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Macken Patrick W

Disclosed activity across 2 companies

Tapewire entity
37255
SEC CIK
0001641965

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ribbon Communications Inc.RBBN · Entity 5785EVP, Chief Legal OfficerJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ribbon Communications Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restructed Stock Unites (RSUs)SEC Table II · derivative / convertible securityDirect162,500 Reported balance After 2026-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-15 · Grant · Acquired 162,500 · Balance 162,500

F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis.

F2: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029.

Performance-Based RSUs (PSUs)SEC Table II · derivative / convertible securityDirect97,500 Reported balance After 2026-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-15 · Grant · Acquired 97,500 · Balance 97,500

F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis.

F3: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.

PSUsSEC Table II · derivative / convertible securityDirect65,000 Reported balance After 2026-06-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-15 · Grant · Acquired 65,000 · Balance 65,000

F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis.

F4: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: The RSUs and PSUs convert to Common Stock on a one-for-one basis.

F2: The RSUs vest as to one-third on June 15, 2027; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through June 15, 2029.

F3: The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee of the Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 100% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.

F4: The number of PSUs earned and issuable upon vesting will be determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 125% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. These PSUs will vest on April 15, 2029.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARRIS International plc

Report date April 04, 2019 · Filed April 09, 2019

Section 16 reporting ended · disclosed 2019-04-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2019-04-04 transaction · row 1
1 source row

Row 1 · 2019-04-04 · Disposition to issuer · Disposed 21,712 · Balance 0

F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-04-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-04 · Disposition to issuer · Disposed 15,130 · Balance 0

F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.

F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-04-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-04-04 · Disposition to issuer · Disposed 13,110 · Balance 0

F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.

F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07Direct2,862 Reported balance After 2019-04-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-04-04 · Disposition to issuer · Disposed 921 · Balance 2,862

F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07Direct0 Reported balance After 2019-04-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-04-04 · Disposition to issuer · Disposed 2,862 · Balance 0

F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-04-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-04-04 · Disposition to issuer · Disposed 24,698 · Balance 0

F6: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.

F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29Direct2,480 Reported balance After 2019-04-04 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-04-04 · Disposition to issuer · Disposed 798 · Balance 2,480

F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29Direct0 Reported balance After 2019-04-04 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-04-04 · Disposition to issuer · Disposed 2,480 · Balance 0

F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30Direct6,569 Reported balance After 2019-04-04 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-04-04 · Disposition to issuer · Disposed 2,115 · Balance 6,569

F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30Direct0 Reported balance After 2019-04-04 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-04-04 · Disposition to issuer · Disposed 6,569 · Balance 0

F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.

F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.

F4: At the Effective Time, 24.35% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

F5: At the Effective Time, 75.65% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope common stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit

F6: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance-Based RSUs (PSUs) · Derivative 61,867 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010673 · form4.xml · derivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,867

Underlying: Common Stock · 61,867 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the two fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 150% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 05/15/2026.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRetricted Stock Units (RSUs) · Derivative 44,831 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010673 · form4.xml · derivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,831

Underlying: Common Stock · 44,831 shares

Expires not disclosed

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs vest in full on May 16, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRSUs · Derivative 21,368 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · derivative · entry 8

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,734

Underlying: Common Stock · 21,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

F5 · derivative.expiration_date: The RSUs were granted on April 18, 2022 and vested as to one-third on April 18, 2023; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 9,136 $2.57 $23,479.52
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 5

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,984

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 21,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 4

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionPerformance Share Units (PSUs) · Derivative 26,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · derivative · entry 7

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 41,307 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · derivative · entry 6

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,609

Underlying: Common Stock · 41,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

F3 · derivative.expiration_date: The RSUs were granted on April 17, 2023 and vested as to one-third on April 17, 2024; the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 17, 2026.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 28,069 $2.61 $73,260.09
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,752

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 26,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:17 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 41,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008597 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionPerformance Share Units (PSUs) · Derivative 24,257 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-005789 · form4a.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 2,020 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction. All other amounts shown on the original Form 4 filing are correct.

F4 · derivative.exercise_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

F4 · derivative.expiration_date: The PSUs were issued on April 17, 2023. The number of PSUs earned and vested was based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors for the fiscal year ended December 31, 2023. The remaining PSUs were forfeited.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 10,372 $2.61 $27,070.92
Disclosure

SEC source: 0001062993-25-005789 · form4a.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,429

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 2,020 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction. All other amounts shown on the original Form 4 filing are correct.

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting.

Read SEC document
April 17, 2024 Filed Mar 18, 2025 22:15 UTC Amendment Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 24,257 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-005789 · form4a.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Original Form 4 filing overstated the number of shares issued upon vesting of this PSU award by 2,020 shares. This amendment has been filed to correct the vesting amount and the amount shown in Column 5 reflects total shares owned after correcting this transaction. All other amounts shown on the original Form 4 filing are correct.

F1 · price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionPerformance Stock Units (PSUs) · Derivative 3,059 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · derivative · entry 5

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F2 · derivative.expiration_date: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 7,965 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · derivative · entry 4

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

F4 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 3,735 $2.83 $10,570.05
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · nonDerivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,237

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 3,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The number of PSUs earned and issued upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years ended December 31, 2023. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 32% of the shares subject to the 2023 financial period were earned and vested on March 15, 2024, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 7,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-006577 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
March 15, 2024 Filed Mar 18, 2025 22:20 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionPerformance Stock Units (PSUs) · Derivative 51,446 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-005803 · form4.xml · derivative · entry 6

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The number of PSUs earned and issued upon vesting was determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ended December 31, 2024. Based on the Compensation Committee's determination of achievement of the pre-established TSR goal, 100% of the shares subject to the PSU award were earned and vested on March 15, 2025.

F4 · derivative.expiration_date: The number of PSUs earned and issued upon vesting was determined based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ended December 31, 2024. Based on the Compensation Committee's determination of achievement of the pre-established TSR goal, 100% of the shares subject to the PSU award were earned and vested on March 15, 2025.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:15 UTC Ribbon Communications Inc. RBBN · Entity 5785 SaleCommon Stock 42,094 $3.07 $129,102.30
Disclosure

SEC source: 0001062993-24-005085 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,948

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:56 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 40,983 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-001092 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested in full on January 18, 2024.

F3 · derivative.expiration_date: The RSUs vested in full on January 18, 2024.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:56 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 19,290 $2.84 $54,783.60
Disclosure

SEC source: 0001062993-24-001092 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,042

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:56 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 40,983 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-001092 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to Common Stock on a one-for-one basis.

Read SEC document
October 18, 2023 Filed Oct 23, 2023 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 21,367 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-019612 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,102

Underlying: Common Stock · 21,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through April 18, 2025.

F3 · derivative.expiration_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
October 18, 2023 Filed Oct 23, 2023 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 8,113 $2.15 $17,442.95
Disclosure

SEC source: 0001062993-23-019612 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,349

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
October 18, 2023 Filed Oct 23, 2023 12:36 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 21,367 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-019612 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to Common Stock on a one-for-one basis.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:02 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 7,964 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018275 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,965

Underlying: Common Stock · 7,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through March 15, 2024.

F3 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds of the RSUs vests in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:02 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 2,435 $2.83 $6,891.05
Disclosure

SEC source: 0001062993-23-018275 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,095

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:02 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 7,964 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018275 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to Common Stock on a one-for-one basis.

Read SEC document
June 19, 2023 Filed Jun 20, 2023 20:10 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013801 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on June 19, 2021 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 19, 2023.

F3 · derivative.expiration_date: The RSUs vested as to one-third on June 19, 2021 and the remaining two-thirds of the RSUs vested in four equal semi-annual installments thereafter through June 19, 2023.

Read SEC document
June 19, 2023 Filed Jun 20, 2023 20:10 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 10,087 $2.84 $28,647.08
Disclosure

SEC source: 0001062993-23-013801 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,566

F2 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
June 19, 2023 Filed Jun 20, 2023 20:10 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013801 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to Common Stock on a one-for-one basis.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 21:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 42,736 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009368 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,469

Underlying: Common Stock · 42,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These RSUs convert to Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

F3 · derivative.expiration_date: The RSUs vested as to one-third on April 18, 2023 and the remaining two-thirds of the RSUs will vest in four equal semi-annual installments thereafter through April 18, 2025.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 21:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 18,038 $2.74 $49,424.12
Disclosure

SEC source: 0001062993-23-009368 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,653

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 21:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 42,736 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009368 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These RSUs convert to Common Stock on a one-for-one basis.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPSUs · Derivative 49,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009368 · form4.xml · derivative · entry 7

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,567

Underlying: Common Stock · 49,567 shares

Expires not disclosed

F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2026.

F7 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2026.

F7 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2026.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPSUs · Derivative 74,349 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009368 · form4.xml · derivative · entry 6

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,349

Underlying: Common Stock · 74,349 shares

Expires not disclosed

F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2026.

F6 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2026.

F6 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on goals (set by the Compensation Committee on an annual basis) for each of the three fiscal years prior to the vesting date. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2026.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantPerformance-Based RSUs (PSUs) · Derivative 50,534 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009368 · form4.xml · derivative · entry 5

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,534

Underlying: Common Stock · 50,534 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2023. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2024.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2023. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2024.

F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock. The number of PSUs earned and issuable upon vesting will be determined based on achievement of a revenue goal set (prior to grant) by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") for the fiscal year ending December 31, 2023. The aggregate number of shares issued may range from zero shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. This PSU will vest on 04/17/2024.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:11 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRSUs · Derivative 123,916 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009368 · form4.xml · derivative · entry 4

Macken Patrick W · CIK 0001641965 · EVP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,916

Underlying: Common Stock · 123,916 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSUs will vest as to one-third on the first anniversary of the date of grant, and the remaining two-thirds will vest in four equal semi-annual installments thereafter through April 17, 2026.

F4 · derivative.exercise_date: The RSUs will vest as to one-third on the first anniversary of the date of grant, and the remaining two-thirds will vest in four equal semi-annual installments thereafter through April 17, 2026.

F4 · derivative.expiration_date: The RSUs will vest as to one-third on the first anniversary of the date of grant, and the remaining two-thirds will vest in four equal semi-annual installments thereafter through April 17, 2026.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionPSUs · Derivative 36,614 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · derivative · entry 9

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

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March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionPSUs · Derivative 22,884 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · derivative · entry 8

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F3 · derivative.expiration_date: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

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March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 7,965 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · derivative · entry 7

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,929

Underlying: Common Stock · 7,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

F5 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

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March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 15,952 $3.71 $59,181.92
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · nonDerivative · entry 6

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,955

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

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March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 36,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · nonDerivative · entry 5

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

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March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 10,426 $3.71 $38,680.46
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · nonDerivative · entry 4

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,293

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

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March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 22,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · nonDerivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

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March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Tax withholdingCommon Stock 3,103 $3.71 $11,512.13
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,835

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionCommon Stock 7,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007208 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:33 UTC Ribbon Communications Inc. RBBN · Entity 5785 GrantRestricted Stock Units (RSU) · Derivative 40,983 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001125 · form4.xml · derivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

Underlying: Common Stock · 40,983 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on January 18, 2024.

F2 · derivative.expiration_date: The RSUs vest in full on January 18, 2024.

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December 19, 2022 Filed Dec 19, 2022 21:39 UTC Ribbon Communications Inc. RBBN · Entity 5785 Exercise / conversionRestricted Stock Units (RSU) · Derivative 24,999 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024102 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 24,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023.

F3 · derivative.expiration_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.