Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COTY INC.COTY · Entity 4357 | 10% owner | August 29, 2025 | September 04, 2025 |
| Krispy Kreme, Inc.DNUT · Entity 5375 | 10% owner | June 12, 2026 | June 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COTY INC.
Report date August 29, 2025 · Filed September 04, 2025
Jointly reported with JAB Holdings B.V., Lucresca SE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security | Direct | 30,000,000 |
Reported balance
After 2025-08-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-08-29 · Other · Disposed 5,000,000 · Balance 30,000,000 F2: On August 29, 2025, the Long Swap (as defined below) with Credit Agricole Corporate and Investment Bank expired and terminated by cash-settlement by its terms with respect to a notional amount of 5,000,000 Shares. F3: JAB Holdings B.V. is party to long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares (the "Subject Shares"). The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Banks to acquire, hold, vote or dispose of any securities of the Company. F4: Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security | Direct | 30,000,000 |
Reported balance
After 2025-09-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-02 · Other · Acquired 30,000,000 · Balance 30,000,000 F5: On September 2, 2025, JAB Holdings B.V. agreed to extend the term of the Long Swap with Banco Santander, S.A., BNP Paribas and Societe Generale by approximately two (2) years for no additional consideration, although JAB Holdings B.V. has the right to terminate and close out the Long Swap during certain specified earlier periods if it so chooses. The extension resulted in a deemed cancellation of the existing Long Swap and a deemed entry into a new Long Swap with a later settlement date. The deemed cancellation is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) promulgated thereunder, respectively. All other material terms of such Long Swap, including the Reference Price, remain materially unchanged and in full force and effect. F3: JAB Holdings B.V. is party to long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares (the "Subject Shares"). The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Banks to acquire, hold, vote or dispose of any securities of the Company. F4: Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnotes. | 451,853,684 |
Reported balance
Holding disclosure · report date 2025-08-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 451,853,684 F1: These shares (the "Shares") of Class A Common Stock, par value $0.01 per share, of Coty Inc. (the "Company") are held and beneficially owned by JAB Beauty B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Beauty B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares (the "Shares") of Class A Common Stock, par value $0.01 per share, of Coty Inc. (the "Company") are held and beneficially owned by JAB Beauty B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Beauty B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
F2: On August 29, 2025, the Long Swap (as defined below) with Credit Agricole Corporate and Investment Bank expired and terminated by cash-settlement by its terms with respect to a notional amount of 5,000,000 Shares.
F3: JAB Holdings B.V. is party to long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares (the "Subject Shares"). The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Banks to acquire, hold, vote or dispose of any securities of the Company.
F4: Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F5: On September 2, 2025, JAB Holdings B.V. agreed to extend the term of the Long Swap with Banco Santander, S.A., BNP Paribas and Societe Generale by approximately two (2) years for no additional consideration, although JAB Holdings B.V. has the right to terminate and close out the Long Swap during certain specified earlier periods if it so chooses. The extension resulted in a deemed cancellation of the existing Long Swap and a deemed entry into a new Long Swap with a later settlement date. The deemed cancellation is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) promulgated thereunder, respectively. All other material terms of such Long Swap, including the Reference Price, remain materially unchanged and in full force and effect.
Krispy Kreme, Inc.
Report date June 12, 2026 · Filed June 16, 2026
Jointly reported with JAB Holdings B.V., JAB Investments S.a r.l., JAB Holding Co s.a r.l., Joh. A. Benckiser s.a.r.l., Lucresca SE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security | Direct | 7,069,936 |
Reported balance
After 2026-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-12 · Other · Acquired 7,069,936 · Balance 7,069,936 F2: As previously disclosed, JAB Holdings B.V. entered into a long cash-settled total return equity swap on August 11, 2023 (the "Long Swap") with HSBC Continental Europe (the "Dealer") providing for the establishment of long exposure with respect to a notional amount of up to the number of Shares purchased by the Dealer with an aggregate initial price not to exceed $100,000,000 (the "Subject Shares") that provide JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. F3: On June 12, 2026, JAB Holdings B.V. and the Dealer agreed to extend the term of the Long Swap to August 10, 2028 for no additional consideration, although JAB Holdings B.V. has the right to terminate and close out the Long Swap during certain specified earlier periods if it so chooses. The extension resulted in a deemed cancellation of the existing Long Swap and a deemed entry into a new Long Swap with a later settlement date. The deemed cancellation is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) promulgated thereunder, respectively. JAB Holdings B.V.'s exposure with respect to the Subject Shares remains unchanged, and the Long Swap remains in full force and effect. F4: The Long Swap (but not the Subject Shares referenced thereby) is owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swap does not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Dealer to acquire, hold, vote or dispose of any securities of the Company. Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnotes. | 74,190,990 |
Reported balance
Holding disclosure · report date 2026-06-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 74,190,990 F1: These shares (the "Shares") of common stock, par value $0.01 per share (the "Common Stock"), of Krispy Kreme, Inc. (the "Company") are held and beneficially owned by JAB Indulgence B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Indulgence B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares (the "Shares") of common stock, par value $0.01 per share (the "Common Stock"), of Krispy Kreme, Inc. (the "Company") are held and beneficially owned by JAB Indulgence B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Indulgence B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
F2: As previously disclosed, JAB Holdings B.V. entered into a long cash-settled total return equity swap on August 11, 2023 (the "Long Swap") with HSBC Continental Europe (the "Dealer") providing for the establishment of long exposure with respect to a notional amount of up to the number of Shares purchased by the Dealer with an aggregate initial price not to exceed $100,000,000 (the "Subject Shares") that provide JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled.
F3: On June 12, 2026, JAB Holdings B.V. and the Dealer agreed to extend the term of the Long Swap to August 10, 2028 for no additional consideration, although JAB Holdings B.V. has the right to terminate and close out the Long Swap during certain specified earlier periods if it so chooses. The extension resulted in a deemed cancellation of the existing Long Swap and a deemed entry into a new Long Swap with a later settlement date. The deemed cancellation is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) promulgated thereunder, respectively. JAB Holdings B.V.'s exposure with respect to the Subject Shares remains unchanged, and the Long Swap remains in full force and effect.
F4: The Long Swap (but not the Subject Shares referenced thereby) is owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swap does not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Dealer to acquire, hold, vote or dispose of any securities of the Company. Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Keurig Dr Pepper Inc.
Report date February 26, 2025 · Filed February 28, 2025
Jointly reported with JAB BevCo B.V., Acorn Holdings B.V., JAB Coffee & Beverages B.V., JAB Forest B.V., JAB Holdings B.V., JAB Investments S.a r.l., JAB Holding Co s.a r.l., Joh. A. Benckiser s.a.r.l., Lucresca SE
Section 16 reporting ended · disclosed 2025-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 134,113,479 |
Reported balance
After 2025-02-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-02-26 · Sale · Disposed 83,950,000 · Balance 134,113,479 F1: On February 28, 2025, JAB BevCo B.V. ("BevCo") sold shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to J.P. Morgan Securities LLC (the "Underwriter"), pursuant to an Underwriting Agreement, dated as of February 26, 2025, by and among BevCo, KDP and the Underwriter in connection with BevCo's previously disclosed secondary offering. F2: These Shares are held by JAB BevCo B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB BevCo B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 28, 2025, JAB BevCo B.V. ("BevCo") sold shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to J.P. Morgan Securities LLC (the "Underwriter"), pursuant to an Underwriting Agreement, dated as of February 26, 2025, by and among BevCo, KDP and the Underwriter in connection with BevCo's previously disclosed secondary offering.
F2: These Shares are held by JAB BevCo B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB BevCo B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2021 Filed Sep 7, 2021 17:20 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 2,900 | $16.77 | $48,628.07 |
DisclosureSEC source: 0001104659-21-113481 · tm2127059-1_4seq1.xml · nonDerivative · entry 3 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,233,676 F4 · shares: On September 3, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions. F6 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.7600 to $16.7750, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 17:20 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 360,284 | $16.28 | $5,865,999.97 |
DisclosureSEC source: 0001104659-21-113481 · tm2127059-1_4seq1.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,230,776 F4 · shares: On September 3, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions. F5 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.7600 to $16.7500, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:20 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 103,529 | $16.73 | $1,731,626.05 |
DisclosureSEC source: 0001104659-21-113481 · tm2127059-1_4seq1.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,870,492 F1 · shares: On September 2, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.6300 to $16.8400, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 16:22 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 28,509 | $16.66 | $474,914.33 |
DisclosureSEC source: 0001104659-21-112488 · tm2126865-1_4seq1.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,766,963 F1 · shares: On August 31, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.5700 to $16.8000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 18:26 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 42,873 | $16.93 | $725,749.86 |
DisclosureSEC source: 0001104659-21-111719 · tm2126370d1_4.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,738,454 F4 · shares: On August 30, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions. F5 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.8400 to $17.0000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 18:26 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 131,562 | $16.98 | $2,233,672.79 |
DisclosureSEC source: 0001104659-21-111719 · tm2126370d1_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,695,581 F1 · shares: On August 27, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.8400 to $17.0000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 16:21 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 82,130 | $16.93 | $1,390,083.10 |
DisclosureSEC source: 0001104659-21-110558 · tm2126370d1_4.xml · nonDerivative · entry 3 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,564,019 F5 · shares: On August 26, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions. F6 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.5300 to $17.0000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:21 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 35,209 | $17.45 | $614,537.89 |
DisclosureSEC source: 0001104659-21-110558 · tm2126370d1_4.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,481,889 F1 · shares: On August 25, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $17.3800 to $17.5000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:21 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 321,471 | $16.93 | $5,443,789.91 |
DisclosureSEC source: 0001104659-21-110558 · tm2126370d1_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,446,680 F1 · shares: On August 25, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.3800 to $17.3700, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 16:24 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 151,714 | $17.24 | $2,615,094.22 |
DisclosureSEC source: 0001104659-21-109343 · tm2125919-1_4.xml · nonDerivative · entry 4 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125,209 F5 · shares: On August 24, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions. F7 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $17.0900 to $17.3000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 16:24 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 204,966 | $16.84 | $3,451,319.99 |
DisclosureSEC source: 0001104659-21-109343 · tm2125919-1_4.xml · nonDerivative · entry 3 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973,495 F5 · shares: On August 24, 2021, JAB Holdings B.V. purchased Shares of Krispy Kreme in open market transactions. F6 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.0900 to $17.0850, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 16:24 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 278,692 | $16.52 | $4,603,350.85 |
DisclosureSEC source: 0001104659-21-109343 · tm2125919-1_4.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,768,529 F1 · shares: On August 23, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $16.1150 to $16.9100, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 16:24 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 77,988 | $15.60 | $1,216,527.01 |
DisclosureSEC source: 0001104659-21-109343 · tm2125919-1_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,489,837 F1 · shares: On August 23, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.1100 to $16.1050, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 06:31 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 294,748 | $15.19 | $4,475,895.75 |
DisclosureSEC source: 0001104659-21-108321 · tm2125656-1_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,411,849 F1 · shares: On August 20, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $14.6400 to $15.6000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 06:10 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 52,509 | $15.23 | $799,685.82 |
DisclosureSEC source: 0001104659-21-107895 · tm2125546-1_4.xml · nonDerivative · entry 3 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,117,101 F1 · shares: On August 19, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F5 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.1800 to $15.2800, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 06:10 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 83,192 | $14.87 | $1,237,065.04 |
DisclosureSEC source: 0001104659-21-107895 · tm2125546-1_4.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,064,592 F1 · shares: On August 19, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F4 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $14.1900 to $15.1750, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 06:10 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 99,047 | $13.54 | $1,341,324.19 |
DisclosureSEC source: 0001104659-21-107895 · tm2125546-1_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,981,400 F1 · shares: On August 19, 2021, JAB Holdings B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. F2 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $13.1800 to $14.1600, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. F3 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 17:05 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | PurchaseCommon Stock, par value $0.01 per share | 5,882,353 | $16.02 | $94,250,000.94 |
DisclosureSEC source: 0001104659-21-090294 · tm2121683-1_4seq1.xml · nonDerivative · entry 1 JAB Indulgence B.V. · CIK 0001869810 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,882,353 F1 · shares: On July 6, 2021, JAB Holdings B.V. purchased 5,882,353 shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") from the underwriters in connection with Krispy Kreme's initial public offering. Such Shares are subject to a 180-day lock-up restriction. F2 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:41 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 245,700 | $11.78 | $2,894,346.00 |
DisclosureSEC source: 0001104659-21-074240 · tm2117760d1_4.xml · nonDerivative · entry 1 Cottage Holdco B.V. · CIK 0001767648 · 10% owner JAB Cosmetics B.V. · CIK 0001636487 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,853,684 F1 · shares: On May 26, 2021, Cottage Holdco B.V. entered into a stock purchase agreement pursuant to which Cottage Holdco B.V. agreed to purchase 245,700 shares of Class A Common Stock in a privately negotiated transaction. F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 11:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 5,424,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-032933 · tm218847d1_4seq1.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 472,909,049 F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), on March 4, 2021, 5,424,511 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP"), held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), on March 4, 2021, 5,424,511 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP"), held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. F3 · ownership.nature: These Shares are held by JAB BevCo B.V. ("JAB BevCo"). On the basis of each Reporting Person's indirect interest in JAB BevCo, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB BevCo. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 11:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 5,424,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-032933 · tm218847d1_4seq1.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), on March 4, 2021, 5,424,511 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP"), held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), on March 4, 2021, 5,424,511 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP"), held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. F2 · ownership.direct: These Shares are held by JAB Holdings. On the basis of each other Reporting Person's direct or indirect interest in JAB Holdings, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 01:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 35,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 4 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 466,301,200 F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F3 · ownership.nature: These Shares are held by Maple Holdings B.V. ("Maple Holdings"). On the basis of each Reporting Person's indirect interest in Maple Holdings, each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 01:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 35,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 3 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,032,360 F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F2 · ownership.direct: These Shares are held by JAB Holdings. On the basis of each other Reporting Person's direct or indirect interest in JAB Holdings, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 01:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 2,712,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 466,301,200 F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F3 · ownership.nature: These Shares are held by Maple Holdings B.V. ("Maple Holdings"). On the basis of each Reporting Person's indirect interest in Maple Holdings, each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 01:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 2,712,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-137022 · tm2038827d1_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,067,745 F1 · shares: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F1 · price: JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. F2 · ownership.direct: These Shares are held by JAB Holdings. On the basis of each other Reporting Person's direct or indirect interest in JAB Holdings, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 20,000,000 | $28.30 | $566,000,000.00 |
DisclosureSEC source: 0001104659-20-127423 · tm2036419d2_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 466,301,200 F1 · shares: On November 17, 2020, Maple Holdings B.V. ("Maple Holdings") agreed to sell (the "Share Sale") 20,000,000 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC (the "Underwriters"), pursuant to an Underwriting Agreement, by and among Maple Holdings, KDP, Mondelez International Holdings LLC and the Underwriters. F2 · shares: On the basis of Acorn Top Holding B.V.'s ("ATH") beneficial ownership of Ordinary Shares J of Acorn, the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein. F3 · ownership.nature: These Shares are held by Maple Holdings. On the basis of ATH's beneficial ownership of Acorn, each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 20:35 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 0 | $29.00 | $0.00 |
DisclosureSEC source: 0001104659-20-103475 · tm2030475-2_4.xml · nonDerivative · entry 1 JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 605,363,798 F1 · shares: On September 8, 2020, Acorn Holdings B.V. ("Acorn") redeemed certain of its outstanding equity interests from JAB Forest B.V. for cash (the "Redemption"). Acorn is an indirect beneficial owner (as such term is defined pursuant to Rule 16a-1(a)(2)) of shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares" ). To the extent of the resulting decrease in each Reporting Person's interest in those Shares beneficially owned by Acorn, the Redemption may be deemed to be (but is not conceded by this filing to be) a sale of Shares by each Reporting Person. Considered against the decrease in JAB Forest B.V 's interest in Shares beneficially owned by Acorn, the cash payment in the Redemption was equivalent to $29.00 per Share. F1 · price: On September 8, 2020, Acorn Holdings B.V. ("Acorn") redeemed certain of its outstanding equity interests from JAB Forest B.V. for cash (the "Redemption"). Acorn is an indirect beneficial owner (as such term is defined pursuant to Rule 16a-1(a)(2)) of shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares" ). To the extent of the resulting decrease in each Reporting Person's interest in those Shares beneficially owned by Acorn, the Redemption may be deemed to be (but is not conceded by this filing to be) a sale of Shares by each Reporting Person. Considered against the decrease in JAB Forest B.V 's interest in Shares beneficially owned by Acorn, the cash payment in the Redemption was equivalent to $29.00 per Share. F2 · balance_after: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Acorn., each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. F2 · ownership.nature: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Acorn., each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:15 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 45,000,000 | $29.00 | $1,305,000,000.00 |
DisclosureSEC source: 0001104659-20-096950 · tm2028979-3_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 681,084,122 F1 · shares: On August 17, 2020, Maple Holdings B.V. agreed to sell (the "Share Sale") 45,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter. F2 · shares: On the basis of JAB Forest B.V.'s beneficial ownership of Acorn Holdings B.V., the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein. F3 · ownership.nature: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Acorn Holdings B.V., each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 21:03 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherOrdinary Shares K · Derivative | 24,757,964 | $28.54 | $706,693,800.21 |
DisclosureSEC source: 0001104659-20-072978 · tm2022038d3_4.xml · derivative · entry 3 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 458,629,049 Underlying: Common Stock · 24,757,964 shares Expires not disclosed F5 · security: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares. F5 · derivative.exercise_price: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares. F5 · kind: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares. F5 · derivative.exercise_date: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares. F5 · derivative.expiration_date: Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares. F6 · ownership.nature: These Ordinary Shares K are held and beneficially owned by JAB Forest, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Ordinary Shares K held by JAB Forest. Each of the Reporting Persons disclaims any beneficial ownership of such Ordinary Shares K, except to the extent of its pecuniary interests therein. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 21:03 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock, par value $0.01 per share | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-072978 · tm2022038d3_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 726,084,122 F1 · shares: JAB Forest B.V. ("JAB Forest") holds and beneficially owns ordinary shares K (the "Ordinary Shares K") and ordinary shares J (the "Ordinary Shares J") of Acorn Holdings B.V. ("Acorn"). On June 11, 2020, Acorn transferred (the "Letter Business Transfer") equity interests of Maple Holdings B.V. ("Maple Holdings") allocated to the Ordinary Shares K to the Ordinary Shares J. Maple Holdings holds and beneficially owns shares (the "Shares") of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. ("KDP"). F2 · shares: On the basis of JAB Forest's beneficial ownership of Ordinary Shares K and Ordinary Shares J of Acorn, the Letter Business Transfer may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein. F1 · price: JAB Forest B.V. ("JAB Forest") holds and beneficially owns ordinary shares K (the "Ordinary Shares K") and ordinary shares J (the "Ordinary Shares J") of Acorn Holdings B.V. ("Acorn"). On June 11, 2020, Acorn transferred (the "Letter Business Transfer") equity interests of Maple Holdings B.V. ("Maple Holdings") allocated to the Ordinary Shares K to the Ordinary Shares J. Maple Holdings holds and beneficially owns shares (the "Shares") of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. ("KDP"). F2 · price: On the basis of JAB Forest's beneficial ownership of Ordinary Shares K and Ordinary Shares J of Acorn, the Letter Business Transfer may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein. F3 · ownership.nature: These Shares are held and beneficially owned by Maple Holdings, an indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of the Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherOrdinary Shares K · Derivative | 10,479,705 | $27.10 | $284,000,005.50 |
DisclosureSEC source: 0001104659-20-065480 · tm2020752-3_4.xml · derivative · entry 3 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,387,013 Underlying: Common Stock · 10,479,705 shares Expires not disclosed F6 · security: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares. F6 · derivative.exercise_price: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares. F6 · kind: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares. F6 · derivative.exercise_date: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares. F6 · derivative.expiration_date: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares. F7 · ownership.direct: These Ordinary Shares K are held and beneficially owned by JAB Forest B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Ordinary Shares K held by JAB Forest B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Ordinary Shares K, except to the extent of its pecuniary interests therein. Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock, par value $0.01 per share | 7,380,000 | $27.10 | $199,998,000.00 |
DisclosureSEC source: 0001104659-20-065480 · tm2020752-3_4.xml · nonDerivative · entry 2 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,780,000 F4 · shares: On May 22, 2020, JAB Holdings B.V. purchased 7,380,000 Shares from the Underwriter. F5 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein, other than JAB Forest B.V. As such, each other Reporting Person herein, other than JAB Forest B.V., may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 40,000,000 | $27.10 | $1,084,000,000.00 |
DisclosureSEC source: 0001104659-20-065480 · tm2020752-3_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 868,745,095 F1 · shares: On May 20, 2020, Maple Holdings B.V. agreed to sell (the "Share Sale") 40,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter. F2 · shares: On the basis of JAB Forest B.V.'s beneficial ownership of Ordinary Shares K of Acorn Holdings B.V. (as described in footnote 7 herein), the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein. F3 · ownership.nature: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Ordinary Shares K of Acorn Holdings B.V. (as described in footnote 7 herein), each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:15 UTC Amendment | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 3,260,329 | $11.49 | $37,473,243.43 |
DisclosureSEC source: 0001104659-20-034170 · tm2012829d1_4a.xml · nonDerivative · entry 1 Cottage Holdco B.V. · CIK 0001767648 · 10% owner JAB Cosmetics B.V. · CIK 0001636487 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,168,370 F1 · shares: On March 12, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement (the "Stock Purchase Agreement") pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Class A Common Stock held by Mr. Laubies. F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| March 12, 2020 Filed Mar 19, 2020 20:59 UTC Amendment | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 3,260,329 | $11.49 | $37,473,243.43 |
DisclosureSEC source: 0001104659-20-035939 · tm2012972d2_4a.xml · nonDerivative · entry 1 Cottage Holdco B.V. · CIK 0001767648 · 10% owner JAB Cosmetics B.V. · CIK 0001636487 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,299,223 F1 · shares: On March 12, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement (the "Stock Purchase Agreement") pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Class A Common Stock held by Mr. Laubies. F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:44 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock, par value $0.01 per share | 7,400,000 | $27.00 | $199,800,000.00 |
DisclosureSEC source: 0001104659-20-031971 · tm2012119d2_4.xml · nonDerivative · entry 1 JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400,000 F1 · shares: On March 9, 2020, JAB Holdings B.V. purchased 7,400,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") from Morgan Stanley & Co. LLC. F2 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:02 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 3,260,329 | $11.49 | $37,473,243.43 |
DisclosureSEC source: 0001209191-20-014564 · doc4.xml · nonDerivative · entry 1 Cottage Holdco B.V. · CIK 0001767648 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Cosmetics B.V. · CIK 0001636487 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,168,370 F1 · shares: On February 27, 2020, Cottage Holdco B.V. and Pierre Laubies entered into a stock purchase agreement pursuant to which Mr. Laubies agreed to sell, and Cottage Holdco B.V. agreed to purchase, 3,260,329 shares of Class A Common Stock held by Mr. Laubies. F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 27, 2019 Filed May 28, 2019 09:14 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 10,000,000 | $27.80 | $278,000,000.00 |
DisclosureSEC source: 0001144204-19-028287 · tv522470_4.xml · nonDerivative · entry 2 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,910,924 F3 · shares: On May 27, 2019, Maple Holdings B.V. agreed to sell 10,000,000 Shares through a registered direct sale with a third party. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 23, 2019 Filed May 28, 2019 09:14 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 1,110,216 | $28.00 | $31,086,048.00 |
DisclosureSEC source: 0001144204-19-028287 · tv522470_4.xml · nonDerivative · entry 1 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,910,924 F1 · shares: On May 23, 2019, Maple Holdings B.V. agreed to sell 1,110,216 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") through a registered direct sale with a third party. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 17, 2019 Filed May 17, 2019 17:22 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 5,895,597 | $28.00 | $165,076,716.00 |
DisclosureSEC source: 0001144204-19-027123 · tv521743_4.xml · nonDerivative · entry 6 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,021,140 F4 · shares: On May 17, 2019, Maple Holdings B.V. agreed to sell 5,895,597 Shares through a registered direct sale with a third party. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 16, 2019 Filed May 17, 2019 17:22 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 531,000 | $28.25 | $15,000,750.00 |
DisclosureSEC source: 0001144204-19-027123 · tv521743_4.xml · nonDerivative · entry 5 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,916,737 F3 · shares: On May 16, 2019, Maple Holdings B.V. agreed to sell 531,000 Shares through a registered direct sale with a third party. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 16, 2019 Filed May 17, 2019 17:22 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 5,084,300 | $28.25 | $143,631,475.00 |
DisclosureSEC source: 0001144204-19-027123 · tv521743_4.xml · nonDerivative · entry 4 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,447,737 F1 · shares: On May 16, 2019, Maple Holdings B.V. disclosed that it agreed to sell an aggregate of 46,475,703 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") through registered direct sales with third parties. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 16, 2019 Filed May 17, 2019 17:22 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 3,539,824 | $28.25 | $100,000,028.00 |
DisclosureSEC source: 0001144204-19-027123 · tv521743_4.xml · nonDerivative · entry 3 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,532,037 F1 · shares: On May 16, 2019, Maple Holdings B.V. disclosed that it agreed to sell an aggregate of 46,475,703 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") through registered direct sales with third parties. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:22 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 30,803,579 | $27.50 | $847,098,422.50 |
DisclosureSEC source: 0001144204-19-027123 · tv521743_4.xml · nonDerivative · entry 2 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,071,861 F1 · shares: On May 16, 2019, Maple Holdings B.V. disclosed that it agreed to sell an aggregate of 46,475,703 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") through registered direct sales with third parties. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:22 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock, par value $0.01 per share | 7,048,000 | $28.15 | $198,401,200.00 |
DisclosureSEC source: 0001144204-19-027123 · tv521743_4.xml · nonDerivative · entry 1 Maple Holdings B.V. · CIK 0001746478 · 10% owner Acorn Holdings B.V. · CIK 0001746728 · 10% owner JAB Forest B.V. · CIK 0001576735 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner JAB Investments S.a r.l. · CIK 0001747036 · 10% owner JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner Donata Holdings B.V. · CIK 0001746867 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,875,440 F1 · shares: On May 16, 2019, Maple Holdings B.V. disclosed that it agreed to sell an aggregate of 46,475,703 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") through registered direct sales with third parties. F2 · ownership.direct: The Shares described in this report are held by Maple Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:53 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 150,000,000 | $11.65 | $1,747,500,000.00 |
DisclosureSEC source: 0001144204-19-023027 · tv520315_4.xml · nonDerivative · entry 1 Cottage Holdco B.V. · CIK 0001767648 · 10% owner JAB Cosmetics B.V. · CIK 0001636487 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,908,041 F1 · shares: Purchased pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on February 13, 2019 (together with any subsequent amendments or supplements thereto) relating to the offer by Cottage Holdco B.V. to purchase up to 150,000,000 of the outstanding shares of Class A Common Stock, par value $0.01 per share (the "Shares"), of Coty Inc. at a price of $11.65 per Share, net to the seller in cash, without interest and less any applicable withholding taxes, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated February 13, 2019 (together with any amendments or supplements thereto) and in the related Letter of Transmittal (together with any amendments or supplements thereto). The tender offer expired at 5:00 p.m., New York City time, on Friday, April 26, 2019. 336,614,903 Shares were validly tendered and not properly withdrawn, of which 150,000,000 were accepted for purchase by Cottage Holdco B.V. on April 30, 2019. F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 23:28 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 1,330,000 | $8.82 | $11,729,137.00 |
DisclosureSEC source: 0001209191-18-059554 · doc4.xml · nonDerivative · entry 2 JAB Cosmetics B.V. · CIK 0001636487 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,908,041 F1 · shares: Purchases made in open market transactions in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended. F3 · price: The shares were purchased in multiple transactions on November 20, 2018 at actual purchase prices ranging from $8.61 to $9.07 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:28 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 1,470,000 | $9.23 | $13,566,777.00 |
DisclosureSEC source: 0001209191-18-059554 · doc4.xml · nonDerivative · entry 1 JAB Cosmetics B.V. · CIK 0001636487 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,578,041 F1 · shares: Purchases made in open market transactions in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended. F2 · price: The shares were purchased in multiple transactions on November 19, 2018 at actual purchase prices ranging from $9.115 to $9.48 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 22:06 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 1,800,000 | $9.16 | $16,483,860.00 |
DisclosureSEC source: 0001209191-18-059011 · doc4.xml · nonDerivative · entry 3 JAB Cosmetics B.V. · CIK 0001636487 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,108,041 F1 · shares: Purchases made in open market transactions in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended. F4 · price: The shares were purchased in multiple transactions on November 16, 2018 at actual purchase prices ranging from $8.72 to $9.37 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:06 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A Common Stock, par value $0.01 per share | 1,800,000 | $8.79 | $15,815,520.00 |
DisclosureSEC source: 0001209191-18-059011 · doc4.xml · nonDerivative · entry 2 JAB Cosmetics B.V. · CIK 0001636487 · 10% owner Agnaten SE · CIK 0001579044 · 10% owner Lucresca SE · CIK 0001394212 · 10% owner JAB Holdings B.V. · CIK 0001579134 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,308,041 F1 · shares: Purchases made in open market transactions in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended. F3 · price: The shares were purchased in multiple transactions on November 15, 2018 at actual purchase prices ranging from $8.60 to $8.99 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.