.16	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trus Disclosed balance after: 1,826,489 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document
June 25, 2020 Filed Jun 30, 2020 01:34 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	SaleCommon Stock	11,732	$5.04	$59,129.28	Disclosure SEC source: 0001209191-20-039359 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,893 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document
June 04, 2020 Filed Jun 9, 2020 20:06 UTC Amendment	IMAX CORP IMAX · Entity 4276	GrantCommon Stock	9,765	$0.00	$0.00	Disclosure SEC source: 0000899243-20-015776 · doc4a.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,955,525 F10 · date: The Reporting Person's original Form 4 contained an incorrect transaction date, which is corrected in this amendment to the original Form 4. F9 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:00 UTC	IMAX CORP IMAX · Entity 4276	GrantCommon Stock	6,157	$0.00	$0.00	Disclosure SEC source: 0000899243-19-016192 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,945,760 F9 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document
June 04, 2019 Filed Jun 8, 2020 20:05 UTC	IMAX CORP IMAX · Entity 4276	GrantCommon Stock	9,765	$0.00	$0.00	Disclosure SEC source: 0000899243-20-015615 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,955,525 F9 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:17 UTC	IMAX CORP IMAX · Entity 4276	OtherCommon Stock	200,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-029021 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Celtic Financial, LLC Disclosed balance after: 200,000 F9 · price: The Douglas Family Trust (controlled by the Reporting Person) transferred 200,000 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8 · ownership.direct: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas. Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:17 UTC	IMAX CORP IMAX · Entity 4276	OtherCommon Stock	200,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-029021 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 1,251,989 F9 · price: The Douglas Family Trust (controlled by the Reporting Person) transferred 200,000 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document
September 11, 2018 Filed Sep 22, 2018 00:08 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	PurchaseWarrant (right to buy) · Derivative	54,348	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025031 · doc4.xml · derivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 54,348 Underlying: Common Stock · 54,348 shares Expires 2023-09-30 F5 · derivative.exercise_price: These warrants contain a variable exercise price feature and and are exercisable at $1.10 per share if exercised prior to September 30, 2019, $1.20 per share if exercised from October 1, 2019 to September 30, 2020, and $1.38 per share if exercised after September 30, 2020. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document
September 11, 2018 Filed Sep 22, 2018 00:08 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	PurchaseWarrant (right to buy) · Derivative	135,869	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025031 · doc4.xml · derivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 135,869 Underlying: Common Stock · 135,869 shares Expires 2023-09-30 F5 · derivative.exercise_price: These warrants contain a variable exercise price feature and and are exercisable at $1.10 per share if exercised prior to September 30, 2019, $1.20 per share if exercised from October 1, 2019 to September 30, 2020, and $1.38 per share if exercised after September 30, 2020. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document
September 11, 2018 Filed Sep 22, 2018 00:08 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	PurchaseWarrant (right to buy) · Derivative	81,522	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025031 · doc4.xml · derivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,522 Underlying: Common Stock · 81,522 shares Expires 2023-09-30 F5 · derivative.exercise_price: These warrants contain a variable exercise price feature and and are exercisable at $1.10 per share if exercised prior to September 30, 2019, $1.20 per share if exercised from October 1, 2019 to September 30, 2020, and $1.38 per share if exercised after September 30, 2020. F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document
September 11, 2018 Filed Sep 22, 2018 00:08 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	PurchaseCommon Stock	108,696	$0.92	$100,000.32	Disclosure SEC source: 0000899243-18-025031 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 738,416 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document
September 11, 2018 Filed Sep 22, 2018 00:08 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	PurchaseCommon Stock	271,739	$0.92	$249,999.88	Disclosure SEC source: 0000899243-18-025031 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,846,043 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document
September 11, 2018 Filed Sep 22, 2018 00:08 UTC	RESEARCH FRONTIERS INC REFR · Entity 7794	PurchaseCommon Stock	163,044	$0.92	$150,000.48	Disclosure SEC source: 0000899243-18-025031 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,625 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document
June 06, 2018 Filed Jun 7, 2018 20:00 UTC	IMAX CORP IMAX · Entity 4276	GrantCommon Stock	5,787	$0.00	$0.00	Disclosure SEC source: 0000899243-18-015434 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,939,603 F8 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:01 UTC	WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380	GrantCommon Stock	150,000	$1.50	$225,000.00	Disclosure SEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 9 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Amanda Douglas 2K3 Trust Disclosed balance after: 150,000 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F10 · ownership.direct: These shares are held by the Amanda Douglas 2K3 Trust and indirectly by Michelle Douglas and Kevin Douglas. Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:01 UTC	WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380	GrantCommon Stock	150,000	$1.50	$225,000.00	Disclosure SEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 8 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jake Douglas 2K3 Trust Disclosed balance after: 150,000 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F9 · ownership.direct: These shares are held by the Jake Douglas 2K3 Trust and indirectly by Michelle Douglas and Kevin Douglas. Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:01 UTC	WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380	GrantCommon Stock	150,000	$1.50	$225,000.00	Disclosure SEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 7 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Alex Douglas 2K3 Trust Disclosed balance after: 150,000 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8 · ownership.direct: These shares are held by the Alex Douglas 2K3 Trust and indirectly by Michelle Douglas and Kevin Douglas. Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:01 UTC	WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380	GrantCommon Stock	200,000	$1.50	$300,000.00	Disclosure SEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James E. Douglas III Disclosed balance after: 1,915,790 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F5 · ownership.direct: These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas. Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:01 UTC	WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380	GrantCommon Stock	600,000	$1.50	$900,000.00	Disclosure SEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 6,360,206 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document
July 19, 2017 Filed Jul 21, 2017 20:01 UTC	WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380	GrantCommon Stock	600,000	$1.50	$900,000.00	Disclosure SEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,829,808 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document
July 19, 2017 Filed May 4, 2020 20:01 UTC Amendment	WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380	GrantCommon Stock	150,000	$1.50	$225,000.00	Disclosure SEC source: 0000899243-20-011879 · doc4a.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Summer Douglas 2010 Trust Disclosed balance after: 150,000 F1 · shares: These shares were inadvertently omitted from the Reporting Person's original Form 4. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares. Read SEC document
June 14, 2017 Filed Jun 15, 2017 20:00 UTC	IMAX CORP IMAX · Entity 4276	GrantCommon Stock	4,980	$0.00	$0.00	Disclosure SEC source: 0000899243-17-016455 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933,816 F8 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document
October 21, 2016 Filed Oct 24, 2016 22:35 UTC	IMAX CORP IMAX · Entity 4276	GrantCommon Stock	2,464	$0.00	$0.00	Disclosure SEC source: 0000899243-16-032241 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928,836 F8 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.