Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADAMS NATURAL RESOURCES FUND, INC.PEO · Entity 5103 | 10% owner | July 02, 2020 | July 09, 2020 |
| EASTERN COEML · Entity 6456 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADAMS NATURAL RESOURCES FUND, INC.
Report date July 02, 2020 · Filed July 09, 2020
Jointly reported with Ancora Advisors LLC, CHADWICK JAMES M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 3,870,347 |
Reported balance
Holding disclosure · report date 2020-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,870,347 F1: Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. F2: Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr Chadwick by virtue of his positions as Director of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
F2: Mr DiSanto by virtue of his positions as CEO of Ancora Advisors LLC, the General Partner of the Fund and as Portfolio Manager of the Private Fund owners may be deemed to beneficially own the shares owned directly by the Fund. Ancora Advisors LLC maintains a pecuniary interest for its role as investment manager & general partner. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein.
EASTERN CO
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 106,329 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 905 · Balance 106,329 F1: 905 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on Sept 15, 2026. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirectsee footnote | 43,797 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 43,797 F2: Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirectsee footnote | 11,970 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,970 F3: Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 905 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on Sept 15, 2026.
F2: Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMPCO PITTSBURGH CORP
Report date December 31, 2025 · Filed February 13, 2026
Section 16 reporting ended · disclosed 2026-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 72,633 |
Reported balance
Holding disclosure · report date 2025-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 72,633 |
BIG LOTS INC
Report date April 14, 2020 · Filed April 15, 2020
Jointly reported with Ancora Advisors LLC, ANCORA MERLIN INSTITUTIONAL, LP, Ancora Merlin, LP, Ancora Catalyst Institutional, LP, Ancora Catalyst, LP, Ancora Catalyst SPV I LP, Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Section 16 reporting ended · disclosed 2020-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 863,814 |
Reported balance
After 2020-04-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-14 · Other · Acquired 84,900 · Balance 863,814 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 90,054 |
Reported balance
After 2020-04-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-14 · Other · Acquired 8,400 · Balance 90,054 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 784,711 |
Reported balance
After 2020-04-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-04-14 · Other · Acquired 68,100 · Balance 784,711 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 59,368 |
Reported balance
After 2020-04-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-04-14 · Other · Acquired 4,900 · Balance 59,368 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 612,056 |
Reported balance
After 2020-04-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-04-14 · Other · Acquired 62,300 · Balance 612,056 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Common Stock $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 512,040 |
Reported balance
After 2020-04-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-04-14 · Other · Acquired 58,900 · Balance 512,040 F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 849 |
Reported balance
After 2020-04-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-04-14 · Sale · Disposed 297 · Balance 849 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 84 |
Reported balance
After 2020-04-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-04-14 · Sale · Disposed 30 · Balance 84 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 681 |
Reported balance
After 2020-04-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-04-14 · Sale · Disposed 236 · Balance 681 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 49 |
Reported balance
After 2020-04-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-04-14 · Sale · Disposed 17 · Balance 49 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 623 |
Reported balance
After 2020-04-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-04-14 · Sale · Disposed 216 · Balance 623 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 589 |
Reported balance
After 2020-04-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-04-14 · Sale · Disposed 204 · Balance 589 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-04-14 · Other · Disposed 849 · Balance 0 F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-04-14 · Other · Disposed 84 · Balance 0 F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-04-14 · Other · Disposed 681 · Balance 0 F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-04-14 · Other · Disposed 49 · Balance 0 F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-04-14 · Other · Disposed 623 · Balance 0 F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. |
| Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17 | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-14 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-04-14 · Other · Disposed 589 · Balance 0 F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.
F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.
F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.
F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.
F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.
F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.
EDGEWATER TECHNOLOGY INC/DE/
Report date November 01, 2018 · Filed November 13, 2018
Section 16 reporting ended · disclosed 2018-11-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.45 · Expires 2022-02-16 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.99 · Expires 2022-06-14 | Direct | 0 |
Reported balance
After 2018-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-01 · Disposition to issuer · Disposed 5,400 · Balance 0 F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2024 Filed Nov 21, 2024 11:44 UTC Amendment | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 248 | $27.41 | $6,797.68 |
DisclosureSEC source: 0001498290-24-000007 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,731 Read SEC document |
| November 15, 2024 Filed Nov 15, 2024 21:28 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 16 | $27.50 | $440.00 |
DisclosureSEC source: 0001498290-24-000005 · primary_doc.xml · nonDerivative · entry 3 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,499 Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 21:28 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 800 | $27.46 | $21,968.00 |
DisclosureSEC source: 0001498290-24-000005 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,483 Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:28 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 371 | $26.96 | $10,002.16 |
DisclosureSEC source: 0001498290-24-000005 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,667 Read SEC document |
| September 16, 2024 Filed Sep 16, 2024 17:07 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 647 | $31.46 | $20,354.62 |
DisclosureSEC source: 0001498290-24-000004 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,312 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 9/13/2024. Read SEC document |
| June 17, 2024 Filed Jun 17, 2024 17:36 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 750 | $26.49 | $19,867.50 |
DisclosureSEC source: 0001498290-24-000003 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,665 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 7/14/2024. Read SEC document |
| May 15, 2024 Filed May 17, 2024 17:18 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Grantcommon Stock, par value $0.01 per share | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001498290-24-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,633 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 14:32 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 697 | $28.52 | $19,878.44 |
DisclosureSEC source: 0001498290-24-000001 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,915 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 3/15/2024. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 23:30 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 872 | $22.80 | $19,881.60 |
DisclosureSEC source: 0001498290-23-000012 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,218 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 12/15/2023. Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 22:13 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 3,300 | $18.56 | $61,248.00 |
DisclosureSEC source: 0001498290-23-000011 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,346 Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 22:13 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 1,700 | $18.72 | $31,824.00 |
DisclosureSEC source: 0001498290-23-000011 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,046 Read SEC document |
| November 09, 2023 Filed Nov 9, 2023 22:32 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 5,000 | $18.19 | $90,950.00 |
DisclosureSEC source: 0001498290-23-000010 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,346 Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 21:01 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 1,097 | $18.58 | $20,382.26 |
DisclosureSEC source: 0001498290-23-000009 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,346 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 9/15/2023. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 15:41 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 7,399 | $2.99 | $22,123.01 |
DisclosureSEC source: 0001498290-23-000007 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,177 F1 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. Read SEC document |
| June 29, 2023 Filed Jul 5, 2023 16:03 UTC Amendment | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 7,399 | $2.99 | $22,123.01 |
DisclosureSEC source: 0001498290-23-000008 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,905 F1 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. F2 · balance_after: Amending total ownership amount. Read SEC document |
| June 28, 2023 Filed Jul 3, 2023 15:41 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 918 | $2.85 | $2,616.30 |
DisclosureSEC source: 0001498290-23-000007 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,778 F1 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. Read SEC document |
| June 28, 2023 Filed Jul 5, 2023 16:03 UTC Amendment | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 918 | $2.85 | $2,616.30 |
DisclosureSEC source: 0001498290-23-000008 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,506 F1 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. F2 · balance_after: Amending total ownership amount. Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 15:35 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 2,000 | $2.94 | $5,880.00 |
DisclosureSEC source: 0001498290-23-000006 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,860 F1 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 15:35 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 5,000 | $2.94 | $14,700.00 |
DisclosureSEC source: 0001498290-23-000006 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,860 F1 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. Read SEC document |
| June 19, 2023 Filed Jun 20, 2023 15:15 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 1,019 | $19.00 | $19,361.00 |
DisclosureSEC source: 0001498290-23-000005 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,249 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 6/15/2023. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:09 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 4,805 | $3.07 | $14,751.35 |
DisclosureSEC source: 0001498290-23-000003 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,860 Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:48 UTC Amendment | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 4,805 | $3.07 | $14,751.35 |
DisclosureSEC source: 0001498290-23-000004 · primary_doc.xml · nonDerivative · entry 3 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,588 F2 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. Read SEC document |
| May 18, 2023 Filed May 18, 2023 18:16 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030539 · doc4.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,456 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:09 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 5,236 | $2.76 | $14,451.36 |
DisclosureSEC source: 0001498290-23-000003 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,055 Read SEC document |
| May 18, 2023 Filed May 23, 2023 20:48 UTC Amendment | AMPCO PITTSBURGH CORP AP · Entity 6411 | Purchasecommon Stock, par value $0.01 per share | 5,236 | $2.76 | $14,451.36 |
DisclosureSEC source: 0001498290-23-000004 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,783 F2 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount. Read SEC document |
| May 18, 2023 Filed May 23, 2023 20:48 UTC Amendment | AMPCO PITTSBURGH CORP AP · Entity 6411 | Grantcommon Stock, par value $0.01 per share | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001498290-23-000004 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,547 F1 · shares: Represents a grant of restricted stock acquired under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 14:56 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 7,500 | $16.39 | $122,925.00 |
DisclosureSEC source: 0001498290-23-000001 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,874 Read SEC document |
| March 15, 2023 Filed Mar 21, 2023 17:42 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 1,356 | $15.86 | $21,506.16 |
DisclosureSEC source: 0001498290-23-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,230 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 3/15/2023. Read SEC document |
| December 15, 2022 Filed Dec 21, 2022 22:04 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 959 | $20.86 | $20,004.74 |
DisclosureSEC source: 0001498290-22-000008 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,374 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 12/15/2022. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 21:33 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 1,131 | $19.00 | $21,489.00 |
DisclosureSEC source: 0001498290-22-000007 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,415 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 09/15/2022. Read SEC document |
| June 15, 2022 Filed Jun 21, 2022 20:40 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 1,067 | $20.15 | $21,500.05 |
DisclosureSEC source: 0001498290-22-000006 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,284 F3 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 06/15/2022. Read SEC document |
| June 02, 2022 Filed Jun 2, 2022 20:33 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 73 | $21.00 | $1,533.00 |
DisclosureSEC source: 0001498290-22-000005 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,217 Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:33 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 1,619 | $21.00 | $33,999.00 |
DisclosureSEC source: 0001498290-22-000005 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,144 Read SEC document |
| May 24, 2022 Filed May 26, 2022 15:44 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 1,800 | $21.05 | $37,890.00 |
DisclosureSEC source: 0001498290-22-000004 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,524 Read SEC document |
| May 20, 2022 Filed May 24, 2022 13:23 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 2,000 | $20.92 | $41,840.00 |
DisclosureSEC source: 0001498290-22-000003 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,725 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:25 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 970 | $20.46 | $19,846.20 |
DisclosureSEC source: 0001498290-22-000002 · primary_doc.xml · nonDerivative · entry 2 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,725 Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:25 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 1,002 | $20.24 | $20,280.48 |
DisclosureSEC source: 0001498290-22-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,755 Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:00 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 21,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027552 · doc4.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,819 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| March 15, 2022 Filed Mar 23, 2022 13:48 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 840 | $23.82 | $20,008.80 |
DisclosureSEC source: 0001498290-22-000001 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,753 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 03/15/2022. Read SEC document |
| December 15, 2021 Filed Dec 21, 2021 18:29 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 788 | $25.38 | $19,999.44 |
DisclosureSEC source: 0001498290-21-000005 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,913 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 12/15/2021. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 15:15 UTC | EASTERN CO EML · Entity 6456 | Purchasecommon Stock, par value $0.01 per share | 10,000 | $23.22 | $232,200.00 |
DisclosureSEC source: 0001498290-21-000004 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Read SEC document |
| September 15, 2021 Filed Sep 21, 2021 18:38 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 801 | $24.98 | $20,008.98 |
DisclosureSEC source: 0001498290-21-000003 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 9/15/2021. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 21:11 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 599 | $33.39 | $20,000.61 |
DisclosureSEC source: 0001498290-21-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,324 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 6/15/2021. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 18:18 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 755 | $26.49 | $19,999.95 |
DisclosureSEC source: 0001498290-21-000001 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,725 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 3/15/2021. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 19:42 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 635 | $25.19 | $15,995.65 |
DisclosureSEC source: 0001498290-20-000004 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,970 F1 · shares: Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 12/15/2020. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 14:24 UTC | EASTERN CO EML · Entity 6456 | Grantcommon Stock, par value $0.01 per share | 918 | $22.33 | $20,498.94 |
DisclosureSEC source: 0001498290-20-000003 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,335 F1 · shares: 918 shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 9/15/2020. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 14:57 UTC | EASTERN CO eml · Entity 6456 | GrantCommon Stock, par value $0.01 per share | 1,093 | $18.29 | $19,990.97 |
DisclosureSEC source: 0001498290-20-000002 · primary_doc.xml · nonDerivative · entry 1 DiSanto Frederick D. · CIK 0001498290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,417 F1 · shares: 1093 shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 6/15/2020 Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 589 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 18 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 58,900 shares Expires 2020-04-17 F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 623 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 17 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 62,300 shares Expires 2020-04-17 F6 · ownership.nature: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 18:25 UTC | BIG LOTS INC BIG · Entity 75883 | OtherCall Options (right to buy) · Derivative | 49 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000921895-20-001112 · form411142005anc_04152020.xml · derivative · entry 16 Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock $0.01 par value · 4,900 shares Expires 2020-04-17 F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.