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person · Reporting owner

Pfeifer John C

Disclosed activity across 3 companies

Tapewire entity
37795
SEC CIK
0001434515

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRUNSWICK CORPBC · Entity 3939SVP & PRES MERCURY MARINEFebruary 13, 2019February 15, 2019
James Hardie Industries plcJHX · Entity 3321DirectorSeptember 15, 2026September 17, 2026
OSHKOSH CORPOSK · Entity 3573DirectorSeptember 11, 2026September 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRUNSWICK CORP

Report date February 13, 2019 · Filed February 15, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,376 Reported balance After 2019-02-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-02-13 · Grant · Acquired 10,200 · Balance 81,376

F1: Restricted stock granted under the 2014 Stock Incentive Plan with right to have shares withheld to pay income taxes on lapse of restrictions.

F2: Beneficial holdings include 224 shares acquired pursuant to dividend reinvestment in December, 2018.

Common StockSEC Table I · non-derivativeDirect88,890 Reported balance After 2019-02-13 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-02-13 · Grant · Acquired 7,514 · Balance 88,890

F3: Shares were acquired pursuant to the officer's 2016 performance share grant that vested on February 13, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted under the 2014 Stock Incentive Plan with right to have shares withheld to pay income taxes on lapse of restrictions.

F2: Beneficial holdings include 224 shares acquired pursuant to dividend reinvestment in December, 2018.

F3: Shares were acquired pursuant to the officer's 2016 performance share grant that vested on February 13, 2019.

James Hardie Industries plc

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect6,112 Reported balance After 2026-09-15 transaction · row 1
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 751 · Balance 6,112

F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued pursuant to the issuer's Non-Executive Director Compensation Program

OSHKOSH CORP

Report date September 11, 2026 · Filed September 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect150,668.573 Reported balance After 2026-09-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-11 · Sale · Disposed 778 · Balance 150,668.573

F1: Shares were sold pursuant to a Rule 10b5-1 plan adopted on June 9, 2026.

F2: Represents weighted average price. Individual sales by lot ranged from $150.00 to $150.01. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Filing footnotes · ownership attribution and instrument terms

F1: Shares were sold pursuant to a Rule 10b5-1 plan adopted on June 9, 2026.

F2: Represents weighted average price. Individual sales by lot ranged from $150.00 to $150.01. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2023 Filed Nov 16, 2023 20:42 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,756 $97.07 $170,454.92
Disclosure

SEC source: 0001062993-23-020961 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,273.995

Read SEC document
November 15, 2023 Filed Nov 16, 2023 20:42 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,735.268 $97.07 $362,582.46
Disclosure

SEC source: 0001062993-23-020961 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,029.995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
October 16, 2023 Filed Oct 17, 2023 20:42 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,805 $95.82 $268,775.10
Disclosure

SEC source: 0001062993-23-019464 · form4.xml · nonDerivative · entry 4

Pfeifer John C · CIK 0001434515 · Director · Director & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,294.727

F3 · balance_after: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Read SEC document
October 16, 2023 Filed Oct 17, 2023 20:42 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 5,966 $95.82 $571,662.12
Disclosure

SEC source: 0001062993-23-019464 · form4.xml · nonDerivative · entry 3

Pfeifer John C · CIK 0001434515 · Director · Director & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,486.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023.

Read SEC document
October 16, 2023 Filed Oct 17, 2023 20:42 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 4,032 $95.82 $386,346.24
Disclosure

SEC source: 0001062993-23-019464 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · Director · Director & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,520.94

Read SEC document
October 16, 2023 Filed Oct 17, 2023 20:42 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 8,578 $95.82 $821,943.96
Disclosure

SEC source: 0001062993-23-019464 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · Director · Director & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,552.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023).

Read SEC document
May 11, 2023 Filed May 15, 2023 16:20 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3,799.397 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011065 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,799.397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/11/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/11/2021.

Read SEC document
May 11, 2023 Filed May 15, 2023 16:20 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,786 $74.01 $132,181.86
Disclosure

SEC source: 0001062993-23-011065 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,974.94

Read SEC document
May 11, 2023 Filed May 15, 2023 16:20 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,799.397 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-011065 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,760.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 14:24 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3,595.662 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008277 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,595.661

Underlying: Common Stock · 3,595.662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/2/2022.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 14:24 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,690 $83.18 $140,574.20
Disclosure

SEC source: 0001062993-23-008277 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,961.543

Read SEC document
March 31, 2023 Filed Apr 3, 2023 14:24 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,595.662 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008277 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,651.543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:55 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 34.335 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006211 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,259.624

Underlying: Common Stock · 34.335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:55 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 16 $90.70 $1,451.20
Disclosure

SEC source: 0001062993-23-006211 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,055.881

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:55 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 34.335 $90.70 $3,114.18
Disclosure

SEC source: 0001062993-23-006211 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,071.881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on February 21, 2023 which fell between dividend record date and dividend payment date.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 20:21 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 103.004 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005827 · form4.xml · derivative · entry 5

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,293.959

Underlying: Common Stock · 103.004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

F6 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 20:21 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 33.303 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005827 · form4.xml · derivative · entry 4

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400.679

Underlying: Common Stock · 33.303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 20:21 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 32.361 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005827 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,191.323

Underlying: Common Stock · 32.361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 4/2/2021.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 4/2/2021.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 20:21 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 19.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005827 · form4.xml · derivative · entry 2

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373.262

Underlying: Common Stock · 19.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 20:21 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 17.097 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005827 · form4.xml · derivative · entry 1

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,799.397

Underlying: Common Stock · 17.097 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/11/2020.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/11/2020.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 19:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 7,595.478 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004338 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,190.955

Underlying: Common Stock · 7,595.478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 19:01 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 3,562 $89.15 $317,552.30
Disclosure

SEC source: 0001062993-23-004338 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,037.546

Read SEC document
February 21, 2023 Filed Feb 22, 2023 19:01 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 7,595.478 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004338 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,599.546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 21:19 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 34,285 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004225 · form4.xml · derivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Underlying: Common Stock · 34,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/20/2024.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/20/2024.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 15.011 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · derivative · entry 9

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,367.376

Underlying: Common Stock · 15.011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 17.736 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · derivative · entry 8

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,353.582

Underlying: Common Stock · 17.736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 8.198 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · derivative · entry 7

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8.198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 8 $90.43 $723.44
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · nonDerivative · entry 6

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,004.068

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 15.011 $90.43 $1,357.44
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · nonDerivative · entry 5

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,012.068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 15, 2022 which fell between dividend record date and dividend payment date.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 9 $90.43 $813.87
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · nonDerivative · entry 4

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,997.057

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 17.736 $90.43 $1,603.87
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · nonDerivative · entry 3

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,006.057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2022 which fell between dividend record date and dividend payment date.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 4 $90.43 $361.72
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,988.321

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 8.198 $90.43 $741.35
Disclosure

SEC source: 0001062993-22-023052 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,992.321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2022 which fell between dividend record date and dividend payment date.

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November 28, 2022 Filed Nov 29, 2022 21:16 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 92.852 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022904 · form4.xml · derivative · entry 6

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,786.433

Underlying: Common Stock · 92.852 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

F7 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/21/2022.

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November 28, 2022 Filed Nov 29, 2022 21:16 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 45.032 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022904 · form4.xml · derivative · entry 5

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,382.387

Underlying: Common Stock · 45.032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

F6 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/15/2021.

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November 28, 2022 Filed Nov 29, 2022 21:16 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 29.172 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022904 · form4.xml · derivative · entry 4

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,158.962

Underlying: Common Stock · 29.172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 4/2/2021.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 4/2/2021.

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November 28, 2022 Filed Nov 29, 2022 21:16 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 35.477 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022904 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,371.318

Underlying: Common Stock · 35.477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/16/2020.

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November 28, 2022 Filed Nov 29, 2022 21:16 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 15.412 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022904 · form4.xml · derivative · entry 2

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,782.3

Underlying: Common Stock · 15.412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/11/2020.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/11/2020.

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November 28, 2022 Filed Nov 29, 2022 21:16 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.198 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022904 · form4.xml · derivative · entry 1

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8.198

Underlying: Common Stock · 8.198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/18/2019.

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November 18, 2022 Filed Nov 21, 2022 19:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2,003.694 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022561 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,003.694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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November 18, 2022 Filed Nov 21, 2022 19:46 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 942 $92.18 $86,833.56
Disclosure

SEC source: 0001062993-22-022561 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,984.123

Read SEC document
November 18, 2022 Filed Nov 21, 2022 19:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,003.694 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022561 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,926.123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:51 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 4,334.818 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022427 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,335.841

Underlying: Common Stock · 4,334.818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2022.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:51 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,038 $91.67 $186,823.46
Disclosure

SEC source: 0001062993-22-022427 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,922.429

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:51 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 4,334.818 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022427 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,960.429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:29 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3,668.676 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022284 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,337.355

Underlying: Common Stock · 3,668.676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:29 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,725 $93.66 $161,563.50
Disclosure

SEC source: 0001062993-22-022284 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625.611

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:29 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,668.676 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-022284 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,350.611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:08 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 779 $77.81 $60,613.99
Disclosure

SEC source: 0001062993-22-020941 · form4.xml · nonDerivative · entry 4

Pfeifer John C · CIK 0001434515 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,681.935

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:08 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,656 $77.81 $128,853.36
Disclosure

SEC source: 0001062993-22-020941 · form4.xml · nonDerivative · entry 3

Pfeifer John C · CIK 0001434515 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,460.935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.