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Cohen Fred E

Disclosed activity across 11 companies

Tapewire entity
37634
SEC CIK
0001339358

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIOCRYST PHARMACEUTICALS INCBCRX · Entity 315DirectorJune 20, 2018June 22, 2018
CareDx, Inc.CDNA · Entity 4344DirectorJune 12, 2026June 16, 2026
FIVE PRIME THERAPEUTICS, INC.FPRX · Entity 16595DirectorMay 10, 2017May 12, 2017
Intellia Therapeutics, Inc.NTLA · Entity 4585DirectorJune 09, 2026June 10, 2026
Kyverna Therapeutics, Inc.KYTX · Entity 5452DirectorMay 27, 2026May 29, 2026
Progyny, Inc.PGNY · Entity 4521DirectorMay 23, 2024May 29, 2024
Roka BioScience, Inc.ROKA · Entity 172682DirectorJune 28, 2017June 30, 2017
TANDEM DIABETES CARE INCTNDM · Entity 4682DirectorNovember 15, 2018November 19, 2018
UroGen Pharma Ltd.URGN · Entity 4466DirectorAugust 06, 2024August 08, 2024
VERACYTE, INC.VCYT · Entity 2018DirectorOctober 19, 2020October 20, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIOCRYST PHARMACEUTICALS INC

Report date June 20, 2018 · Filed June 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Automatic Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.09 · Expires 2028-06-20Direct30,000 Reported balance After 2018-06-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-20 · Grant · Acquired 30,000 · Balance 30,000

F1: Automatic non-employee director grant pursuant to the BioCryst Pharmaceuticals, Inc. Stock Incentive Plan.

F2: Vests 1/12th per month over twelve months beginning July 20, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic non-employee director grant pursuant to the BioCryst Pharmaceuticals, Inc. Stock Incentive Plan.

F2: Vests 1/12th per month over twelve months beginning July 20, 2018.

CareDx, Inc.

Report date June 12, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect165,060 Reported balance After 2026-06-12 transaction · row 1
1 source row

Row 1 · 2026-06-12 · Grant · Acquired 9,795 · Balance 165,060

F1: The reported securities are represented by restricted stock units ("RSUs"), of which the RSUs vests 100% on the earlier of the one year anniversary of grant or the day immediately before the first Annual Meeting that occurs after the grant date., subject to the Reporting Person's continuous service on each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are represented by restricted stock units ("RSUs"), of which the RSUs vests 100% on the earlier of the one year anniversary of grant or the day immediately before the first Annual Meeting that occurs after the grant date., subject to the Reporting Person's continuous service on each applicable vesting date.

FIVE PRIME THERAPEUTICS, INC.

Report date May 10, 2017 · Filed May 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.80 · Expires 2027-05-09Direct10,000 Reported balance After 2017-05-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-05-10 · Grant · Acquired 10,000 · Balance 10,000

F1: This option will vest in its entirety on the earlier to occur of (i) May 10, 2018 or (ii) the day before the 2018 annual meeting of stockholders of Five Prime Therapeutics, Inc. (the "Company"), subject to the reporting person's continued service to the Company through such vest date.

Filing footnotes · ownership attribution and instrument terms

F1: This option will vest in its entirety on the earlier to occur of (i) May 10, 2018 or (ii) the day before the 2018 annual meeting of stockholders of Five Prime Therapeutics, Inc. (the "Company"), subject to the reporting person's continued service to the Company through such vest date.

Intellia Therapeutics, Inc.

Report date June 09, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect216,653 Reported balance After 2026-06-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-09 · Grant · Acquired 9,200 · Balance 216,653

F1: Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.89 · Expires 2036-06-08Direct13,300 Reported balance After 2026-06-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-09 · Grant · Acquired 13,300 · Balance 13,300

F2: This option was granted on June 9, 2026 with respect to 13,300 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.

F2: This option was granted on June 9, 2026 with respect to 13,300 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Kyverna Therapeutics, Inc.

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,727 Reported balance After 2026-05-27 transaction · row 1
1 source row

Row 1 · 2026-05-27 · Grant · Acquired 5,093 · Balance 21,727

F1: Represents a restricted stock unit award of common stock, which will vest in full on the earlier of (i) May 27, 2027, and (ii) immediately prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer on and through each applicable vesting date, inclusive.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.59 · Expires 2036-05-27Direct20,582 Reported balance After 2026-05-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-27 · Grant · Acquired 20,582 · Balance 20,582

F2: All of the shares subject to the option shall be fully vested and exercisable on the earlier of (i) May 27, 2027, and (ii) immediately prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer on and through each applicable vesting date, inclusive.

Common StockSEC Table I · non-derivativeIndirectSee Footnote4,523,924 Reported balance Holding disclosure · report date 2026-05-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,523,924

F3: Shares held directly by Vida Ventures, LLC ("Vida"). Vida Ventures Advisors, LLC is the investment advisor to Vida. Dr. Arie Belldegrun, Leonard Potter and the Reporting Person are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida, but each disclaims beneficial ownership of the shares held by Vida except to the extent of such person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award of common stock, which will vest in full on the earlier of (i) May 27, 2027, and (ii) immediately prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer on and through each applicable vesting date, inclusive.

F2: All of the shares subject to the option shall be fully vested and exercisable on the earlier of (i) May 27, 2027, and (ii) immediately prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer on and through each applicable vesting date, inclusive.

F3: Shares held directly by Vida Ventures, LLC ("Vida"). Vida Ventures Advisors, LLC is the investment advisor to Vida. Dr. Arie Belldegrun, Leonard Potter and the Reporting Person are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida, but each disclaims beneficial ownership of the shares held by Vida except to the extent of such person's pecuniary interest therein, if any.

Progyny, Inc.

Report date May 23, 2024 · Filed May 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,693 Reported balance After 2024-05-23 transaction · row 1
1 source row

Row 1 · 2024-05-23 · Grant · Acquired 6,176 · Balance 22,693

F1: Represents the number of shares of Issuer common stock underlying restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs will vest on May 23, 2025, subject to the Reporting Person's continued service on such date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.15 · Expires 2034-05-22Direct25,070 Reported balance After 2024-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-23 · Grant · Acquired 25,070 · Balance 25,070

F2: The shares subject to the option will vest on May 23, 2025, subject to the Reporting Person's continued service on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Issuer common stock underlying restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs will vest on May 23, 2025, subject to the Reporting Person's continued service on such date.

F2: The shares subject to the option will vest on May 23, 2025, subject to the Reporting Person's continued service on such date.

Roka BioScience, Inc.

Report date June 28, 2017 · Filed June 30, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.55 · Expires 2027-06-27Direct3,000 Reported balance After 2017-06-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-06-28 · Grant · Acquired 3,000 · Balance 3,000

TANDEM DIABETES CARE INC

Report date November 15, 2018 · Filed November 19, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $33.12Direct25,000 Reported balance After 2018-11-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-11-15 · Grant · Acquired 25,000 · Balance 25,000

F1: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2: All shares subject to the option will vest in equal monthly installments over 12 months.

F3: The expiration date for these options is 10 years from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2: All shares subject to the option will vest in equal monthly installments over 12 months.

F3: The expiration date for these options is 10 years from the date of grant.

UroGen Pharma Ltd.

Report date August 06, 2024 · Filed August 08, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right ot buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.16 · Expires 2034-08-06Direct10,000 Reported balance After 2024-08-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-08-06 · Grant · Acquired 10,000 · Balance 10,000

F1: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

VERACYTE, INC.

Report date October 19, 2020 · Filed October 20, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,000 Reported balance After 2020-10-19 transaction · row 1
1 source row

Row 1 · 2020-10-19 · Exercise / conversion · Acquired 10,000 · Balance 10,000

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.60 · Expires 2028-06-07Direct0 Reported balance After 2020-10-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-19 · Exercise / conversion · Disposed 10,000 · Balance 0

F1: The option is fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The option is fully vested.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GENOMIC HEALTH INC

Report date November 08, 2019 · Filed November 14, 2019

Section 16 reporting ended · disclosed 2019-11-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-11-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-11-08 · Disposition to issuer · Disposed 68,165 · Balance 955

F1: Disposed of in connection with the acquisition of Issuer (the "Merger") by Exact Sciences Corporation ("Exact Sciences") pursuant to the Agreement and Plan of Merger, dated July 28, 2019 (the "Merger Agreement"), among Exact Sciences, Spring Acquisition Corp., and Issuer, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $1,874,586 and 30,703 shares of Exact Sciences common stock, having a market value of $79.95 per share, based on the closing price of Exact Sciences common stock on November 7, 2019.

Row 2 · 2019-11-08 · Disposition to issuer · Disposed 955 · Balance 0

F2: Disposed of in connection with the Merger, whereby such Issuer restricted stock unit award, whether or not vested, was cancelled in exchange for a cash payment of $26,277 and 430 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

Common StockSEC Table I · non-derivativeIndirectBy the Jane K Cohen Trust0 Reported balance After 2019-11-08 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-11-08 · Disposition to issuer · Disposed 6,068 · Balance 0

F3: Disposed of in connection with the Merger pursuant to the Merger Agreement, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $166,888 and 2,733 shares of Exact Sciences common stock, having a market value of $79.95 per share, based on the closing price of Exact Sciences common stock on November 7, 2019.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.87 · Expires 2023-06-07Direct0 Reported balance After 2019-11-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-11-08 · Disposition to issuer · Disposed 8,250 · Balance 0

F4: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $105,114 and 1,721 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.04 · Expires 2023-06-07Direct0 Reported balance After 2019-11-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-08 · Disposition to issuer · Disposed 1,515 · Balance 0

F5: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $19,197 and 314 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.18 · Expires 2026-06-10Direct0 Reported balance After 2019-11-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-08 · Disposition to issuer · Disposed 10,000 · Balance 0

F6: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $167,281 and 2,739 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.53 · Expires 2027-06-16Direct0 Reported balance After 2019-11-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-08 · Disposition to issuer · Disposed 10,000 · Balance 0

F7: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $145,268 and 2,379 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.72 · Expires 2028-06-07Direct0 Reported balance After 2019-11-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-11-08 · Disposition to issuer · Disposed 10,000 · Balance 0

F8: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $62,196 and 1,018 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.41 · Expires 2029-06-14Direct0 Reported balance After 2019-11-08 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-11-08 · Disposition to issuer · Disposed 6,583 · Balance 0

F9: Disposed of in connection with the Merger, whereby such Issuer restricted stock unit award, whether or not vested, was cancelled in exchange for a cash payment of $39,074 and 640 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the acquisition of Issuer (the "Merger") by Exact Sciences Corporation ("Exact Sciences") pursuant to the Agreement and Plan of Merger, dated July 28, 2019 (the "Merger Agreement"), among Exact Sciences, Spring Acquisition Corp., and Issuer, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $1,874,586 and 30,703 shares of Exact Sciences common stock, having a market value of $79.95 per share, based on the closing price of Exact Sciences common stock on November 7, 2019.

F2: Disposed of in connection with the Merger, whereby such Issuer restricted stock unit award, whether or not vested, was cancelled in exchange for a cash payment of $26,277 and 430 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

F3: Disposed of in connection with the Merger pursuant to the Merger Agreement, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $166,888 and 2,733 shares of Exact Sciences common stock, having a market value of $79.95 per share, based on the closing price of Exact Sciences common stock on November 7, 2019.

F4: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $105,114 and 1,721 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

F5: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $19,197 and 314 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

F6: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $167,281 and 2,739 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

F7: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $145,268 and 2,379 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

F8: Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $62,196 and 1,018 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.

F9: Disposed of in connection with the Merger, whereby such Issuer restricted stock unit award, whether or not vested, was cancelled in exchange for a cash payment of $39,074 and 640 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019. Pursuant to the applicable option award agreement, 100% of the unvested options held by the Reporting Person became fully vested following the change in control of the Issuer effected by the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2019 Filed May 22, 2019 20:32 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0001209191-19-032076 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2029-05-20

F1 · derivative.exercise_date: This option was granted on May 21, 2019 with respect to 19,000 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:00 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 149 $66.84 $9,959.16
Disclosure

SEC source: 0001209191-19-023405 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,768

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantCommon Stock 10,000 $16.89 $168,936.00
Disclosure

SEC source: 0001209191-19-016544 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.85 to $16.93, inclusive. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:49 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionDirector Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $26.01 $0.00
Disclosure

SEC source: 0001209191-19-013584 · doc4.xml · derivative · entry 5

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:49 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 693 $79.57 $55,141.87
Disclosure

SEC source: 0001209191-19-013584 · doc4.xml · nonDerivative · entry 3

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,619

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F3 · price: Represents weighted average sale price. Actual sale prices ranged from $79.50 to $80.02.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:49 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 9,307 $78.80 $733,416.73
Disclosure

SEC source: 0001209191-19-013584 · doc4.xml · nonDerivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,312

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F2 · price: Represents weighted average sale price. Actual sale prices ranged from $78.42 to $79.37.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:49 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionCommon Stock 10,000 $26.01 $260,100.00
Disclosure

SEC source: 0001209191-19-013584 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Mar 22, 2019 23:41 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001209191-19-021091 · doc4.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 6.25% of the ordinary shares underlying the stock option vested on each of August 15, 2017, November 15, 2017 and February 15, 2018; 31.25% of the shares vested on May 15, 2018, and the remaining shares vest in 8 equal quarterly installments thereafter.

Read SEC document
February 06, 2019 Filed Mar 22, 2019 23:41 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 15,000 $16.99 $254,850.00
Disclosure

SEC source: 0001209191-19-021091 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 22:31 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $13.78 $0.00
Disclosure

SEC source: 0000899243-19-001905 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2029-01-22

F1 · derivative.exercise_date: This option was granted on January 23, 2019 with respect to 38,000 shares of Common Stock, with 33% vesting on January 23, 2020 and the remaining 67% vesting in eight substantially equal quarterly installments thereafter.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:13 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 155 $64.41 $9,983.55
Disclosure

SEC source: 0001209191-19-001417 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,619

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:22 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 GrantStock Option · Derivative 25,000 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001209191-18-059304 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 18:27 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionDirector Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001209191-18-058383 · doc4.xml · derivative · entry 8

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 18:27 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 403 $89.50 $36,068.22
Disclosure

SEC source: 0001209191-18-058383 · doc4.xml · nonDerivative · entry 6

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,464

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F6 · price: Represents weighted average sale price. Actual sale prices ranged from $89.41 to $89.50.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 18:27 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 4,200 $88.73 $372,678.18
Disclosure

SEC source: 0001209191-18-058383 · doc4.xml · nonDerivative · entry 5

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,867

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F5 · price: Represents weighted average sale price. Actual sale prices ranged from $88.35 to $89.30.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 18:27 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 3,816 $87.98 $335,714.51
Disclosure

SEC source: 0001209191-18-058383 · doc4.xml · nonDerivative · entry 4

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,067

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F4 · price: Represents weighted average sale price. Actual sale prices ranged from $87.35 to $88.34.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 18:27 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 745 $85.67 $63,823.48
Disclosure

SEC source: 0001209191-18-058383 · doc4.xml · nonDerivative · entry 3

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,883

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F3 · price: Represents weighted average sale price. Actual sale prices ranged from $85.52 to $86.00.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 18:27 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 836 $84.90 $70,977.74
Disclosure

SEC source: 0001209191-18-058383 · doc4.xml · nonDerivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,628

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F2 · price: Represents weighted average sale price. Actual sale prices ranged from $84.48 to $85.30.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 18:27 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionCommon Stock 10,000 $27.75 $277,500.00
Disclosure

SEC source: 0001209191-18-058383 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:13 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 142 $70.18 $9,965.56
Disclosure

SEC source: 0001209191-18-054153 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,464

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 17:02 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionDirector Stock Option (right to buy) · Derivative 8,250 $0.00 Strike: $34.44 $0.00
Disclosure

SEC source: 0001209191-18-050301 · doc4.xml · derivative · entry 4

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,250 shares

Expires 2022-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 17:02 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 8,250 $61.51 $507,453.38
Disclosure

SEC source: 0001209191-18-050301 · doc4.xml · nonDerivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,322

F1 · price: Represents weighted average sale price. Actual sale prices ranged from $61.33 to $61.76.

F2 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 17:02 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionCommon Stock 8,250 $34.44 $284,130.00
Disclosure

SEC source: 0001209191-18-050301 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2018 Filed Aug 29, 2018 22:09 UTC CareDx, Inc. CDNA · Entity 4344 Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-18-023497 · doc4.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 13, 2017 and the remaining shares subject to the option vested monthly thereafter through July 13, 2018.

Read SEC document
August 28, 2018 Filed Aug 29, 2018 22:09 UTC CareDx, Inc. CDNA · Entity 4344 Exercise / conversionCommon Stock 15,000 $1.22 $18,300.00
Disclosure

SEC source: 0000899243-18-023497 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 19:47 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionDirector Stock Option (right to buy) · Derivative 8,250 $0.00 Strike: $25.79 $0.00
Disclosure

SEC source: 0001209191-18-046100 · doc4.xml · derivative · entry 5

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,250 shares

Expires 2021-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 19:47 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 1,400 $56.81 $79,534.98
Disclosure

SEC source: 0001209191-18-046100 · doc4.xml · nonDerivative · entry 3

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,322

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F3 · price: Represents weighted average sale price. Actual sale prices ranged from $56.65 to $56.92.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 19:47 UTC GENOMIC HEALTH INC GHDX · Entity 153816 SaleCommon Stock 6,850 $56.10 $384,265.14
Disclosure

SEC source: 0001209191-18-046100 · doc4.xml · nonDerivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,722

F1 · price: Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

F2 · price: Represents weighted average sale price. Actual sale prices ranged from $55.65 to $56.64.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 19:47 UTC GENOMIC HEALTH INC GHDX · Entity 153816 Exercise / conversionCommon Stock 8,250 $25.79 $212,767.50
Disclosure

SEC source: 0001209191-18-046100 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:03 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 198 $50.40 $9,979.20
Disclosure

SEC source: 0001209191-18-040923 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,322

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 13:29 UTC BIOCRYST PHARMACEUTICALS INC BCRX · Entity 315 GrantAutomatic Stock Option Grant · Derivative 30,000 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001127602-18-021726 · form4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-06-20

F1 · security: Automatic non-employee director grant pursuant to the BioCryst Pharmaceuticals, Inc. Stock Incentive Plan.

F2 · derivative.exercise_date: Vests 1/12th per month over twelve months beginning July 20, 2018.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 21:22 UTC CareDx, Inc. CDNA · Entity 4344 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0000899243-18-019262 · doc4.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-06-20

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 20, 2018 and the shares subject to the option shall vest monthly thereafter through June 20, 2019.

Read SEC document
June 20, 2018 Filed Jul 3, 2018 21:22 UTC CareDx, Inc. CDNA · Entity 4344 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019262 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,901

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 20, 2019.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 21:08 UTC VERACYTE, INC. VCYT · Entity 2018 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001384101-18-000038 · wf-form4_152840571332258.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The option becomes exercisable in full on the first anniversary of the date of the grant or immediately prior to the Company's next annual meeting of stockholders, if earlier. In addition, the option vests in full in the event of a change in control of the Company.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:55 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantDirector Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $51.72 $0.00
Disclosure

SEC source: 0001209191-18-037126 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The option becomes exercisable in full on the first anniversary of the date of the grant or immediately prior to the Company's next annual meeting of stockholders, if earlier. In addition, the option becomes fully vested in the event of a change in control of the Company.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:32 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 319 $31.29 $9,981.51
Disclosure

SEC source: 0001209191-18-023362 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,124

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 18:22 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 292 $34.20 $9,986.40
Disclosure

SEC source: 0001209191-18-001286 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,805

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 23:00 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 GrantStock Option · Derivative 5,300 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001209191-17-064033 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan. The grant is contingent upon future stockholder approval of an increase in the number of shares reserved for issuance under the 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over twelve (12) months.

F3 · derivative.expiration_date: The expiration date for these options is ten (10) years from the date of grant.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:47 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 GrantStock Options · Derivative 1,700 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001209191-17-061618 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_date: All shares subject to the option will vest in equal monthly installments over 12 months.

F3 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:10 UTC CareDx, Inc. CDNA · Entity 4344 GrantOption to Purchase Common Stock · Derivative 6,679 Not disclosed Strike: $5.49 Not disclosed
Disclosure

SEC source: 0000899243-17-026018 · doc4.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679

Underlying: Common Stock · 6,679 shares

Expires 2024-11-09

F3 · security: Represents a stock option granted pursuant to the Exchange Offer (the "New Options").

F4 · derivative.exercise_price: The exercise price per share equals the closing price per share of the Company's common stock, as quoted by NASDAQ, on November 9, 2017.

F2 · price: On November 8, 2017, pursuant to the offer by CareDx, Inc. (the "Company") to exchange certain outstanding stock options for new options as more fully described in the Schedule TO-I, filed with the Securities Exchange Commission on October 12, 2017, as amended and supplemented on October 24, 2017 and November 9, 2017(the "Exchange Offer"), the Company cancelled a stock option for 10,948 shares granted to the reporting person on June 19, 2014. In exchange for such cancelled stock option, the reporting person received a new stock option for 6,679 shares.

F5 · derivative.exercise_date: The New Options are scheduled to vest in three equal installments based upon the Company's achievement of certain performance goals as follows: (i) one third of the New Options vest upon the Company's determination, which has been reviewed by the Company's independent registered public accounting firm, that the Company has achieved $10 million of total cumulative sales of Allosure, its proprietary next-generation sequencing-based test to detect donor-derived, cell-free DNA after transplantation, commencing after the completion of the Exchange Offer, (ii) one third of the New Options vest upon the Company's determination, which has been reviewed by the Company's independent registered public accounting firm, that the Company has achieved quarterly revenues of at least $18.75 million for two consecutive fiscal quarters commencing after the completion of the Exchange Offer,

F6 · derivative.exercise_date: (Continued from Footnote 5) and (iii) one third of the New Options vest in the event the closing sales price of the Company's common stock is at or above $5.00 per share, as quoted by NASDAQ, for 10 consecutive trading days after the completion of the Exchange Offer.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:10 UTC CareDx, Inc. CDNA · Entity 4344 Disposition to issuerOption to Purchase Common Stock · Derivative 10,948 Not disclosed Strike: $12.40 Not disclosed
Disclosure

SEC source: 0000899243-17-026018 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,948 shares

Expires 2024-06-19

F2 · price: On November 8, 2017, pursuant to the offer by CareDx, Inc. (the "Company") to exchange certain outstanding stock options for new options as more fully described in the Schedule TO-I, filed with the Securities Exchange Commission on October 12, 2017, as amended and supplemented on October 24, 2017 and November 9, 2017(the "Exchange Offer"), the Company cancelled a stock option for 10,948 shares granted to the reporting person on June 19, 2014. In exchange for such cancelled stock option, the reporting person received a new stock option for 6,679 shares.

F1 · derivative.exercise_date: The shares underlying the cancelled option were vested and immediately exercisable.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 18:16 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 311 $32.09 $9,979.99
Disclosure

SEC source: 0001209191-17-055382 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,513

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 14:07 UTC BIOCRYST PHARMACEUTICALS INC BCRX · Entity 315 Exercise / conversionNon-Qualified Stock Option · Derivative 54,250 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001127602-17-027802 · form4.xml · derivative · entry 3

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,250 shares

Expires 2017-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: This transaction was made due to the upcoming expiration of the option.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 14:07 UTC BIOCRYST PHARMACEUTICALS INC BCRX · Entity 315 SaleCommon Stock 54,250 $5.42 $294,035.00
Disclosure

SEC source: 0001127602-17-027802 · form4.xml · nonDerivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,410

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.40 to $5.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 14:07 UTC BIOCRYST PHARMACEUTICALS INC BCRX · Entity 315 Exercise / conversionCommon Stock 54,250 $4.27 $231,647.50
Disclosure

SEC source: 0001127602-17-027802 · form4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:13 UTC CareDx, Inc. CDNA · Entity 4344 GrantStock Option (right to buy) · Derivative 15,000 $1.22 Strike: $1.22 $18,300.00
Disclosure

SEC source: 0000899243-17-018284 · doc4.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:13 UTC CareDx, Inc. CDNA · Entity 4344 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018284 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,901

F1 · shares: The reported securities are represented by restricted stock units which shall vest on July 13, 2018.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 19:03 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantCommon Stock 307 $32.55 $9,992.85
Disclosure

SEC source: 0001209191-17-043733 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,202

F1 · security: Restricted stock issued to the Reporting Person pursuant to the Genomic Health, Inc. 2005 Stock Incentive Plan in lieu of quarterly director retainer fees. Restricted stock is fully vested.

Read SEC document
June 28, 2017 Filed Jun 30, 2017 13:27 UTC Roka BioScience, Inc. ROKA · Entity 172682 GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001472343-17-000044 · wf-form4_149882924790794.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-06-27

Read SEC document
June 16, 2017 Filed Jun 20, 2017 20:38 UTC GENOMIC HEALTH INC GHDX · Entity 153816 GrantDirector Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $31.53 $0.00
Disclosure

SEC source: 0001209191-17-041149 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-16

F1 · derivative.exercise_date: The option becomes exercisable in full on the first anniversary of the date of the grant or immediately prior to the Company's next annual meeting of stockholders, if earlier. In addition, the option becomes fully vested in the event of a change in control of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.