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person · Reporting owner

STEINBERG JOSEPH S

Disclosed activity across 9 companies

Tapewire entity
37450
SEC CIK
0000924255

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Crimson Wine Group, LtdCWGL · Entity 6868Director · 10% ownerMay 22, 2026May 26, 2026
Jefferies Financial Group Inc.JEF · Entity 3502Director · Chairman of the Board · 10% ownerNovember 14, 2024November 15, 2024
NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 765710% ownerJune 06, 2025June 11, 2025
NZCH CorpZPCM · Entity 170954Director · CEOApril 14, 2017April 14, 2017
Pershing Square Tontine Holdings, Ltd.PSTH · Entity 15779DirectorJuly 21, 2020July 23, 2020
Vitesse Energy, Inc.VTS · Entity 5178DirectorJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Crimson Wine Group, Ltd

Report date May 22, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,272,011 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Purchase · Acquired 7,474 · Balance 1,272,011

Common StockSEC Table I · non-derivativeIndirectBy Paul S. Steinberg 2004 Trust107,862 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 107,862

Common StockSEC Table I · non-derivativeIndirectBy Sarah A. Steinberg 2004 Trust107,860 Reported balance Holding disclosure · report date 2026-05-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 107,860

Common StockSEC Table I · non-derivativeIndirectBy Rachel C. Steinberg 2004 Trust107,860 Reported balance Holding disclosure · report date 2026-05-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 107,860

Common StockSEC Table I · non-derivativeIndirectBy JSS 2010 Family Trust57,403 Reported balance Holding disclosure · report date 2026-05-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 57,403

Common StockSEC Table I · non-derivativeIndirectBy Spouse13,200 Reported balance Holding disclosure · report date 2026-05-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 13,200

Common StockSEC Table I · non-derivativeIndirectBy Daughter720 Reported balance Holding disclosure · report date 2026-05-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 720

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 1200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 270,000 Reported balance Holding disclosure · report date 2026-05-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 70,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 3200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 4200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 5200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 6200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy JSS Holding Corp - 7200,000 Reported balance Holding disclosure · report date 2026-05-22 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 200,000

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - D114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - E114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - F114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 114,806

Common StockSEC Table I · non-derivativeIndirectBy Steinberg Holding Inc - G114,806 Reported balance Holding disclosure · report date 2026-05-22 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 114,806

Jefferies Financial Group Inc.

Report date November 14, 2024 · Filed November 15, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,339,079 Reported balance After 2024-11-14 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2024-11-14 · Purchase · Acquired 100 · Balance 2,339,079

Common StockSEC Table I · non-derivativeIndirectSee footnote15,744,184 Reported balance Holding disclosure · report date 2024-11-14 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 15,744,184

F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote106,972 Reported balance Holding disclosure · report date 2024-11-14 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 106,972

F2: Shares held by the Reporting Person's spouse.

Common StockSEC Table I · non-derivativeIndirectSee footnote873,994 Reported balance Holding disclosure · report date 2024-11-14 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 873,994

F3: Consists of shares held in trust for the Reporting Person's children.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,577,889 Reported balance Holding disclosure · report date 2024-11-14 · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · Balance 1,577,889

F4: Consist of shares held in a family trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectSee footnote55,064 Reported balance Holding disclosure · report date 2024-11-14 · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · Balance 55,064

F5: Consists of shares held in a discretionary trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F2: Shares held by the Reporting Person's spouse.

F3: Consists of shares held in trust for the Reporting Person's children.

F4: Consist of shares held in a family trust.

F5: Consists of shares held in a discretionary trust.

F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

NOCOPI TECHNOLOGIES INC/MD/

Report date June 06, 2025 · Filed June 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,445,851 Reported balance After 2025-06-06 transaction · row 1
1 source row

Row 1 · 2025-06-06 · Purchase · Acquired 195,851 · Balance 1,445,851

F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

NZCH Corp

Report date April 14, 2017 · Filed April 14, 2017

This filing explicitly reported no securities owned.

Pershing Square Tontine Holdings, Ltd.

Report date July 21, 2020 · Filed July 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Joseph S. and Diane H. Steinberg Charitable Trust9,375 Reported balance Holding disclosure · report date 2020-07-21 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 9,375

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

Contingent Right to receive Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.

Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00DirectNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00IndirectBy Joseph S. and Diane H. Steinberg Charitable TrustNot disclosed Reported balance Holding disclosure · report date 2020-07-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.

F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.

F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.

F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.

F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.

Vitesse Energy, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect108,500 Reported balance After 2026-06-15 transaction · row 1
1 source row

Row 1 · 2026-06-15 · Purchase · Acquired 40,882 · Balance 108,500

F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,852,977 Reported balance Holding disclosure · report date 2026-06-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,852,977

F2: Shares held by corporations owned by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's Trust505,402 Reported balance Holding disclosure · report date 2026-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 505,402

Common StockSEC Table I · non-derivativeIndirectBy Family Trust185,706 Reported balance Holding disclosure · report date 2026-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 185,706

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Childrens' Trusts102,861 Reported balance Holding disclosure · report date 2026-06-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 102,861

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's Spouse's Trust12,589 Reported balance Holding disclosure · report date 2026-06-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 12,589

Common StockSEC Table I · non-derivativeIndirectBy Discretionary Trust6,480 Reported balance Holding disclosure · report date 2026-06-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 6,480

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

F2: Shares held by corporations owned by the Reporting Person.

F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HOMEFED CORP

Report date July 01, 2019 · Filed July 01, 2019

Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-01 transaction · row 1
1 source row

Row 1 · 2019-07-01 · Disposition to issuer · Disposed 681,551 · Balance 0

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

Common StockSEC Table I · non-derivativeIndirect(2)0 Reported balance After 2019-07-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-07-01 · Disposition to issuer · Disposed 92,811 · Balance 0

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.50 · Expires 2023-08-08Direct0 Reported balance After 2019-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2022-08-04Direct0 Reported balance After 2019-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $40.50 · Expires 2021-07-14Direct0 Reported balance After 2019-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.85 · Expires 2020-07-15Direct0 Reported balance After 2019-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.

F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.

F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).

F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.

F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.

F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.

F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Spectrum Brands Holdings, Inc.

Report date October 11, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect592,120 Reported balance After 2019-10-11 transaction · row 1
1 source row

Row 1 · 2019-10-11 · Other · Acquired 576,844 · Balance 592,120

F1: Exempt acquisition pursuant to Rule 16a-9(a).

F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Exempt acquisition pursuant to Rule 16a-9(a).

F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.

Spectrum Brands Legacy, Inc.

Report date July 13, 2018 · Filed July 17, 2018

Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-13 transaction · row 1
1 source row

Row 1 · 2018-07-13 · Disposition to issuer · Disposed 7,834 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2026 Filed Jun 17, 2026 20:59 UTC Vitesse Energy, Inc. VTS · Entity 5178 PurchaseCommon Stock 40,882 $16.16 $660,530.47
Disclosure

SEC source: 0001944558-26-000041 · wk-form4_1781729949.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,500

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 20:24 UTC Vitesse Energy, Inc. VTS · Entity 5178 GrantCommon Stock 7,066 $0.00 $0.00
Disclosure

SEC source: 0001944558-26-000028 · wk-form4_1780950297.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,618

F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the earlier of the first anniversary of the date of grant or the date of the Company's 2027 Annual Meeting of Stockholders, subject to continued service through the vesting date.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:37 UTC Vitesse Energy, Inc. VTS · Entity 5178 PurchaseCommon Stock 59,118 $17.00 $1,005,006.00
Disclosure

SEC source: 0001628280-26-039545 · wk-form4_1780346225.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,552

F1 · price: These shares were purchased in multiple transactions, all at a price of $17.00.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:16 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 7,474 $4.05 $30,269.70
Disclosure

SEC source: 0001628280-26-038215 · wk-form4_1779830186.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,272,011

Read SEC document
November 20, 2025 Filed Nov 24, 2025 17:28 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 106,308 $4.96 $527,287.68
Disclosure

SEC source: 0001628280-25-053725 · wk-form4_1764005311.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264,537

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.02, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 06, 2025 Filed Jun 11, 2025 01:11 UTC NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 PurchaseCommon Stock 195,851 $1.10 $215,436.10
Disclosure

SEC source: 0001079973-25-001009 · ownership.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,445,851

F1 · shares: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.

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May 01, 2025 Filed May 2, 2025 20:19 UTC Vitesse Energy, Inc. VTS · Entity 5178 GrantCommon Stock 5,952 $0.00 $0.00
Disclosure

SEC source: 0001944558-25-000054 · wk-form4_1746217166.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,604

F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the day prior to the Company's 2026 Annual Meeting of Stockholders, subject to continued service through the vesting date, and will be settled in shares of Company common stock following the vesting date unless such settlement is deferred by the director.

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November 14, 2024 Filed Nov 15, 2024 01:49 UTC Amendment Jefferies Financial Group Inc. JEF · Entity 3502 PurchaseCommon Stock 100 $74.50 $7,450.00
Disclosure

SEC source: 0001214659-24-019228 · marketforms-67359.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,339,079

Read SEC document
November 14, 2024 Filed Nov 15, 2024 01:43 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 100 $74.50 $7,450.00
Disclosure

SEC source: 0001214659-24-019227 · marketforms-67348.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,339,079

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:20 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-013368 · marketforms-66688.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,338,979

F1 · kind: Charitable gift of shares to a charitable trust.

F1 · shares: Charitable gift of shares to a charitable trust.

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May 02, 2024 Filed May 3, 2024 20:58 UTC Vitesse Energy, Inc. VTS · Entity 5178 GrantCommon Stock 5,504 $0.00 $0.00
Disclosure

SEC source: 0001944558-24-000060 · wk-form4_1714769887.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,884

F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the day prior to the Company's 2025 Annual Meeting of Stockholders, subject to continued service through the vesting date, and will be settled in shares of Company common stock following the vesting date unless such settlement is deferred by the director.

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August 04, 2023 Filed Aug 4, 2023 23:29 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 134,217 $35.79 $4,803,223.78
Disclosure

SEC source: 0001214659-23-010788 · marketforms-62191.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,744,184

F2 · price: The reported price is a weighted average price of shares sold between $35.445 to $36.11.

F3 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F4 · balance_after: These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time.

F5 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F10 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

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August 03, 2023 Filed Aug 4, 2023 23:29 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 346,984 $35.68 $12,379,695.15
Disclosure

SEC source: 0001214659-23-010788 · marketforms-62191.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,878,401

F1 · price: The reported price is a weighted average price of shares sold between $35.3785 to $35.915.

F3 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F4 · balance_after: These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time.

F5 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F10 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 00:21 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 225,311 $35.87 $8,081,184.57
Disclosure

SEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 4

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,225,385

F3 · price: The reported price is a weighted average price of shares sold between $35.38 to $36.

F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023.

F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

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August 01, 2023 Filed Aug 3, 2023 00:21 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 222,756 $36.23 $8,070,249.40
Disclosure

SEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,450,696

F2 · price: The reported price is a weighted average price of shares sold between $36.03 to $36.70.

F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023.

F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

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July 31, 2023 Filed Aug 3, 2023 00:21 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 218,792 $36.85 $8,063,207.21
Disclosure

SEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,673,452

F1 · price: The reported price is a weighted average price of shares sold between $36.745 to $37.195.

F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023.

F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

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May 23, 2023 Filed May 24, 2023 21:49 UTC Vitesse Energy, Inc. VTS · Entity 5178 GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001944558-23-000047 · wk-form4_1684964939.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,380

F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the day prior to the Company's 2024 Annual Meeting of Stockholders, subject to continued service through the vesting date, and will be settled in shares of Company common stock following the vesting date unless such settlement is deferred by the director.

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March 23, 2023 Filed Mar 24, 2023 10:51 UTC Vitesse Energy, Inc. VTS · Entity 5178 GiftCommon Stock 135,119 $0.00 $0.00
Disclosure

SEC source: 0001944558-23-000037 · wf-form4_167965504913542.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,852,977

F2 · shares: Represents shares gifted to a charitable trust of which the Reporting Person is a trustee.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

F4 · ownership.nature: Shares held by corporations owned by the Reporting Person.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 10:51 UTC Vitesse Energy, Inc. VTS · Entity 5178 PurchaseCommon Stock 158,000 $16.99 $2,684,420.00
Disclosure

SEC source: 0001944558-23-000037 · wf-form4_167965504913542.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,047

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.81 to $17.00, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4.

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March 17, 2023 Filed Mar 20, 2023 20:09 UTC Vitesse Energy, Inc. VTS · Entity 5178 PurchaseCommon Stock 16,107 $16.99 $273,657.93
Disclosure

SEC source: 0001944558-23-000029 · wf-form4_167934294948854.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,047

F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.97 to $17.00, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:09 UTC Vitesse Energy, Inc. VTS · Entity 5178 PurchaseCommon Stock 25,893 $16.95 $438,886.35
Disclosure

SEC source: 0001944558-23-000029 · wf-form4_167934294948854.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,940

F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.66 to $17.00, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 171,300 $6.25 $1,070,625.00
Disclosure

SEC source: 0001562151-22-000037 · wf-form4_166862893863031.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,229

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:58 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001214659-22-012948 · marketforms-57446.xml · derivative · entry 7

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

F8 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 8, 2019, 2020, 2021 and 2022.

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October 28, 2022 Filed Nov 1, 2022 20:58 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Exercise / conversionCommon Stock 2,000 $24.00 $48,000.00
Disclosure

SEC source: 0001214659-22-012948 · marketforms-57446.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

Read SEC document
July 27, 2022 Filed Jul 29, 2022 20:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $20.75 $0.00
Disclosure

SEC source: 0001214659-22-009368 · marketforms-56738.xml · derivative · entry 7

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

F8 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 4, 2018, 2019, 2020 and 2021.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 20:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Exercise / conversionCommon Stock 2,000 $20.75 $41,500.00
Disclosure

SEC source: 0001214659-22-009368 · marketforms-56738.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

Read SEC document
August 09, 2021 Filed Aug 11, 2021 01:29 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 97,033 $35.05 $3,401,006.65
Disclosure

SEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 106,972

F2 · kind: Sale of shares held by the Reporting Person's spouse.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $35.05 to not more than $35.10. The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4 · ownership.nature: Shares held by the Reporting Person's spouse.

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August 06, 2021 Filed Aug 11, 2021 01:29 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 2,967 $35.05 $103,993.35
Disclosure

SEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 204,005

F2 · kind: Sale of shares held by the Reporting Person's spouse.

F4 · ownership.nature: Shares held by the Reporting Person's spouse.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 01:29 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434,979

F1 · kind: Charitable gift of shares to a charitable organization.

Read SEC document
July 08, 2021 Filed Jul 13, 2021 10:01 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001214659-21-007461 · marketforms-53382.xml · derivative · entry 4

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).

F2 · derivative.exercise_date: The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020.

Read SEC document
July 08, 2021 Filed Jul 13, 2021 10:01 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Exercise / conversionCommon Stock 2,000 $19.00 $38,000.00
Disclosure

SEC source: 0001214659-21-007461 · marketforms-53382.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).

Read SEC document
May 20, 2021 Filed May 24, 2021 19:19 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 359,646 $8.65 $3,110,937.90
Disclosure

SEC source: 0001562151-21-000046 · wf-form4_162188394856057.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,929

Read SEC document
August 24, 2020 Filed Aug 26, 2020 19:10 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 3,740 $5.80 $21,692.00
Disclosure

SEC source: 0001562151-20-000062 · wf-form4_159846903100347.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,283

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.77 to $5.80, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 21, 2020 Filed Aug 22, 2020 01:50 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 14,900 $5.79 $86,271.00
Disclosure

SEC source: 0001562151-20-000060 · wf-form4_159806102783876.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,543

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.00, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 20, 2020 Filed Aug 22, 2020 01:50 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,100 $5.80 $12,180.00
Disclosure

SEC source: 0001562151-20-000060 · wf-form4_159806102783876.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,643

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $5.90, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 19, 2020 Filed Aug 22, 2020 01:50 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 3,750 $5.80 $21,750.00
Disclosure

SEC source: 0001562151-20-000060 · wf-form4_159806102783876.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,543

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.95, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 18, 2020 23:23 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 50,250 $5.60 $281,400.00
Disclosure

SEC source: 0001562151-20-000056 · wf-form4_159779301897807.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,793

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.51 to $5.60, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 23:23 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 5,000 $5.55 $27,750.00
Disclosure

SEC source: 0001562151-20-000056 · wf-form4_159779301897807.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,543

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.50 to $5.57, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 14, 2020 Filed Aug 18, 2020 23:23 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 9,000 $5.44 $48,960.00
Disclosure

SEC source: 0001562151-20-000056 · wf-form4_159779301897807.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,543

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.27 to $5.60, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 28, 2020 Filed Jan 29, 2020 19:59 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,100 $7.54 $8,294.00
Disclosure

SEC source: 0001562151-20-000021 · wf-form4_158032795665609.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,543

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.58, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 27, 2020 Filed Jan 29, 2020 19:59 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 800 $7.53 $6,024.00
Disclosure

SEC source: 0001562151-20-000021 · wf-form4_158032795665609.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,443

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.52 to $7.55, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 24, 2020 Filed Jan 25, 2020 00:32 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,043 $7.57 $15,465.51
Disclosure

SEC source: 0001562151-20-000020 · wf-form4_157991235829684.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,643

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.58, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 23, 2020 Filed Jan 24, 2020 02:09 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,999 $7.56 $15,112.44
Disclosure

SEC source: 0001562151-20-000018 · wf-form4_157983172832812.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,600

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.60, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 22, 2020 Filed Jan 24, 2020 02:09 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,361 $7.83 $18,486.63
Disclosure

SEC source: 0001562151-20-000018 · wf-form4_157983172832812.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,601

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.70 to $7.89, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 21, 2020 Filed Jan 24, 2020 02:09 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,400 $7.84 $18,816.00
Disclosure

SEC source: 0001562151-20-000018 · wf-form4_157983172832812.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,240

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.76 to $7.90, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 17, 2020 Filed Jan 18, 2020 00:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 702 $7.73 $5,426.46
Disclosure

SEC source: 0001562151-20-000016 · wf-form4_157930572127317.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,840

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.58 to $7.94, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 16, 2020 Filed Jan 18, 2020 00:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 1,254 $7.59 $9,517.86
Disclosure

SEC source: 0001562151-20-000016 · wf-form4_157930572127317.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,138

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.44 to $7.70, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 15, 2020 Filed Jan 16, 2020 01:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 2,100 $7.41 $15,561.00
Disclosure

SEC source: 0001562151-20-000013 · wf-form4_157913654636363.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,884

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.40 to $7.45, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 14, 2020 Filed Jan 16, 2020 01:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 3,484 $7.42 $25,851.28
Disclosure

SEC source: 0001562151-20-000013 · wf-form4_157913654636363.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,784

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.32 to $7.43, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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January 13, 2020 Filed Jan 16, 2020 01:02 UTC Crimson Wine Group, Ltd CWGL · Entity 6868 PurchaseCommon Stock 3,068 $7.32 $22,457.76
Disclosure

SEC source: 0001562151-20-000013 · wf-form4_157913654636363.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,300

F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.22 to $7.40, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.