Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Director | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,957 |
Reported balance
After 2026-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 513 · Balance 43,957 F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. |
| 2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,798 |
Reported balance
After 2026-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-10 · Grant · Acquired 21 · Balance 1,798 F3: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.
F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.
F3: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
F4: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2018 Filed May 10, 2018 16:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2017 Restricted Stock Units · Derivative | 1,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016887 · form4.xml · derivative · entry 4 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016887 · form4.xml · derivative · entry 3 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498 Underlying: Common Stock · 1,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Disposition to issuerCommon Stock | 1,431 | $100.10 | $143,243.10 |
DisclosureSEC source: 0001127602-18-016887 · form4.xml · nonDerivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:38 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016887 · form4.xml · nonDerivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 11 | $108.49 | $1,193.39 |
DisclosureSEC source: 0001127602-18-011991 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 11 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 236 | $108.49 Strike: $0.00 | $25,603.64 |
DisclosureSEC source: 0001127602-18-011991 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,760 Underlying: Common Stock · 236 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 9 | $114.47 | $1,030.23 |
DisclosureSEC source: 0001127602-17-034864 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: Common Stock · 9 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 185 | $114.47 Strike: $0.00 | $21,176.95 |
DisclosureSEC source: 0001127602-17-034864 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,523 Underlying: Common Stock · 185 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 18:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 10 | $101.97 | $1,019.70 |
DisclosureSEC source: 0001127602-17-027586 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410 Underlying: Common Stock · 10 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 18:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 206 | $101.97 Strike: $0.00 | $21,005.82 |
DisclosureSEC source: 0001127602-17-027586 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,338 Underlying: Common Stock · 206 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 9 | $108.28 | $974.52 |
DisclosureSEC source: 0001127602-17-021693 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 9 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 193 | $108.28 Strike: $0.00 | $20,898.04 |
DisclosureSEC source: 0001127602-17-021693 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,131 Underlying: Common Stock · 193 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 09, 2017 Filed May 11, 2017 19:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Restricted Stock Units · Derivative | 2,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017714 · form4.xml · derivative · entry 4 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| May 09, 2017 Filed May 11, 2017 19:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017714 · form4.xml · derivative · entry 3 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390 Underlying: Common Stock · 1,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. Read SEC document |
| May 09, 2017 Filed May 11, 2017 19:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Disposition to issuerCommon Stock | 2,006 | $107.88 | $216,407.28 |
DisclosureSEC source: 0001127602-17-017714 · form4.xml · nonDerivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 09, 2017 Filed May 11, 2017 19:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017714 · form4.xml · nonDerivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2016 Restricted Stock Units · Derivative | 13 | $111.62 Strike: $0.00 | $1,451.06 |
DisclosureSEC source: 0001127602-17-012392 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 13 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:20 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 186 | $111.62 Strike: $0.00 | $20,761.32 |
DisclosureSEC source: 0001127602-17-012392 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,937 Underlying: Common Stock · 186 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2016 Restricted Stock Units · Derivative | 12 | $107.08 Strike: $0.00 | $1,284.96 |
DisclosureSEC source: 0001127602-16-070378 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993 Underlying: Common Stock · 12 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:04 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 180 | $107.08 Strike: $0.00 | $19,274.40 |
DisclosureSEC source: 0001127602-16-070378 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,751 Underlying: Common Stock · 180 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2016 Restricted Stock Units · Derivative | 17 | $80.45 Strike: $0.00 | $1,367.65 |
DisclosureSEC source: 0001127602-16-062817 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 17 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 237 | $80.45 Strike: $0.00 | $19,066.65 |
DisclosureSEC source: 0001127602-16-062817 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,571 Underlying: Common Stock · 237 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.