Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | CFO, Treasurer & Secretary | June 16, 2026 | June 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date June 16, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 383,360 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Tax withholding · Disposed 8,931 · Balance 383,360 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. |
| Common StockSEC Table I · non-derivative | IndirectHeld by MDH Trust | 160,042 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 160,042 F2: Shares held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
F2: Shares held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2020 Filed Jun 19, 2020 00:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,344 | $34.08 | $79,883.52 |
DisclosureSEC source: 0001289889-20-000008 · wf-form4_159252568296521.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,495 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:57 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,189 | $22.61 | $162,543.29 |
DisclosureSEC source: 0001289889-20-000006 · wf-form4_158456506098438.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,839 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionIncentive Stock Option · Derivative | 4,297 | $0.00 Strike: $6.22 | $0.00 |
DisclosureSEC source: 0001289889-20-000004 · wf-form4_158352862221749.xml · derivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,297 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 4,297 | $6.22 | $26,727.34 |
DisclosureSEC source: 0001289889-20-000004 · wf-form4_158352862221749.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 44,392 | $35.42 | $1,572,164.88 |
DisclosureSEC source: 0001289889-20-000004 · wf-form4_158352862221749.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,731 F1 · shares: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:53 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289889-20-000002 · wf-form4_158276121443822.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,123 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2020 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:38 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 12,016 | $36.22 | $435,219.52 |
DisclosureSEC source: 0001289889-19-000013 · wf-form4_157670508855757.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,123 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:49 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,098 | $36.02 | $255,669.96 |
DisclosureSEC source: 0001289889-19-000011 · wf-form4_156875334842762.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,139 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:49 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionIncentive Stock Option · Derivative | 8,000 | $0.00 Strike: $6.23 | $0.00 |
DisclosureSEC source: 0001289889-19-000011 · wf-form4_156875334842762.xml · derivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,297 Underlying: Common Stock · 8,000 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:49 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 8,000 | $6.23 | $49,840.00 |
DisclosureSEC source: 0001289889-19-000011 · wf-form4_156875334842762.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 22:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionIncentive Stock Option · Derivative | 6,383 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001289889-19-000009 · wf-form4_156633923053295.xml · derivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,383 shares Expires 2021-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 22:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 6,383 | $0.30 | $1,914.90 |
DisclosureSEC source: 0001289889-19-000009 · wf-form4_156633923053295.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2019 Filed Jun 18, 2019 20:30 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,098 | $48.19 | $342,052.62 |
DisclosureSEC source: 0001289889-19-000007 · wf-form4_156088981441306.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,854 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 19, 2019 Filed Mar 19, 2019 23:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 35,861 | $41.37 | $1,483,569.57 |
DisclosureSEC source: 0001289889-19-000004 · wf-form4_155303723298231.xml · nonDerivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,004 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F4 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 19, 2019 Filed Mar 19, 2019 23:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 5,570 | $40.90 | $227,813.00 |
DisclosureSEC source: 0001289889-19-000004 · wf-form4_155303723298231.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,865 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F3 · shares: The price reported a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.80 to $40.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 23:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,161 | $41.43 | $296,680.23 |
DisclosureSEC source: 0001289889-19-000004 · wf-form4_155303723298231.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,435 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Apr 3, 2019 20:52 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,213 | $41.43 | $298,834.59 |
DisclosureSEC source: 0001289889-19-000005 · wf-form4a_155432474306636.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,383 F1 · shares: Form amended to correct the shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289889-19-000002 · wf-form4_155190653316333.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,596 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 22:13 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 9,394 | $28.56 | $268,292.64 |
DisclosureSEC source: 0001289889-18-000014 · wf-form4_154517116999794.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,596 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 20:21 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,550 | $34.82 | $158,408.25 |
DisclosureSEC source: 0001289889-18-000012 · wf-form4_153730206279833.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,990 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| July 18, 2018 Filed Jul 18, 2018 22:57 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,000 | $35.06 | $350,557.00 |
DisclosureSEC source: 0001628280-18-009351 · wf-form4_153195463153533.xml · nonDerivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,540 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of July 16, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.15, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 22:57 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 23,356 | $35.23 | $822,759.48 |
DisclosureSEC source: 0001628280-18-009351 · wf-form4_153195463153533.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,540 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of July 16, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.95 to $35.58, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 22:57 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,644 | $34.98 | $232,375.89 |
DisclosureSEC source: 0001628280-18-009351 · wf-form4_153195463153533.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,896 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 14, 2018, with an effective date of July 16, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.02, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 16, 2018 Filed Jun 19, 2018 22:44 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,547 | $35.27 | $160,372.69 |
DisclosureSEC source: 0001289889-18-000010 · wf-form4_152944827546250.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,540 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| May 29, 2018 Filed May 31, 2018 23:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionIncentive Stock Option · Derivative | 15,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001289889-18-000008 · wf-form4_152780848898817.xml · derivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,383 Underlying: Common Stock · 15,000 shares Expires 2021-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the Option vested on 3/16/2012, and the remaining shares subject to the Option vested in equal 36 installments on the 16th day of each month, in each case subject to the reporting person's continued employment through such vesting dates. Read SEC document |
| May 29, 2018 Filed May 31, 2018 23:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 15,000 | $0.30 | $4,500.00 |
DisclosureSEC source: 0001289889-18-000008 · wf-form4_152780848898817.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,288 | $28.79 | $65,871.52 |
DisclosureSEC source: 0001289889-18-000006 · wf-form4_152244871028566.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,087 F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 71,500 | $28.79 | $2,058,485.00 |
DisclosureSEC source: 0001289889-18-000006 · wf-form4_152244871028566.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,375 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2018 and ending on December 16, 2020; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 23:32 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 709 | $30.33 | $21,505.25 |
DisclosureSEC source: 0001289889-18-000004 · wf-form4_152184792463572.xml · nonDerivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,875 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of March 21, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.28 to $30.42, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 23:32 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 27,641 | $29.96 | $828,245.98 |
DisclosureSEC source: 0001289889-18-000004 · wf-form4_152184792463572.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,584 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of March 21, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $30.255, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:32 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 11,650 | $29.35 | $341,869.25 |
DisclosureSEC source: 0001289889-18-000004 · wf-form4_152184792463572.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,225 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of March 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.10 to $29.64, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:48 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,330 | $28.62 | $66,684.60 |
DisclosureSEC source: 0001289889-18-000002 · wf-form4_152158248957729.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,875 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| December 16, 2017 Filed Dec 19, 2017 23:17 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 13,283 | $22.00 | $292,226.00 |
DisclosureSEC source: 0001289889-17-000015 · wf-form4_151372544825977.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,205 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 20,000 | $24.31 | $486,114.00 |
DisclosureSEC source: 0001289889-17-000013 · wf-form4_151207711300140.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,488 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 26, 2017, with an effective date of September 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.88, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:29 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,442 | $22.00 | $207,724.00 |
DisclosureSEC source: 0001289889-17-000011 · wf-form4_150767097168650.xml · nonDerivative · entry 4 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,488 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 26, 2017, with an effective date of September 15, 2017. F5 · price: These shares were sold in multiple transactions at a price of $22.00. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 21:29 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 500 | $22.00 | $11,002.00 |
DisclosureSEC source: 0001289889-17-000011 · wf-form4_150767097168650.xml · nonDerivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,930 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 26, 2017, with an effective date of September 15, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.04, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:29 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,500 | $22.01 | $165,078.75 |
DisclosureSEC source: 0001289889-17-000011 · wf-form4_150767097168650.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,430 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 26, 2017, with an effective date of September 15, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.045, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 21:29 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 2,558 | $22.02 | $56,317.18 |
DisclosureSEC source: 0001289889-17-000011 · wf-form4_150767097168650.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,930 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 26, 2017, with an effective date of September 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.02, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 20:35 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,349 | $20.71 | $48,647.79 |
DisclosureSEC source: 0001289889-17-000009 · wf-form4_150585333708033.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,488 F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:35 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 20,000 | $21.43 | $428,600.00 |
DisclosureSEC source: 0001289889-17-000009 · wf-form4_150585333708033.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,837 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.91, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionIncentive Stock Option · Derivative | 16,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001289889-17-000007 · wf-form4_150352042533472.xml · derivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,383 Underlying: Common Stock · 16,000 shares Expires 2021-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the Option vested on 3/16/2012, and the remaining shares subject to the Option vest in equal 36 installments on the 16th day of each month, in each case subject to the reporting person's continued employment through such vesting dates. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 16,000 | $0.30 | $4,800.00 |
DisclosureSEC source: 0001289889-17-000007 · wf-form4_150352042533472.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 20:52 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,353 | $21.55 | $50,707.15 |
DisclosureSEC source: 0001289889-17-000005 · wf-form4_149799194904685.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,837 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:29 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,809 | $15.50 | $28,039.50 |
DisclosureSEC source: 0001289889-17-000003 · wf-form4_149099217922360.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,190 F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:29 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 70,000 | $15.50 | $1,085,000.00 |
DisclosureSEC source: 0001289889-17-000003 · wf-form4_149099217922360.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,999 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2017 and ending on December 16, 2019; provided that participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,065 | $8.75 | $61,818.75 |
DisclosureSEC source: 0001289889-16-000009 · wf-form4_148218563203793.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,999 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.