Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allogene Therapeutics, Inc.ALLO · Entity 5243 | CHIEF FINANCIAL OFFICER | February 02, 2026 | February 04, 2026 |
| Better Therapeutics, Inc.BTTX · Entity 94385 | Director | December 18, 2023 | December 20, 2023 |
| PERRIGO Co plcPRGO · Entity 4516 | Director | September 11, 2026 | September 15, 2026 |
| Tricida, Inc.TCDA · Entity 122050 | COO, CFO and EVP | February 28, 2022 | March 02, 2022 |
| Viracta Therapeutics, Inc.SNSS · Entity 85616 | Director | May 31, 2017 | June 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allogene Therapeutics, Inc.
Report date February 02, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,252,795 |
Reported balance
After 2026-02-02 transaction · row 1
1 source rowRow 1 · 2026-02-02 · Sale · Disposed 24,001 · Balance 1,252,795 F1: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.71 to $1.83, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.87 · Expires 2036-02-02 | Direct | 539,072 |
Reported balance
After 2026-02-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-02 · Grant · Acquired 539,072 · Balance 539,072 F3: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 152,480 |
Reported balance
After 2026-02-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-02 · Grant · Acquired 152,480 · Balance 152,480 F4: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $1.71 to $1.83, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: 25% of the shares subject to the stock option shall vest on February 2, 2027, and the remaining shares shall vest in 36 equal monthly installments thereafter.
F4: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in 4 successive equal annual installments over the four-year period measured from February 2, 2026, subject to continued service through the vesting date.
Better Therapeutics, Inc.
Report date December 18, 2023 · Filed December 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,031,805 |
Reported balance
After 2023-12-18 transaction · row 1
1 source rowRow 1 · 2023-12-18 · Grant · Acquired 3,750 · Balance 1,031,805 F1: The Reporting person was awarded 3,750 Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on June 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Parker Trust | 53,333 |
Reported balance
Holding disclosure · report date 2023-12-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,333 F2: These shares are owned directly by the Geoffrey M. Parker Rev Trust dtd 1/27/00 (the "Parker Trust"), and indirectly by the Reporting Person and his spouse, Jill G. Parker, as trustees of the Parker Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting person was awarded 3,750 Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on June 1, 2024.
F2: These shares are owned directly by the Geoffrey M. Parker Rev Trust dtd 1/27/00 (the "Parker Trust"), and indirectly by the Reporting Person and his spouse, Jill G. Parker, as trustees of the Parker Trust.
PERRIGO Co plc
Report date September 11, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 33,873 |
Ending reported balance
After 2026-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-11 · Exercise / conversion · Acquired 1,263 · Balance 34,480 Row 2 · 2026-09-11 · Tax withholding · Disposed 607 · Balance 33,873 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-11 · Exercise / conversion · Disposed 1,263 · Balance 0 F3: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F4: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 12 September 2026. |
| Ordinary SharesSEC Table I · non-derivative | IndirectRevocable Trust | 25,879 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25,879 F1: Revocable trust in which Geoffrey Parker and Jill Parker are the trustees. |
| Ordinary SharesSEC Table I · non-derivative | IndirectIRA | 17,375 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,375 F2: Geoffrey M. Parker Roth IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Revocable trust in which Geoffrey Parker and Jill Parker are the trustees.
F2: Geoffrey M. Parker Roth IRA.
F3: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.
F4: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 12 September 2026.
Tricida, Inc.
Report date February 28, 2022 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.96 · Expires 2032-02-27 | Direct | 256,000 |
Reported balance
After 2022-02-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-28 · Grant · Acquired 256,000 · Balance 256,000 F1: The option to purchase common stock will vest as follows: (a) 25% of the shares subject to the options shall vest on February 28, 2023, and (b) the remaining 75% vest in 36 equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The option to purchase common stock will vest as follows: (a) 25% of the shares subject to the options shall vest on February 28, 2023, and (b) the remaining 75% vest in 36 equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
Viracta Therapeutics, Inc.
Report date May 31, 2017 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.96 · Expires 2027-05-31 | Direct | 25,000 |
Reported balance
After 2017-05-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-31 · Grant · Acquired 25,000 · Balance 25,000 F1: The option vests over one (1) year in equal monthly installments from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests over one (1) year in equal monthly installments from the date of grant.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ChemoCentryx, Inc.
Report date October 20, 2022 · Filed October 24, 2022
Section 16 reporting ended · disclosed 2022-10-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-20 transaction · row 1
1 source rowRow 1 · 2022-10-20 · Disposition to issuer · Disposed 107,997 · Balance 0 F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised, F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares. |
| Common StockSEC Table I · non-derivative | IndirectGeoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust | 0 |
Reported balance
After 2022-10-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-10-20 · Disposition to issuer · Disposed 21,076 · Balance 0 F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised, F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Delaware Charter Guarantee & Trust Company, Trustee FBO Mr. Geoffrey Monroe Parker IRA | 0 |
Reported balance
After 2022-10-20 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-10-20 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised, F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $22.39 | Direct | 0 |
Reported balance
After 2022-10-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-10-20 · Disposition to issuer · Disposed 8,342 · Balance 0 F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.06 | Direct | 0 |
Reported balance
After 2022-10-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-10-20 · Disposition to issuer · Disposed 4,504 · Balance 0 F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.60 | Direct | 0 |
Reported balance
After 2022-10-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-10-20 · Disposition to issuer · Disposed 12,287 · Balance 0 F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.94 | Direct | 0 |
Reported balance
After 2022-10-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-10-20 · Disposition to issuer · Disposed 13,352 · Balance 0 F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.94 | Direct | 0 |
Reported balance
After 2022-10-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-10-20 · Disposition to issuer · Disposed 12,500 · Balance 0 F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-10-20 · Disposition to issuer · Disposed 15,723 · Balance 0 F4: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 3, 2022, among Amgen Inc. ("Parent"), Carnation Merger Sub, Inc. ("Merger Sub") and ChemoCentryx, Inc. (the "Company"), pursuant to which, on October 20, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Company (collectively, the "Shares," and each such share, a "Share") (other than any such Shares (i) held by the Company as treasury stock or owned by Parent or Merger Sub, (ii) held by any subsidiary of the Company or Parent (other than Merger Sub) or (iii) as to which appraisal rights have been properly exercised,
F2: (Continued from Footnote 1) and not withdrawn, in accordance with the Delaware General Corporation Law) was thereupon canceled and converted into the right to receive $52.00 in cash, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any Shares.
F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each stock option of the Company ("Company Option") held by the Reporting Person that remained outstanding as of immediately prior to the Effective Time vested in full and was canceled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the number of Shares underlying such Company Option immediately prior to the Effective Time by (y) the amount, if any, by which the Merger Consideration exceeded the exercise price of such Company Option.
F4: At the Effective Time, each restricted stock unit of the Company held by the Reporting Person that was outstanding immediately prior to the Effective Time and that was (A) granted prior to August 3, 2022 or granted after August 3, 2022 and specified in the disclosure schedules delivered by the Company to Parent in connection with the Merger Agreement and/or (B) granted to a non-employee member of the Board became fully vested and was cancelled and converted into the right to receive an amount in cash, less applicable withholding taxes and without interest, equal to (x) the total number of Shares underlying such restricted stock unit multiplied by (y) $52.00. The restricted stock units did not have an expiration date.
GENOMIC HEALTH INC
Report date November 08, 2019 · Filed November 14, 2019
Section 16 reporting ended · disclosed 2019-11-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-08 transaction · row 1
1 source rowRow 1 · 2019-11-08 · Grant · Disposed 955 · Balance 0 F1: Disposed of in connection with the acquisition of Issuer (the "Merger") by Exact Sciences Corporation ("Exact Sciences") pursuant to the Agreement and Plan of Merger, dated July 28, 2019 (the "Merger Agreement"), among Exact Sciences, Spring Acquisition Corp., and Issuer, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $26,277 and 430 shares of Exact Sciences common stock, having a market value of $79.95 per share, based on the closing price of Exact Sciences common stock on November 7, 2019. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.07 · Expires 2026-06-21 | Direct | 0 |
Reported balance
After 2019-11-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-08 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $335,468 and 5,494 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the terms of the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.53 · Expires 2027-06-16 | Direct | 0 |
Reported balance
After 2019-11-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-08 · Disposition to issuer · Disposed 10,000 · Balance 0 F3: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $145,268 and 2,379 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.72 · Expires 2028-06-07 | Direct | 0 |
Reported balance
After 2019-11-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-08 · Disposition to issuer · Disposed 10,000 · Balance 0 F4: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $62,196 and 1,018 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.41 · Expires 2029-06-14 | Direct | 0 |
Reported balance
After 2019-11-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-11-08 · Disposition to issuer · Disposed 6,583 · Balance 0 F5: Disposed of in connection with the Merger, whereby such Issuer restricted stock unit award, whether or not vested, was cancelled in exchange for a cash payment of $39,074 and 640 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the acquisition of Issuer (the "Merger") by Exact Sciences Corporation ("Exact Sciences") pursuant to the Agreement and Plan of Merger, dated July 28, 2019 (the "Merger Agreement"), among Exact Sciences, Spring Acquisition Corp., and Issuer, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $26,277 and 430 shares of Exact Sciences common stock, having a market value of $79.95 per share, based on the closing price of Exact Sciences common stock on November 7, 2019.
F2: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $335,468 and 5,494 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the terms of the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger.
F3: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $145,268 and 2,379 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
F4: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $62,196 and 1,018 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
F5: Disposed of in connection with the Merger, whereby such Issuer restricted stock unit award, whether or not vested, was cancelled in exchange for a cash payment of $39,074 and 640 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2020 Filed May 27, 2020 00:55 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | Exercise / conversionCommon Stock | 7,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032210 · doc4.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares were acquired upon vesting of restricted stock units awarded on May 23, 2019. Read SEC document |
| May 21, 2020 Filed May 27, 2020 00:55 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | GrantRestricted Stock Units · Derivative | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032210 · doc4.xml · derivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,660 Underlying: Common Stock · 4,660 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F4 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F5 · derivative.exercise_date: The restricted stock units awarded on May 21, 2020, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date. F5 · derivative.expiration_date: The restricted stock units awarded on May 21, 2020, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date. Read SEC document |
| May 21, 2020 Filed May 27, 2020 00:55 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | GrantStock Option (right to buy) · Derivative | 2,888 | Not disclosed Strike: $59.73 | Not disclosed |
DisclosureSEC source: 0001209191-20-032210 · doc4.xml · derivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,888 Underlying: Common Stock · 2,888 shares Expires 2030-05-21 F3 · price: Not applicable. F2 · derivative.exercise_date: The option granted on May 21, 2020, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:39 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 6,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-20-000060 · wf-form4_158993514964589.xml · derivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,054 shares Expires 2020-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · kind: Vesting of service-based restricted stock units granted on May 15, 2019. F3 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:39 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 2,906 | $52.76 | $153,320.56 |
DisclosureSEC source: 0001585364-20-000060 · wf-form4_158993514964589.xml · nonDerivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:39 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 6,054 | $52.76 | $319,409.04 |
DisclosureSEC source: 0001585364-20-000060 · wf-form4_158993514964589.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of service-based restricted stock units granted on May 15, 2019. Read SEC document |
| May 12, 2020 Filed May 13, 2020 00:45 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 1,439 | $31.66 | $45,558.74 |
DisclosureSEC source: 0001595585-20-000069 · wf-form4_158933071762287.xml · nonDerivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 Disclosed balance after: 95,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.93 to $31.90, inclusive. F2 · ownership.nature: Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. Read SEC document |
| May 12, 2020 Filed May 13, 2020 00:45 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 1,303 | $30.09 | $39,207.27 |
DisclosureSEC source: 0001595585-20-000069 · wf-form4_158933071762287.xml · nonDerivative · entry 3 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 Disclosed balance after: 93,561 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.78 to $30.64, inclusive. F2 · ownership.nature: Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. Read SEC document |
| May 11, 2020 Filed May 13, 2020 00:45 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 19,854 | $30.36 | $602,767.44 |
DisclosureSEC source: 0001595585-20-000069 · wf-form4_158933071762287.xml · nonDerivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 Disclosed balance after: 92,258 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.08 to $30.81, inclusive. F2 · ownership.nature: Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. Read SEC document |
| May 11, 2020 Filed May 13, 2020 00:45 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 12,404 | $29.48 | $365,669.92 |
DisclosureSEC source: 0001595585-20-000069 · wf-form4_158933071762287.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 Disclosed balance after: 72,404 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $30.00, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1), (3), (4) and (5) to this Form 4. F2 · ownership.nature: Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:58 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 5,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-20-000056 · wf-form4_158923069743230.xml · derivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804 Underlying: Ordinary Shares · 5,804 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F3 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 7 May 2021. F3 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 7 May 2021. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | SaleCommon Stock | 860 | $38.21 | $32,863.01 |
DisclosureSEC source: 0001209191-20-021176 · doc4.xml · nonDerivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust Disclosed balance after: 49,600 F5 · price: Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $38.00 to $38.82 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | SaleCommon Stock | 13,959 | $37.40 | $522,007.97 |
DisclosureSEC source: 0001209191-20-021176 · doc4.xml · nonDerivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust Disclosed balance after: 50,460 F4 · price: Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $37.00 to $37.99 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | SaleCommon Stock | 9,181 | $36.72 | $337,099.70 |
DisclosureSEC source: 0001209191-20-021176 · doc4.xml · nonDerivative · entry 3 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust Disclosed balance after: 64,419 F3 · price: Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $36.21 to $36.99 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | SaleCommon Stock | 2,801 | $35.32 | $98,931.60 |
DisclosureSEC source: 0001209191-20-021176 · doc4.xml · nonDerivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust Disclosed balance after: 73,600 F2 · price: Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $34.90 to $35.825 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | SaleCommon Stock | 3,199 | $34.43 | $110,146.69 |
DisclosureSEC source: 0001209191-20-021176 · doc4.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust Disclosed balance after: 76,401 F1 · price: Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $33.92 to $34.83 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 21:10 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 5,000 | $29.46 | $147,300.00 |
DisclosureSEC source: 0001595585-20-000038 · wf-form4_158396098712913.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA Disclosed balance after: 55,000 F1 · price: The price reported in Column 1 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.31 to $29.57, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:16 UTC | Tricida, Inc. TCDA · Entity 122050 | GrantEmployee Stock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $35.12 | $0.00 |
DisclosureSEC source: 0001595585-20-000018 · wf-form4_158276256907547.xml · derivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2030-02-23 F1 · derivative.exercise_date: The option to purchase common stock will vest as follows: (a) 25% of the shares subject to the options shall vest on February 24, 2021, and (b) the remaining 75% vest in 36 equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| December 10, 2019 Filed Feb 6, 2020 01:12 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007046 · doc5.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust Disclosed balance after: 79,600 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:10 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | Exercise / conversionStock Option (right to buy) · Derivative | 31,990 | Not disclosed Strike: $6.00 | Not disclosed |
DisclosureSEC source: 0001209191-19-059149 · doc4.xml · derivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,990 shares Expires 2019-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Not applicable. F1 · derivative.exercise_date: As of December 2, 2019, and prior to this transaction, the exercised options were fully vested. F1 · derivative.expiration_date: As of December 2, 2019, and prior to this transaction, the exercised options were fully vested. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:10 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | Exercise / conversionCommon Stock | 31,990 | $6.00 | $191,940.00 |
DisclosureSEC source: 0001209191-19-059149 · doc4.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 21:51 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 945 | $34.72 | $32,810.40 |
DisclosureSEC source: 0001595585-19-000262 · wf-form4_157420027173643.xml · nonDerivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Disclosed balance after: 50,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.41 to $34.91, inclusive. F2 · ownership.nature: Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:51 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 19,055 | $34.28 | $653,205.40 |
DisclosureSEC source: 0001595585-19-000262 · wf-form4_157420027173643.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Disclosed balance after: 49,055 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.96 to $34.52, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) and (3) to this Form 4. F2 · ownership.nature: Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA. Read SEC document |
| November 08, 2019 Filed Nov 14, 2019 21:46 UTC | GENOMIC HEALTH INC GHDX · Entity 153816 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 6,583 | Not disclosed Strike: $52.41 | Not disclosed |
DisclosureSEC source: 0001209191-19-056643 · doc4.xml · derivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,583 shares Expires 2029-06-14 F5 · price: Disposed of in connection with the Merger, whereby such Issuer restricted stock unit award, whether or not vested, was cancelled in exchange for a cash payment of $39,074 and 640 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger. Read SEC document |
| November 08, 2019 Filed Nov 14, 2019 21:46 UTC | GENOMIC HEALTH INC GHDX · Entity 153816 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $51.72 | Not disclosed |
DisclosureSEC source: 0001209191-19-056643 · doc4.xml · derivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2028-06-07 F4 · price: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $62,196 and 1,018 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Read SEC document |
| November 08, 2019 Filed Nov 14, 2019 21:46 UTC | GENOMIC HEALTH INC GHDX · Entity 153816 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $31.53 | Not disclosed |
DisclosureSEC source: 0001209191-19-056643 · doc4.xml · derivative · entry 3 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2027-06-16 F3 · price: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $145,268 and 2,379 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Read SEC document |
| November 08, 2019 Filed Nov 14, 2019 21:46 UTC | GENOMIC HEALTH INC GHDX · Entity 153816 | Disposition to issuerDirector Stock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $26.07 | Not disclosed |
DisclosureSEC source: 0001209191-19-056643 · doc4.xml · derivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-06-21 F2 · price: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $335,468 and 5,494 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the terms of the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger. F2 · derivative.exercise_date: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $335,468 and 5,494 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the terms of the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger. Read SEC document |
| November 08, 2019 Filed Nov 14, 2019 21:46 UTC | GENOMIC HEALTH INC GHDX · Entity 153816 | GrantCommon Stock | 955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-056643 · doc4.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in connection with the acquisition of Issuer (the "Merger") by Exact Sciences Corporation ("Exact Sciences") pursuant to the Agreement and Plan of Merger, dated July 28, 2019 (the "Merger Agreement"), among Exact Sciences, Spring Acquisition Corp., and Issuer, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $26,277 and 430 shares of Exact Sciences common stock, having a market value of $79.95 per share, based on the closing price of Exact Sciences common stock on November 7, 2019. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 23:48 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,347 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001595585-19-000206 · wf-form4_156764090906532.xml · derivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,909 Underlying: Common Stock · 54,347 shares Expires 2027-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests 25% on April 10, 2018, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 23:48 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 54,347 | $1.84 | $99,998.48 |
DisclosureSEC source: 0001595585-19-000206 · wf-form4_156764090906532.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 22:41 UTC | Tricida, Inc. TCDA · Entity 122050 | GrantEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $34.27 | $0.00 |
DisclosureSEC source: 0001595585-19-000178 · wf-form4_156660010185974.xml · derivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-08-22 F1 · derivative.exercise_date: The option to purchase common stock will vest in eighteen equal monthly installments from August 22, 2019 to February 22, 2021, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 23:39 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 4,531 | $33.60 | $152,241.60 |
DisclosureSEC source: 0001595585-19-000170 · wf-form4_156582596217528.xml · nonDerivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Disclosed balance after: 30,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.32 to $33.92, inclusive. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 23:39 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 7,416 | $32.91 | $244,060.56 |
DisclosureSEC source: 0001595585-19-000170 · wf-form4_156582596217528.xml · nonDerivative · entry 3 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Disclosed balance after: 25,469 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $33.24, inclusive. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 23:39 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 2,577 | $32.56 | $83,907.12 |
DisclosureSEC source: 0001595585-19-000170 · wf-form4_156582596217528.xml · nonDerivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Disclosed balance after: 18,053 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $32.87, inclusive. F2 · ownership.nature: Shares held by Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 23:39 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 15,476 | $31.64 | $489,660.64 |
DisclosureSEC source: 0001595585-19-000170 · wf-form4_156582596217528.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Disclosed balance after: 15,476 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.25 to $32.23, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4. F2 · ownership.nature: Shares held by Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 17:56 UTC | GENOMIC HEALTH INC GHDX · Entity 153816 | GrantDirector Stock Option (right to buy) · Derivative | 6,583 | $0.00 Strike: $52.41 | $0.00 |
DisclosureSEC source: 0001209191-19-037779 · doc4.xml · derivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,583 Underlying: Common Stock · 6,583 shares Expires 2029-06-14 F2 · derivative.exercise_date: The option becomes exercisable in full on the first anniversary of the date of the grant or immediately prior to the Company's next annual meeting of stockholders, if earlier. In addition, the options become fully vested in the event of a change in control of the Company. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 17:56 UTC | GENOMIC HEALTH INC GHDX · Entity 153816 | GrantCommon Stock | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037779 · doc4.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955 F1 · shares: Restricted stock units (RSUs) awarded on June 14, 2019 which vest in full on the first anniversary date of the grant or immediately prior to the Company's next annual meeting of stockholders, if earlier. In addition, the RSUs become fully vested in the event of a change in control of the Company. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 22:17 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | Exercise / conversionStock Option (right to buy) · Derivative | 18,010 | Not disclosed Strike: $6.00 | Not disclosed |
DisclosureSEC source: 0001209191-19-034054 · doc4.xml · derivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,990 Underlying: Common Stock · 18,010 shares Expires 2019-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: As of May 30, 2019, and prior to this transaction, the exercised options were fully vested. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 22:17 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | SaleCommon Stock | 12,815 | $12.00 | $153,805.63 |
DisclosureSEC source: 0001209191-19-034054 · doc4.xml · nonDerivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,199 F1 · kind: Shares sold are associated with stock options that will expire in December 2019. F2 · price: Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $11.85 to $12.115 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 22:17 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | Exercise / conversionCommon Stock | 18,010 | $6.00 | $108,060.00 |
DisclosureSEC source: 0001209191-19-034054 · doc4.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 24, 2019 00:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | GrantStock Option (right to buy) · Derivative | 12,287 | Not disclosed Strike: $11.60 | Not disclosed |
DisclosureSEC source: 0001209191-19-032532 · doc4.xml · derivative · entry 6 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,287 Underlying: Common Stock · 12,287 shares Expires 2029-05-23 F6 · price: Not applicable. F5 · derivative.exercise_date: The option granted on May 23, 2019, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Read SEC document |
| May 23, 2019 Filed May 24, 2019 00:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | GrantRestricted Stock Units · Derivative | 7,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-032532 · doc4.xml · derivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,724 Underlying: Common Stock · 7,724 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F4 · derivative.exercise_date: The restricted stock units awarded on May 23, 2019, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date. F4 · derivative.expiration_date: The restricted stock units awarded on May 23, 2019, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date. Read SEC document |
| May 21, 2019 Filed May 24, 2019 00:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | Exercise / conversionRestricted Stock Units · Derivative | 8,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-032532 · doc4.xml · derivative · entry 4 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of CCXI common stock. F3 · derivative.exercise_date: 100% of the restricted stock units vested on May 21, 2019. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date. F3 · derivative.expiration_date: 100% of the restricted stock units vested on May 21, 2019. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date. Read SEC document |
| May 21, 2019 Filed May 24, 2019 00:42 UTC | ChemoCentryx, Inc. CCXI · Entity 122928 | Exercise / conversionCommon Stock | 8,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032532 · doc4.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares were acquired upon vesting of restricted stock units awarded on May 21, 2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 19:29 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionRestricted Stock Units · Derivative | 3,971 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-19-000060 · wf-form4_155812134558085.xml · derivative · entry 6 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,971 shares Expires 2019-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F1 · kind: Vesting of service-based restricted stock units granted on May 15, 2018. F3 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Read SEC document |
| May 15, 2019 Filed May 17, 2019 19:29 UTC | PERRIGO Co plc PRGO · Entity 4516 | GrantRestricted Stock Units · Derivative | 6,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585364-19-000060 · wf-form4_155812134558085.xml · derivative · entry 5 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,054 Underlying: Ordinary Shares · 6,054 shares Expires 2020-05-15 F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. F3 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Read SEC document |
| May 15, 2019 Filed May 17, 2019 19:29 UTC | PERRIGO Co plc PRGO · Entity 4516 | Tax withholdingOrdinary Shares | 1,907 | $49.55 | $94,491.85 |
DisclosureSEC source: 0001585364-19-000060 · wf-form4_155812134558085.xml · nonDerivative · entry 2 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,293 Read SEC document |
| May 15, 2019 Filed May 17, 2019 19:29 UTC | PERRIGO Co plc PRGO · Entity 4516 | Exercise / conversionOrdinary Shares | 3,971 | $49.55 | $196,763.05 |
DisclosureSEC source: 0001585364-19-000060 · wf-form4_155812134558085.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of service-based restricted stock units granted on May 15, 2018. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 12:16 UTC | Tricida, Inc. TCDA · Entity 122050 | GrantCommon Stock | 20,000 | $36.00 | $720,000.00 |
DisclosureSEC source: 0001595585-19-000078 · wf-form4_155472579079938.xml · nonDerivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Indirect · By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA Disclosed balance after: 25,000 F1 · ownership.nature: Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA. 5,000 of the shares were previously reported as owned directly. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:17 UTC | Tricida, Inc. TCDA · Entity 122050 | GrantEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $22.82 | $0.00 |
DisclosureSEC source: 0001595585-19-000033 · wf-form4_155087025121197.xml · derivative · entry 1 Parker Geoffrey M. · CIK 0001491874 · Chief Fin. Officer and Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-02-20 F1 · derivative.exercise_date: The option to purchase common stock will vest as follows: (a) 25% of the shares subject to the options shall vest on February 20, 2020, and (b) the remaining 75% vest in 36 equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.