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O'Connor Brad G

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37910
SEC CIK
0001520206

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CompanyLast reported asReport datePublished
HOVNANIAN ENTERPRISES INCHOV · Entity 5200CFOJune 12, 2026June 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOVNANIAN ENTERPRISES INC

Report date June 12, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance Share Units (2026)SEC Table II · derivative / convertible securityDirect3,852 Reported balance After 2026-06-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-12 · Grant · Acquired 3,852 · Balance 3,852

F1: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F3: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

Phantom Shares (2026)SEC Table II · derivative / convertible securityDirect3,106 Reported balance After 2026-06-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-12 · Grant · Acquired 3,106 · Balance 3,106

F4: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock

F5: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F6: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F7: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

Filing footnotes · ownership attribution and instrument terms

F1: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F3: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

F4: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock

F5: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F6: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F7: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 16, 2026 21:00 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPhantom Shares (2026) · Derivative 3,106 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006089 · doc4.xml · derivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Class A Common Stock · 3,106 shares

Expires not disclosed

F4 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock

F5 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F6 · derivative.exercise_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F6 · derivative.expiration_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F7 · derivative.underlying_shares: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 21:00 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2026) · Derivative 3,852 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006089 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,852

Underlying: Class A Common Stock · 3,852 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:30 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionPerformance Share Units (2021) · Derivative 4,136 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006052 · doc4.xml · derivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock on a one-for-one basis

F3 · derivative.exercise_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class A Common Stock on the date that is two years following the vesting date.

F3 · derivative.expiration_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class A Common Stock on the date that is two years following the vesting date.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:30 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 2,020 $120.87 $244,157.40
Disclosure

SEC source: 0001225208-26-006052 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,305

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:30 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 4,136 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006052 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the settlement of vested Performance Share Units into Class A Common Stock, par value $.01, per share, non-cumulative ("Class A Common Stock") on a one-for-one basis.

Read SEC document
May 27, 2026 Filed May 29, 2026 20:58 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001225208-26-005651 · doc4.xml · derivative · entry 6

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires 2026-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F3 · price: N/A

F2 · derivative.exercise_date: The option is fully vested

F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

Read SEC document
May 27, 2026 Filed May 29, 2026 20:58 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001225208-26-005651 · doc4.xml · derivative · entry 5

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F3 · price: N/A

F2 · derivative.exercise_date: The option is fully vested

F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

Read SEC document
May 27, 2026 Filed May 29, 2026 20:58 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 739 $115.10 $85,055.21
Disclosure

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 4

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,189

Read SEC document
May 27, 2026 Filed May 29, 2026 20:58 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 370 $115.10 $42,585.15
Disclosure

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,928

Read SEC document
May 27, 2026 Filed May 29, 2026 20:58 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 1,000 $42.50 $42,500.00
Disclosure

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2026 Filed May 29, 2026 20:58 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 2,000 $42.50 $85,000.00
Disclosure

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 16:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantClass A Common Stock 13,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-010119 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,298

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied

F2 · shares: The LTIP award vested on October 31, 2025 and such shares shall be delivered two years after the vesting date.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 21:32 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 3,343 $120.23 $401,928.89
Disclosure

SEC source: 0001225208-25-008920 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,118

Read SEC document
June 13, 2025 Filed Jun 17, 2025 21:17 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPhantom Shares · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006035 · doc4.xml · derivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,758

Underlying: Class A Common Stock · 3,758 shares

Expires not disclosed

F4 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

F5 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F6 · derivative.exercise_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 13, 2028 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2026.

F6 · derivative.expiration_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 13, 2028 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2026.

F7 · derivative.underlying_shares: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 21:17 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2025) · Derivative 4,644 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006035 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,644

Underlying: Class A Common Stock · 4,644 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 13, 2028 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2026 and, to the extent vested, settle in shares of Class A Common Stock on June 13, 2030.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 13, 2028 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2026 and, to the extent vested, settle in shares of Class A Common Stock on June 13, 2030.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

Read SEC document
June 12, 2025 Filed Jun 16, 2025 23:30 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 896 $99.54 $89,187.84
Disclosure

SEC source: 0001225208-25-005987 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,461

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:47 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 800 Not disclosed Strike: $66.75 Not disclosed
Disclosure

SEC source: 0001225208-25-005810 · doc4.xml · derivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 800 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F4 · price: N/A

F2 · derivative.exercise_date: The option is fully vested

F3 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:47 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 546 $97.98 $53,497.08
Disclosure

SEC source: 0001225208-25-005810 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,357

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:47 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 800 $66.75 $53,400.00
Disclosure

SEC source: 0001225208-25-005810 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed May 30, 2025 16:52 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2024) · Derivative 4,616 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005535 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,232

Underlying: Class A Common Stock · 4,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 4,616 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 14, 2027 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 4,616 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 14, 2027 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 4,616 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 14, 2027 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

Read SEC document
December 11, 2024 Filed Dec 14, 2024 00:40 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantClass A Common Stock 6,491 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010821 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,103

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied.

F2 · shares: The LTIP award vested on October 31, 2024 and such shares shall be delivered two years after the vesting date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:51 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2024) · Derivative 4,616 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006904 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,616

Underlying: Class A Common Stock · 4,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis.

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 14, 2027 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2025 and, to the extent vested, settle in shares of Class A Common Stock on June 14, 2029.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 14, 2027 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2025 and, to the extent vested, settle in shares of Class A Common Stock on June 14, 2029.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 21:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 800 Not disclosed Strike: $110.25 Not disclosed
Disclosure

SEC source: 0001225208-24-006876 · doc4.xml · derivative · entry 4

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 800 shares

Expires 2024-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F4 · price: N/A

F2 · derivative.exercise_date: The option is fully vested.

F3 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

Read SEC document
June 12, 2024 Filed Jun 14, 2024 21:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 896 $152.04 $136,227.84
Disclosure

SEC source: 0001225208-24-006876 · doc4.xml · nonDerivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,612

Read SEC document
June 12, 2024 Filed Jun 14, 2024 21:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 568 $155.36 $88,244.48
Disclosure

SEC source: 0001225208-24-006876 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,508

Read SEC document
June 12, 2024 Filed Jun 14, 2024 21:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 800 $110.25 $88,200.00
Disclosure

SEC source: 0001225208-24-006876 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 21:54 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2023) · Derivative 2,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006515 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,764

Underlying: Class A Common Stock · 2,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis.

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,882 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,882 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,882 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 9, 2026 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

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January 05, 2024 Filed Jan 9, 2024 21:35 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionPhantom Shares · Derivative 6,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000653 · doc4.xml · derivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F2 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F3 · derivative.exercise_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the following January.

F3 · derivative.expiration_date: The Phantom Shares vested on October 31, 2023 and settled in cash in the following January.

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January 05, 2024 Filed Jan 9, 2024 21:35 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Disposition to issuerClass A Common Stock 6,062 $154.32 $935,487.84
Disclosure

SEC source: 0001225208-24-000653 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,276

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:35 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 6,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000653 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 23:39 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantClass A Common Stock 11,415 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011140 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,276

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied.

F2 · shares: The LTIP award vests as follows: (a) 6,850 shares vest on October 31, 2023, (b) 2,285 shares vest on October 31, 2024, and (c) 2,280 shares vest on October 31, 2025, which shares shall be delivered two years after the respective vesting dates.

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June 12, 2023 Filed Jun 13, 2023 22:07 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 862 $97.09 $83,691.58
Disclosure

SEC source: 0001225208-23-006801 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,861

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:07 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2023) · Derivative 2,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006801 · doc4.xml · derivative · entry 2

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,882

Underlying: Class A Common Stock · 2,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis.

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 9, 2026 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2024 and, to the extent vested, settle in shares of Class A Common Stock on June 9, 2028.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 9, 2026 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2024 and, to the extent vested, settle in shares of Class A Common Stock on June 9, 2028.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

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June 01, 2023 Filed Jun 6, 2023 14:22 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2022) · Derivative 2,956 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006572 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,310

Underlying: Class A Common Stock · 2,956 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 3,354 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 3,354 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 3,354 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:13 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionPhantom Shares · Derivative 6,063 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000565 · doc4.xml · derivative · entry 4

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,062

Underlying: Class A Common Stock · 6,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F2 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F3 · derivative.exercise_date: The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the following January.

F3 · derivative.expiration_date: The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the following January.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:13 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Disposition to issuerClass A Common Stock 6,063 $44.78 $271,501.14
Disclosure

SEC source: 0001225208-23-000565 · doc4.xml · nonDerivative · entry 3

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,723

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:13 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 1,288 $44.78 $57,676.64
Disclosure

SEC source: 0001225208-23-000565 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,786

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:13 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 6,063 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000565 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 22:42 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 865 $47.25 $40,871.25
Disclosure

SEC source: 0001225208-22-008097 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,011

Read SEC document
June 10, 2022 Filed Jun 14, 2022 22:42 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2022) · Derivative 3,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008097 · doc4.xml · derivative · entry 2

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354

Underlying: Class A Common Stock · 3,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 10, 2025 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2023 and, to the extent vested, settle in shares of Class B Common Stock on June 10, 2027.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 10, 2025 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2023 and, to the extent vested, settle in shares of Class B Common Stock on June 10, 2027.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

Read SEC document
June 09, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 26 $58.17 $1,512.42
Disclosure

SEC source: 0001225208-22-007985 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,876

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:40 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2021) · Derivative 2,068 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007616 · doc4.xml · derivative · entry 4

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,136

Underlying: Class A Common Stock · 2,068 shares

Expires not disclosed

F5 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock on a one-for-one basis

F6 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F7 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,068 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F7 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,068 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F7 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 2,068 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class A Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

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June 01, 2022 Filed Jun 2, 2022 21:40 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 800 Not disclosed Strike: $54.00 Not disclosed
Disclosure

SEC source: 0001225208-22-007616 · doc4.xml · derivative · entry 3

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 800 shares

Expires 2022-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F4 · price: N/A

F2 · derivative.exercise_date: The option is fully vested

F3 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:40 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 761 $56.83 $43,247.63
Disclosure

SEC source: 0001225208-22-007616 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,902

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:40 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 800 $54.00 $43,200.00
Disclosure

SEC source: 0001225208-22-007616 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:44 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionPhantom Shares · Derivative 13,738 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000668 · doc4.xml · derivative · entry 4

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,125

Underlying: Class A Common Stock · 13,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F2 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

F3 · derivative.exercise_date: The remaining Phantom Shares vest as follows: (a) 6,064 shares vest on October 31, 2022 and (b) 6,062 shares vest on October 31, 2023 and settle in cash in the January following vesting.

F3 · derivative.expiration_date: The remaining Phantom Shares vest as follows: (a) 6,064 shares vest on October 31, 2022 and (b) 6,062 shares vest on October 31, 2023 and settle in cash in the January following vesting.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:44 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Disposition to issuerClass A Common Stock 13,738 $112.43 $1,544,563.34
Disclosure

SEC source: 0001225208-22-000668 · doc4.xml · nonDerivative · entry 3

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,863

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:44 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass A Common Stock 571 $112.43 $64,197.53
Disclosure

SEC source: 0001225208-22-000668 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,601

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:44 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 13,738 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000668 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:52 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPhantom Shares · Derivative 25,863 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-015008 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,863

Underlying: Class A Common Stock · 25,863 shares

Expires not disclosed

F1 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied, which LTIP award is payable partly in these phantom shares.

F2 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · date: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied, which LTIP award is payable partly in these phantom shares.

F3 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP.

F4 · derivative.exercise_date: The share portion of the LTIP award vests as follows: (a) 13,738 shares are vested, (b) 6,064 shares vest on October 31, 2022, and (c) 6,062 shares vest on October 31, 2023 and settle in cash in the January following vesting.

F4 · derivative.expiration_date: The share portion of the LTIP award vests as follows: (a) 13,738 shares are vested, (b) 6,064 shares vest on October 31, 2022, and (c) 6,062 shares vest on October 31, 2023 and settle in cash in the January following vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.