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Lyon Charles M

Disclosed activity across 1 company

Tapewire entity
37866
SEC CIK
0001620576

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
StoneX Group Inc.SNEX · Entity 3627PresidentSeptember 10, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

StoneX Group Inc.

Report date September 10, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect324,242 Reported balance After 2026-09-10 transaction · row 1
1 source row

Row 1 · 2026-09-10 · Gift · Disposed 500 · Balance 324,242

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 11, 2026 11:59 UTC StoneX Group Inc. SNEX · Entity 3627 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001620576-26-000007 · wk-form4_1789127947.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,242

Read SEC document
June 12, 2026 Filed Jun 16, 2026 20:35 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 9,000 $131.96 $1,187,640.00
Disclosure

SEC source: 0001620576-26-000005 · wk-form4_1781642129.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,495

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 22:07 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 45,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001620576-26-000002 · wk-form4_1770761218.xml · derivative · entry 3

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Common Stock · 45,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 22:07 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 30,000 $124.78 $3,743,271.00
Disclosure

SEC source: 0001620576-26-000002 · wk-form4_1770761218.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,330

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 22:07 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 45,000 $20.00 $900,000.00
Disclosure

SEC source: 0001620576-26-000002 · wk-form4_1770761218.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:27 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001620576-25-000003 · wk-form4_1766006852.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,330

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
May 19, 2025 Filed May 20, 2025 20:46 UTC StoneX Group Inc. SNEX · Entity 3627 GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000098 · wk-form4_1747774002.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,930

Read SEC document
May 15, 2025 Filed May 16, 2025 20:59 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 13,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,500

Underlying: Common Stock · 13,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:59 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 13,000 $86.92 $1,129,952.20
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,080

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:59 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 13,000 $20.00 $260,000.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:59 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 32,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,500

Underlying: Common Stock · 32,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:59 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 17,000 $87.92 $1,494,708.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,080

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:59 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 32,000 $20.00 $640,000.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2024 Filed Dec 17, 2024 21:56 UTC StoneX Group Inc. SNEX · Entity 3627 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000202 · wk-form4_1734472570.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,387

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:56 UTC StoneX Group Inc. SNEX · Entity 3627 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000202 · wk-form4_1734472570.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,487

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:56 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 10,430 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000202 · wk-form4_1734472570.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,987

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:37 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 4,016 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,000

Underlying: Common Stock · 4,016 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:37 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 4,016 $74.02 $297,244.64
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:37 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 4,016 $30.00 $120,480.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 5,621 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,016

Underlying: Common Stock · 5,621 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 5,621 $75.54 $424,609.78
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 5,621 $30.00 $168,630.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 12:28 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 6,787 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000071 · wk-form4_1710419284.xml · derivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,637

Underlying: Common Stock · 6,787 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 12:28 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 6,787 $67.52 $458,285.39
Disclosure

SEC source: 0000913760-24-000071 · wk-form4_1710419284.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 12:28 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 6,787 $30.00 $203,610.00
Disclosure

SEC source: 0000913760-24-000071 · wk-form4_1710419284.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 13:09 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 7,858 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,424

Underlying: Common Stock · 7,858 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 13:09 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 7,858 $68.11 $535,224.88
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 13:09 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 7,858 $30.00 $235,740.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:09 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 10,338 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,282

Underlying: Common Stock · 10,338 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:09 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 10,338 $68.53 $708,427.99
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:09 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 10,338 $30.00 $310,140.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 6,998 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,620

Underlying: Common Stock · 6,998 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 6,998 $68.59 $479,969.73
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 6,998 $30.00 $209,940.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 9,178 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,618

Underlying: Common Stock · 9,178 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 9,178 $68.22 $626,099.30
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 9,178 $30.00 $275,340.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 15,141 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,796

Underlying: Common Stock · 15,141 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 15,141 $68.68 $1,039,829.37
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · balance_after: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 15,141 $30.00 $454,230.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 4,852 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,937

Underlying: Common Stock · 4,852 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 4,852 $68.62 $332,949.09
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · balance_after: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 4,852 $30.00 $145,560.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:38 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionStock Options · Derivative 15,552 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,789

Underlying: Common Stock · 15,552 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2024 Filed Feb 14, 2024 21:38 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 15,552 $65.11 $1,012,530.07
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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February 13, 2024 Filed Feb 14, 2024 21:38 UTC StoneX Group Inc. SNEX · Entity 3627 Exercise / conversionCommon Stock 15,552 $30.00 $466,560.00
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 12, 2024 Filed Feb 14, 2024 21:38 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 3,659 $67.29 $246,202.77
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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December 15, 2023 Filed Dec 19, 2023 21:29 UTC StoneX Group Inc. SNEX · Entity 3627 GrantRestricted Shares of Common Stock 14,261 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000186 · wk-form4_1703021333.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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December 05, 2023 Filed Dec 7, 2023 21:24 UTC StoneX Group Inc. SNEX · Entity 3627 GrantStock Options · Derivative 225,000 $64.25 Strike: $64.25 $14,456,250.00
Disclosure

SEC source: 0000913760-23-000172 · wk-form4_1701984266.xml · derivative · entry 2

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 225,000 shares

Expires 0031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

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September 15, 2023 Filed Sep 18, 2023 20:18 UTC StoneX Group Inc. SNEX · Entity 3627 SaleCommon Stock 2,369 $93.08 $220,497.99
Disclosure

SEC source: 0000913760-23-000128 · wk-form4_1695068277.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,531

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.