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Wahlers Scott R.

Disclosed activity across 1 company

Tapewire entity
37141
SEC CIK
0001847171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Compass, Inc.COMP · Entity 3646CFOSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Compass, Inc.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect341,581 Ending reported balance After 2026-09-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-15 · Exercise / conversion · Acquired 47,466 · Balance 365,878

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Row 2 · 2026-09-15 · Tax withholding · Disposed 24,297 · Balance 341,581

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect212,146 Reported balance After 2026-09-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-15 · Exercise / conversion · Disposed 27,671 · Balance 212,146

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3: The RSUs vest as to 36,895 shares on March 15, 2026; 27,671 shares on each of June 15, 2026 and September 15, 2026; 27,672 shares on December 15, 2026; 23,243 shares on March 15, 2027; 23,244 shares on each of June 15, 2027, September 15, 2027, and December 15, 2027; 15,864 shares on March 15, 2028; and 15,865 shares on each of June 15, 2028, September 15, 2028, and December 15, 2028; and 7,010 shares on each of March 15, 2029, June 15, 2029, September 15, 2029, and December 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect230,946 Reported balance After 2026-09-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-15 · Exercise / conversion · Disposed 19,795 · Balance 230,946

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4: The RSU award vests as to 8.33% on December 15, 2025, 6.25% quarterly thereafter through June 15, 2029, and 4.17% on August 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: The RSUs vest as to 36,895 shares on March 15, 2026; 27,671 shares on each of June 15, 2026 and September 15, 2026; 27,672 shares on December 15, 2026; 23,243 shares on March 15, 2027; 23,244 shares on each of June 15, 2027, September 15, 2027, and December 15, 2027; 15,864 shares on March 15, 2028; and 15,865 shares on each of June 15, 2028, September 15, 2028, and December 15, 2028; and 7,010 shares on each of March 15, 2029, June 15, 2029, September 15, 2029, and December 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4: The RSU award vests as to 8.33% on December 15, 2025, 6.25% quarterly thereafter through June 15, 2029, and 4.17% on August 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2024 Filed Oct 4, 2024 20:32 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000169 · wk-form4_1728073929.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,710

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:32 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 47,972 $6.09 $292,149.48
Disclosure

SEC source: 0001563190-24-000169 · wk-form4_1728073929.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,811

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:32 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 93,968 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000169 · wk-form4_1728073929.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:32 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000153 · wk-form4_1725654737.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,410

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:32 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,379 $5.28 $7,281.12
Disclosure

SEC source: 0001563190-24-000153 · wk-form4_1725654737.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,815

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:32 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000153 · wk-form4_1725654737.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 20:37 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000143 · wk-form4_1723063019.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,110

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 20:37 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,379 $4.26 $5,874.54
Disclosure

SEC source: 0001563190-24-000143 · wk-form4_1723063019.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,494

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 20:37 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000143 · wk-form4_1723063019.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 20:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 91,267 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000133 · wk-form4_1720211903.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,536

Underlying: Class A Common Stock · 91,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 20:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000133 · wk-form4_1720211903.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,810

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 20:38 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 47,971 $3.51 $168,378.21
Disclosure

SEC source: 0001563190-24-000133 · wk-form4_1720211903.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,173

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
July 03, 2024 Filed Jul 5, 2024 20:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 93,967 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000133 · wk-form4_1720211903.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:26 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000111 · wk-form4_1717792010.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,510

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:26 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,379 $3.71 $5,116.09
Disclosure

SEC source: 0001563190-24-000111 · wk-form4_1717792010.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,177

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:26 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000111 · wk-form4_1717792010.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:36 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000078 · wk-form4_1715114195.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,210

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:36 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,379 $3.37 $4,647.23
Disclosure

SEC source: 0001563190-24-000078 · wk-form4_1715114195.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,856

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:36 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000078 · wk-form4_1715114195.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 91,267 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000061 · wk-form4_1712262036.xml · derivative · entry 6

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,803

Underlying: Class A Common Stock · 91,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,379 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000061 · wk-form4_1712262036.xml · derivative · entry 5

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000061 · wk-form4_1712262036.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000061 · wk-form4_1712262036.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,910

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:20 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 51,853 $3.56 $184,596.68
Disclosure

SEC source: 0001563190-24-000061 · wk-form4_1712262036.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,535

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 101,570 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000061 · wk-form4_1712262036.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000044 · wk-form4_1709761094.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,610

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,379 $3.71 $5,116.09
Disclosure

SEC source: 0001563190-24-000044 · wk-form4_1709761094.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,818

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000044 · wk-form4_1709761094.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,310

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,727 $3.57 $6,165.39
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,497

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:25 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 365,070 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000021 · wk-form4_1706736301.xml · derivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,070

Underlying: Class A Common Stock · 365,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,379 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 7

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,379

Underlying: Class A Common Stock · 3,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,223 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 6

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,224

Underlying: Class A Common Stock · 4,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 107,993 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 5

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 107,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,010

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 63,446 $3.32 $210,640.72
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,844

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 118,975 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2023 Filed Dec 8, 2023 12:06 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,710

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
December 05, 2023 Filed Dec 8, 2023 12:06 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 670 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,360

Underlying: Class A Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2023 Filed Dec 8, 2023 12:06 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,722 $2.56 $4,408.32
Disclosure

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,315

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2023 Filed Dec 8, 2023 12:06 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 3,370 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:03 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,710 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,410

Underlying: Class A Common Stock · 2,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:03 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,030

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:03 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 1,732 $2.19 $3,793.08
Disclosure

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,667

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 22:03 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 3,390 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,378 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · derivative · entry 7

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,758

Underlying: Class A Common Stock · 3,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,223 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · derivative · entry 6

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,447

Underlying: Class A Common Stock · 4,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.