Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ribbon Communications Inc.RBBN · Entity 5785 | EVP, Chief Legal Officer | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ribbon Communications Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restructed Stock Unites (RSUs)SEC Table II · derivative / convertible security | Direct | 162,500 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 162,500 · Balance 162,500 F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F2: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029. |
| Performance-Based RSUs (PSUs)SEC Table II · derivative / convertible security | Direct | 97,500 |
Reported balance
After 2026-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-15 · Grant · Acquired 97,500 · Balance 97,500 F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F3: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. |
| PSUsSEC Table II · derivative / convertible security | Direct | 65,000 |
Reported balance
After 2026-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-15 · Grant · Acquired 65,000 · Balance 65,000 F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis. F4: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis.
F2: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029.
F3: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.
F4: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARRIS International plc
Report date April 04, 2019 · Filed April 09, 2019
Section 16 reporting ended · disclosed 2019-04-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 1
1 source rowRow 1 · 2019-04-04 · Disposition to issuer · Disposed 21,712 · Balance 0 F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-04 · Disposition to issuer · Disposed 15,130 · Balance 0 F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-04 · Disposition to issuer · Disposed 13,110 · Balance 0 F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07 | Direct | 2,862 |
Reported balance
After 2019-04-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-04 · Disposition to issuer · Disposed 921 · Balance 2,862 F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-04 · Disposition to issuer · Disposed 2,862 · Balance 0 F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-04-04 · Disposition to issuer · Disposed 24,698 · Balance 0 F6: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29 | Direct | 2,480 |
Reported balance
After 2019-04-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-04-04 · Disposition to issuer · Disposed 798 · Balance 2,480 F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-04-04 · Disposition to issuer · Disposed 2,480 · Balance 0 F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30 | Direct | 6,569 |
Reported balance
After 2019-04-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-04-04 · Disposition to issuer · Disposed 2,115 · Balance 6,569 F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-04-04 · Disposition to issuer · Disposed 6,569 · Balance 0 F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.
F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.
F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.
F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit
F6: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2022 Filed Dec 19, 2022 21:39 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 10,337 | $2.78 | $28,736.86 |
DisclosureSEC source: 0001062993-22-024102 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,973 F2 · shares: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. F2 · price: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| December 19, 2022 Filed Dec 19, 2022 21:39 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 24,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-024102 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:22 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019705 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,894 Underlying: Common Stock · 7,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:22 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 2,575 | $3.10 | $7,982.50 |
DisclosureSEC source: 0001062993-22-019705 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,311 F3 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs. F3 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:22 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 7,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-019705 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · shares: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 21, 2022 Filed Jun 21, 2022 23:17 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015288 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023. F3 · derivative.expiration_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023. Read SEC document |
| June 21, 2022 Filed Jun 21, 2022 23:17 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 10,205 | $2.77 | $28,267.85 |
DisclosureSEC source: 0001062993-22-015288 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,921 F2 · shares: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. F2 · price: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 21, 2022 Filed Jun 21, 2022 23:17 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015288 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:43 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSU · Derivative | 96,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015187 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,463 Underlying: Common Stock · 96,463 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee for the fiscal year ending December 31, 2022. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2023. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:43 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSU · Derivative | 51,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015187 · form4.xml · derivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,446 Underlying: Common Stock · 51,446 shares Expires not disclosed F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F2 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:43 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Unit (PSU) · Derivative | 77,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015187 · form4.xml · derivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,170 Underlying: Common Stock · 77,170 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 03/15/2025. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 20:49 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSU) · Derivative | 128,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010545 · form4.xml · derivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,205 Underlying: Common Stock · 128,205 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest as to one-third on April 18, 2023, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025. F2 · derivative.expiration_date: The RSUs vest as to one-third on April 18, 2023, and the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through April 18, 2025. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 13:58 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 15,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007810 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,859 Underlying: Common Stock · 15,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 13:58 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 6,899 | $2.81 | $19,386.19 |
DisclosureSEC source: 0001062993-22-007810 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,126 F3 · shares: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. F3 · price: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 13:58 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 15,931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-007810 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| December 19, 2021 Filed Dec 21, 2021 21:33 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-013323 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on June 19, 2020 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 19, 2023. F2 · derivative.expiration_date: The RSUs vested as to one-third on June 19, 2020 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 19, 2023. Read SEC document |
| December 19, 2021 Filed Dec 21, 2021 21:33 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 10,732 | $6.27 | $67,289.64 |
DisclosureSEC source: 0001062993-21-013323 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,094 F3 · price: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. F3 · balance_after: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| December 19, 2021 Filed Dec 21, 2021 21:33 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-013323 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 19, 2021 Filed Jun 21, 2021 20:57 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 50,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-005826 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,001 Underlying: Common Stock · 99,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 19, 2023. F2 · derivative.expiration_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 19, 2023. Read SEC document |
| June 19, 2021 Filed Jun 21, 2021 20:57 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 22,175 | $7.40 | $164,095.00 |
DisclosureSEC source: 0001062993-21-005826 · form4.xml · nonDerivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,826 Read SEC document |
| June 19, 2021 Filed Jun 21, 2021 20:57 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 50,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005826 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSUs · Derivative | 19,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 4 Macken Patrick W · CIK 0001641965 · EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,116 Underlying: Common Stock · 19,116 shares Expires not disclosed F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies set by the Compensation Committee over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPSUs · Derivative | 28,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,674 Underlying: Common Stock · 28,674 shares Expires not disclosed F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee on an annual basis for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2024. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 47,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,790 Underlying: Common Stock · 47,790 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 47,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000061 · edgar.xml · derivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,790 Underlying: Common Stock · 47,790 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. F2 · derivative.expiration_date: The RSUs will vest as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 22, 2021 22:40 UTC Amendment | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 15,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000076 · edgar.xml · derivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,930 Underlying: Common Stock · 15,930 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F2 · shares: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ending December 31, 2021. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 3/15/2022. F2 · derivative.underlying_shares: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9. F2 · balance_after: On March 17, 2021, the reporting person filed a Form 4 that, due to a mathematical error, inadvertently reported an inaccurate number of target shares in columns 5, 7 and 9. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:36 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance Based Restricted Stock Units (PSUs) · Derivative | 22,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-21-000039 · edgar.xml · derivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,884 Underlying: Common Stock · 22,884 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors on an annual basis for each of the three fiscal years prior to the vesting date. F2 · derivative.exercise_date: The Compensation Committee determined that the 2020 pre-bonus adjusted EBITDA (50% weighting) and Revenue (50% weighting) metrics resulted in a combined 125% level of the target awards being earned for the 2020 financial performance period, subject to no material changes in connection with the finalization of the audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020 (the "2020 Form 10-K"). The 2020 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 26, 2021. As a result, Mr. Macken earned 22,884 shares, pending his continued employment with the Issuer through the vesting date (third anniversary of the date of grant). F2 · derivative.expiration_date: The Compensation Committee determined that the 2020 pre-bonus adjusted EBITDA (50% weighting) and Revenue (50% weighting) metrics resulted in a combined 125% level of the target awards being earned for the 2020 financial performance period, subject to no material changes in connection with the finalization of the audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020 (the "2020 Form 10-K"). The 2020 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 26, 2021. As a result, Mr. Macken earned 22,884 shares, pending his continued employment with the Issuer through the vesting date (third anniversary of the date of grant). Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:52 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 36,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000124 · edgar.xml · derivative · entry 2 Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,614 Underlying: Common Stock · 36,614 shares Expires 2022-12-31 F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. F4 · derivative.exercise_date: Between zero (0) and 200% of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2020 and ending on December 31, 2022. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:52 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000124 · edgar.xml · derivative · entry 1 Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 19, 2021, and the remaining two-thirds of the RSUs shall vest in four equal, semi-annual installments thereafter through June 19, 2023. F2 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 19, 2021, and the remaining two-thirds of the RSUs shall vest in four equal, semi-annual installments thereafter through June 19, 2023. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 6,569 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 10 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,569 shares Expires 2022-03-30 F5 · price: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit F5 · derivative.exercise_date: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 2,115 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 9 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,569 Underlying: Ordinary Shares · 2,115 shares Expires 2022-03-30 F4 · price: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. F4 · derivative.exercise_date: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 2,480 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 8 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,480 shares Expires 2021-03-29 F5 · price: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit F5 · derivative.exercise_date: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 798 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 7 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,480 Underlying: Ordinary Shares · 798 shares Expires 2021-03-29 F4 · price: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. F4 · derivative.exercise_date: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 24,698 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 6 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 24,698 shares Expires not disclosed F6 · price: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F6 · derivative.exercise_date: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 2,862 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 5 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,862 shares Expires 2020-07-07 F5 · price: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit F5 · derivative.exercise_date: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 921 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 4 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 Underlying: Ordinary Shares · 921 shares Expires 2020-07-07 F4 · price: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. F4 · derivative.exercise_date: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 13,110 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,110 shares Expires not disclosed F2 · price: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F2 · derivative.exercise_date: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerRestricted Shares · Derivative | 15,130 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · derivative · entry 2 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 15,130 shares Expires not disclosed F2 · price: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F2 · derivative.exercise_date: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| April 04, 2019 Filed Apr 9, 2019 19:36 UTC | ARRIS International plc ARRS · Entity 158436 | Disposition to issuerOrdinary Shares | 21,712 | $31.75 | $689,356.00 |
DisclosureSEC source: 0001127602-19-015059 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 4,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 9 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,684 Underlying: Ordinary Shares · 4,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 3,582 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 8 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278 Underlying: Ordinary Shares · 3,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 2,066 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 7 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,783 Underlying: Ordinary Shares · 2,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 1,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 6 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 3,529 | $30.52 Strike: $0.00 | $107,705.08 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 5 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,936 Underlying: Ordinary Shares · 3,529 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 2,973 | $30.52 Strike: $0.00 | $90,735.96 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 4 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,860 Underlying: Ordinary Shares · 2,973 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 1,716 | $30.52 Strike: $0.00 | $52,372.32 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,849 Underlying: Ordinary Shares · 1,716 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 1,366 | $30.52 Strike: $0.00 | $41,690.32 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · derivative · entry 2 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644 Underlying: Ordinary Shares · 1,366 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:38 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 11,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000285 · form4.xml · nonDerivative · entry 1 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Read SEC document |
| July 06, 2018 Filed Jul 11, 2018 00:00 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares · Derivative | 2,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023052 · form4.xml · derivative · entry 3 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,565 Underlying: Ordinary Shares · 2,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| July 06, 2018 Filed Jul 11, 2018 00:00 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares · Derivative | 1,149 | $25.27 Strike: $0.00 | $29,035.23 |
DisclosureSEC source: 0001127602-18-023052 · form4.xml · derivative · entry 2 Macken Patrick W · CIK 0001641965 · SVP, GEN COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,199 Underlying: Ordinary Shares · 1,149 shares Expires not disclosed F2 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.exercise_date: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.