Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | Director | June 12, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date June 12, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 30,500 |
Reported balance
After 2026-06-12 transaction · row 1
1 source rowRow 1 · 2026-06-12 · Exercise / conversion · Acquired 17,419 · Balance 30,500 F2: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 12, 2025, vested on June 12, 2026 and were settled in shares of Class A Common Stock on June 15, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-12 · Exercise / conversion · Disposed 17,419 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 12, 2025, vested on June 12, 2026 and were settled in shares of Class A Common Stock on June 15, 2026. F2: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 12, 2025, vested on June 12, 2026 and were settled in shares of Class A Common Stock on June 15, 2026.
F2: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2026 Filed Jun 15, 2026 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 17,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-26-025213 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 12, 2025, vested on June 12, 2026 and were settled in shares of Class A Common Stock on June 15, 2026. F2 · shares: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 12, 2025, vested on June 12, 2026 and were settled in shares of Class A Common Stock on June 15, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 12, 2025, vested on June 12, 2026 and were settled in shares of Class A Common Stock on June 15, 2026. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 17,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-26-025213 · form4.xml · nonDerivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 12, 2025, vested on June 12, 2026 and were settled in shares of Class A Common Stock on June 15, 2026. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:06 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 21,445 | $0.00 Strike: $5.22 | $0.00 |
DisclosureSEC source: 0001140361-26-024266 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,445 Underlying: Class A Common Stock · 21,445 shares Expires 2036-06-03 F2 · shares: The reporting person was granted 14,368 restricted stock units and 21,445 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · derivative.exercise_date: The options will vest and become exercisable on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:06 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 14,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-26-024266 · form4.xml · derivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,368 Underlying: Class A Common Stock · 14,368 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date. F2 · shares: The reporting person was granted 14,368 restricted stock units and 21,445 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 10:03 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 26,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001140361-25-022515 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,000 Underlying: Class A Common Stock · 26,000 shares Expires 2035-06-12 F2 · shares: The reporting person was granted 17,419 restricted stock units and 26,000 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · derivative.exercise_date: The options will vest and become exercisable on June 12, 2026, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 10:03 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 17,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-022515 · form4.xml · derivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,419 Underlying: Class A Common Stock · 17,419 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 12, 2026, subject to the reporting person's continued service with the Issuer through the vesting date. F2 · shares: The reporting person was granted 17,419 restricted stock units and 26,000 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 12, 2026, subject to the reporting person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 12, 2026, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:06 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 10,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-021775 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. F2 · shares: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:06 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 10,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-021775 · form4.xml · nonDerivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. Read SEC document |
| November 02, 2024 Filed Nov 4, 2024 21:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-045098 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on November 2, 2023, vested on November 2, 2024 and were settled in shares of Class A Common Stock on November 2, 2024. F2 · shares: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on November 2, 2023, vested on November 2, 2024 and were settled in shares of Class A Common Stock on November 2, 2024. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on November 2, 2023, vested on November 2, 2024 and were settled in shares of Class A Common Stock on November 2, 2024. Read SEC document |
| November 02, 2024 Filed Nov 4, 2024 21:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 2,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-045098 · form4.xml · nonDerivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on November 2, 2023, vested on November 2, 2024 and were settled in shares of Class A Common Stock on November 2, 2024. Read SEC document |
| June 04, 2024 Filed Jun 7, 2024 15:47 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 25,500 | $0.00 Strike: $9.43 | $0.00 |
DisclosureSEC source: 0001140361-24-029232 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,500 Underlying: Class A Common Stock · 25,500 shares Expires 2034-06-04 F2 · shares: The reporting person was granted 10,204 restricted stock units and 25,500 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · derivative.exercise_date: The options will vest and become exercisable on June 4, 2025, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| June 04, 2024 Filed Jun 7, 2024 15:47 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 10,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-029232 · form4.xml · derivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,204 Underlying: Class A Common Stock · 10,204 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 4, 2025, subject to the reporting person's continued service with the Issuer through the vesting date. F2 · shares: The reporting person was granted 10,204 restricted stock units and 25,500 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 4, 2025, subject to the reporting person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 4, 2025, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 22:45 UTC | Funko, Inc. FNKO · Entity 2463 | GrantStock Option (Right to Buy) · Derivative | 11,700 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001140361-23-051627 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,700 Underlying: Class A Common Stock · 11,700 shares Expires 2024-11-02 F2 · shares: The reporting person was granted 4,688 restricted stock units and 11,700 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · derivative.exercise_date: The options will vest and become exercisable on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 22:45 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-051627 · form4.xml · derivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,688 Underlying: Class A Common Stock · 4,688 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. F2 · shares: The reporting person was granted 4,688 restricted stock units and 11,700 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| November 02, 2023 Filed Nov 20, 2023 22:11 UTC Amendment | Funko, Inc. FNKO · Entity 2463 | GrantStock Option (Right to Buy) · Derivative | 7,180 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001140361-23-054035 · form4.xml · derivative · entry 2 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,180 Underlying: Class A Common Stock · 7,180 shares Expires 2024-11-02 F2 · shares: The reporting person was granted 2,877 restricted stock units and 7,180 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · derivative.exercise_date: The options will vest and become exercisable on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
| November 02, 2023 Filed Nov 20, 2023 22:11 UTC Amendment | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 2,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-054035 · form4.xml · derivative · entry 1 Kerns Mike · CIK 0001851947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,877 Underlying: Class A Common Stock · 2,877 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. F2 · shares: The reporting person was granted 2,877 restricted stock units and 7,180 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.