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CASELLAS GILBERT F

Disclosed activity across 1 company

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38292
SEC CIK
0001184660

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PRUDENTIAL FINANCIAL INCPRU · Entity 148DirectorSeptember 10, 2026September 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRUDENTIAL FINANCIAL INC

Report date September 10, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct43,957 Reported balance After 2026-09-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-10 · Grant · Acquired 513 · Balance 43,957

F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,798 Reported balance After 2026-09-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-10 · Grant · Acquired 21 · Balance 1,798

F3: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F3: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2022 Filed Jun 21, 2022 17:42 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 18 $91.33 $1,643.94
Disclosure

SEC source: 0001127602-22-017876 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

Underlying: Common Stock · 18 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 17:42 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 460 $91.33 Strike: $0.00 $42,011.80
Disclosure

SEC source: 0001127602-22-017876 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,532

Underlying: Common Stock · 460 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 10, 2022 Filed May 12, 2022 19:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Restricted Stock Units · Derivative 1,494 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014242 · form4.xml · derivative · entry 4

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
May 10, 2022 Filed May 12, 2022 19:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 1,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014242 · form4.xml · derivative · entry 3

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023.

Read SEC document
May 10, 2022 Filed May 12, 2022 19:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Disposition to issuerCommon Stock 1,494 $104.25 $155,749.50
Disclosure

SEC source: 0001127602-22-014242 · form4.xml · nonDerivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 10, 2022 Filed May 12, 2022 19:58 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,494 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014242 · form4.xml · nonDerivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 18:03 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 16 $106.05 $1,696.80
Disclosure

SEC source: 0001127602-22-009275 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 18:03 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 392 $106.05 Strike: $0.00 $41,571.60
Disclosure

SEC source: 0001127602-22-009275 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,071

Underlying: Common Stock · 392 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031573 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:43 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 365 $108.05 Strike: $0.00 $39,438.25
Disclosure

SEC source: 0001127602-21-031573 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,678

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 20:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 16 $103.61 $1,657.76
Disclosure

SEC source: 0001127602-21-025612 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 20:39 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 376 $103.61 Strike: $0.00 $38,957.36
Disclosure

SEC source: 0001127602-21-025612 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,313

Underlying: Common Stock · 376 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 16 $100.64 $1,610.24
Disclosure

SEC source: 0001127602-21-020394 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 383 $100.64 Strike: $0.00 $38,545.12
Disclosure

SEC source: 0001127602-21-020394 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,936

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 11, 2021 Filed May 13, 2021 20:45 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 1,429 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016591 · form4.xml · derivative · entry 4

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Underlying: Common Stock · 1,429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
May 11, 2021 Filed May 13, 2021 20:45 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2020 Restricted Stock Units · Derivative 2,933 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016591 · form4.xml · derivative · entry 3

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

Read SEC document
May 11, 2021 Filed May 13, 2021 20:45 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Disposition to issuerCommon Stock 2,933 $104.91 $307,701.03
Disclosure

SEC source: 0001127602-21-016591 · form4.xml · nonDerivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 11, 2021 Filed May 13, 2021 20:45 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,933 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016591 · form4.xml · nonDerivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2020 Restricted Stock Units · Derivative 36 $92.41 $3,326.76
Disclosure

SEC source: 0001127602-21-010657 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Underlying: Common Stock · 36 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:34 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 412 $92.41 Strike: $0.00 $38,072.92
Disclosure

SEC source: 0001127602-21-010657 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,553

Underlying: Common Stock · 412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 22:46 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2020 Restricted Stock Units · Derivative 40 $77.66 $3,106.40
Disclosure

SEC source: 0001127602-20-032030 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Underlying: Common Stock · 40 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 22:46 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 462 $77.66 Strike: $0.00 $35,878.92
Disclosure

SEC source: 0001127602-20-032030 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,141

Underlying: Common Stock · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 20:33 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2020 Restricted Stock Units · Derivative 45 $68.59 $3,086.55
Disclosure

SEC source: 0001127602-20-025490 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 45 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 20:33 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 515 $68.59 Strike: $0.00 $35,323.85
Disclosure

SEC source: 0001127602-20-025490 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,678

Underlying: Common Stock · 515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2020 Restricted Stock Units · Derivative 47 $64.04 $3,009.88
Disclosure

SEC source: 0001127602-20-020175 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811

Underlying: Common Stock · 47 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:52 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 543 $64.04 Strike: $0.00 $34,773.72
Disclosure

SEC source: 0001127602-20-020175 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,162

Underlying: Common Stock · 543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:47 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2020 Restricted Stock Units · Derivative 2,764 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016521 · form4.xml · derivative · entry 4

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764

Underlying: Common Stock · 2,764 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:47 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2019 Restricted Stock Units · Derivative 1,607 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016521 · form4.xml · derivative · entry 3

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:47 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Disposition to issuerCommon Stock 1,607 $54.26 $87,195.82
Disclosure

SEC source: 0001127602-20-016521 · form4.xml · nonDerivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 12, 2020 Filed May 14, 2020 18:47 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,607 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016521 · form4.xml · nonDerivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 22:05 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 37 $46.31 $1,713.47
Disclosure

SEC source: 0001127602-20-010898 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607

Underlying: Common Stock · 37 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 22:05 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 733 $46.31 Strike: $0.00 $33,945.23
Disclosure

SEC source: 0001127602-20-010898 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,619

Underlying: Common Stock · 733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 16 $94.55 $1,512.80
Disclosure

SEC source: 0001127602-19-035020 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:55 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 323 $94.55 Strike: $0.00 $30,539.65
Disclosure

SEC source: 0001127602-19-035020 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,885

Underlying: Common Stock · 323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 19:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 17 $88.22 $1,499.74
Disclosure

SEC source: 0001127602-19-028438 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 17 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 19:56 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 342 $88.22 Strike: $0.00 $30,171.24
Disclosure

SEC source: 0001127602-19-028438 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,562

Underlying: Common Stock · 342 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 19:12 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 15 $100.13 $1,501.95
Disclosure

SEC source: 0001127602-19-022614 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536

Underlying: Common Stock · 15 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 19:12 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 298 $100.13 Strike: $0.00 $29,838.74
Disclosure

SEC source: 0001127602-19-022614 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,219

Underlying: Common Stock · 298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:13 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2019 Restricted Stock Units · Derivative 1,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018783 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521

Underlying: Common Stock · 1,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 19:18 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2018 Restricted Stock Units · Derivative 1,558 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018116 · form4.xml · derivative · entry 3

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

Read SEC document
May 08, 2019 Filed May 10, 2019 19:18 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Disposition to issuerCommon Stock 1,558 $100.80 $157,046.40
Disclosure

SEC source: 0001127602-19-018116 · form4.xml · nonDerivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 08, 2019 Filed May 10, 2019 19:18 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018116 · form4.xml · nonDerivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:20 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 16 $95.27 $1,524.32
Disclosure

SEC source: 0001127602-19-011747 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:20 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 310 $95.27 Strike: $0.00 $29,533.70
Disclosure

SEC source: 0001127602-19-011747 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,921

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:41 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 16 $82.74 $1,323.84
Disclosure

SEC source: 0001127602-18-036465 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542

Underlying: Common Stock · 16 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:41 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 318 $82.74 Strike: $0.00 $26,311.32
Disclosure

SEC source: 0001127602-18-036465 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,610

Underlying: Common Stock · 318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 17:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 14 $97.08 $1,359.12
Disclosure

SEC source: 0001127602-18-027710 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 17:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 269 $97.08 Strike: $0.00 $26,114.52
Disclosure

SEC source: 0001127602-18-027710 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,291

Underlying: Common Stock · 269 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:22 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 GrantNotional Shares - Mandatory · Derivative 262 $98.75 Strike: $0.00 $25,872.50
Disclosure

SEC source: 0001127602-18-021166 · form4.xml · derivative · entry 2

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,022

Underlying: Common Stock · 262 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

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June 14, 2018 Filed Jun 18, 2018 20:22 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2018 Restricted Stock Units · Derivative 13 $98.75 $1,283.75
Disclosure

SEC source: 0001127602-18-021166 · form4.xml · derivative · entry 1

CASELLAS GILBERT F · CIK 0001184660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.