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SOKOLOW NICOLAS

Disclosed activity across 2 companies

Tapewire entity
36945
SEC CIK
0001027431

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cadre Holdings, Inc.CDRE · Entity 4819DirectorJune 16, 2026June 18, 2026
Clarus CorpCLAR · Entity 6558DirectorMay 28, 2026June 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cadre Holdings, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $28.75 · Expires 2036-06-16Direct17,393 Reported balance After 2026-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 17,393 · Balance 17,393

F1: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,349 shares of the Issuer's Common Stock will vest and become exercisable on June 30, 2026, and options to purchase 4,348 shares of the Issuer's Common Stock will vest and become exercisable on each of September 30, 2026, December 31, 2026, and March 31, 2027, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,349 shares of the Issuer's Common Stock will vest and become exercisable on June 30, 2026, and options to purchase 4,348 shares of the Issuer's Common Stock will vest and become exercisable on each of September 30, 2026, December 31, 2026, and March 31, 2027, respectively.

Clarus Corp

Report date May 28, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.11 · Expires 2036-05-28Direct20,000 Reported balance After 2026-05-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 20,000 · Balance 20,000

F1: The option to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's Amended and Restated 2015 Stock Incentive Plan. Options to purchase 5,000 shares of the Issuer's Common Stock will vest and become exercisable on each of June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: The option to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's Amended and Restated 2015 Stock Incentive Plan. Options to purchase 5,000 shares of the Issuer's Common Stock will vest and become exercisable on each of June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, respectively.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2023 Filed Mar 15, 2023 20:31 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032820 · tm238945-7_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-03-13

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
December 23, 2022 Filed Dec 23, 2022 23:32 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock 2,832 $20.42 $57,835.95
Disclosure

SEC source: 0001104659-22-129956 · tm2232517-2_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,347

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $20.1101- $20.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 22, 2022 Filed Dec 23, 2022 23:32 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, $.0001 par value ("Common Stock") 5,000 $20.29 $101,439.50
Disclosure

SEC source: 0001104659-22-129956 · tm2232517-2_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,179

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $20.25- $20.435. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 21:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock 100 $21.10 $2,110.00
Disclosure

SEC source: 0001104659-22-129526 · tm2233296-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,179

Read SEC document
December 20, 2022 Filed Dec 22, 2022 21:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, $.0001 par value ("Common Stock") 316 $21.60 $6,825.60
Disclosure

SEC source: 0001104659-22-129526 · tm2233296-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,279

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, $.0001 par value ("Common Stock") 5,444 $21.99 $119,723.90
Disclosure

SEC source: 0001104659-22-127826 · tm2232849-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,595

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $21.88 - $22.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 21:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock 2,500 $22.10 $55,246.00
Disclosure

SEC source: 0001104659-22-126618 · tm2232513-1_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,039

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $22.00 - $22.185. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, $.0001 par value ("Common Stock") 100 $23.50 $2,350.00
Disclosure

SEC source: 0001104659-22-126618 · tm2232513-1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,539

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:18 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock 1,250 $23.26 $29,070.00
Disclosure

SEC source: 0001104659-22-125865 · tm2232320-1_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,639

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $23.20 to $23.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:18 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, $.0001 par value ("Common Stock") 2,458 $23.98 $58,934.48
Disclosure

SEC source: 0001104659-22-125865 · tm2232320-1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,889

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $23.59 to $24.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionStock Option (right to purchase) · Derivative 15,000 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0001104659-22-092976 · tm2224116-1_4seq1.xml · derivative · entry 10

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2025-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Immediately vested and exercisable option to purchase shares of Common Stock was granted under the Issuer's 2015 Stock Incentive Plan on December 11, 2015.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 15,000 $28.53 $427,926.00
Disclosure

SEC source: 0001104659-22-092976 · tm2224116-1_4seq1.xml · nonDerivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,448

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.10 - $28.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionCommon Stock 15,000 $8.35 $125,250.00
Disclosure

SEC source: 0001104659-22-092976 · tm2224116-1_4seq1.xml · nonDerivative · entry 4

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionStock Option (right to purchase) · Derivative 30,000 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0001104659-22-092976 · tm2224116-1_4seq1.xml · derivative · entry 9

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 45,000 shares

Expires 2025-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Immediately vested and exercisable option to purchase shares of Common Stock was granted under the Issuer's 2015 Stock Incentive Plan on December 11, 2015.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 30,000 $28.78 $863,310.00
Disclosure

SEC source: 0001104659-22-092976 · tm2224116-1_4seq1.xml · nonDerivative · entry 3

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,448

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 - $29.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionCommon Stock 30,000 $8.35 $250,500.00
Disclosure

SEC source: 0001104659-22-092976 · tm2224116-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock, par value $0.0001 per share ("Common Stock") 15,042 $28.63 $430,637.42
Disclosure

SEC source: 0001104659-22-092976 · tm2224116-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,448

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 - $28.72. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
June 05, 2022 Filed Jun 7, 2022 20:16 UTC Clarus Corp CLAR · Entity 6558 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-068961 · tm2217890-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,000

F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

F2 · ownership.nature: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

Read SEC document
June 05, 2022 Filed Jun 7, 2022 20:16 UTC Clarus Corp CLAR · Entity 6558 GiftCommon Stock, par value $0.0001 per share ("Common Stock") 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-068961 · tm2217890-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,490

F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:16 UTC Clarus Corp CLAR · Entity 6558 GrantStock Option (right to purchase) · Derivative 15,000 $0.00 Strike: $20.21 $0.00
Disclosure

SEC source: 0001104659-22-068093 · tm2217518-3_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan. The 15,000 options to purchase shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive tranches of 3,750 options on each of June 30, 2022, September 30, 2022, December 31, 2022, and March 31, 2023.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:18 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionPhantom Stock · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-036579 · tm2210067-5_4seq1.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F5 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F5 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:18 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 11,000 $25.05 $275,550.00
Disclosure

SEC source: 0001104659-22-036579 · tm2210067-5_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $9.89 $0.00
Disclosure

SEC source: 0001104659-22-036119 · tm229708-1_4.xml · derivative · entry 6

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Immediately exercisable options to purchase 10,000 shares of the Issuer's Common Stock were granted under the Issuer's 2005 Stock Incentive Plan on 6/8/2012.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 10,000 $24.21 $242,091.00
Disclosure

SEC source: 0001104659-22-036119 · tm229708-1_4.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,490

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 - $24.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $9.89 $98,900.00
Disclosure

SEC source: 0001104659-22-036119 · tm229708-1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:16 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 2,500 $23.50 $58,750.00
Disclosure

SEC source: 0001104659-22-033946 · tm229204-2_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,490

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:16 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock, par value $0.0001 per share ("Common Stock") 2,500 $23.08 $57,700.00
Disclosure

SEC source: 0001104659-22-033946 · tm229204-2_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,990

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:30 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantPhantom Stock · Derivative 33,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032908 · tm228848-1_4seq1.xml · derivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F2 · derivative.exercise_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F2 · derivative.expiration_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:30 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032908 · tm228848-1_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-03-09

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock and will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:17 UTC Clarus Corp CLAR · Entity 6558 GrantStock Option (right to purchase) · Derivative 2,500 $0.00 Strike: $21.83 $0.00
Disclosure

SEC source: 0001104659-22-031540 · tm228453-6_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-04

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan and are immediately vested and exercisable on the date of grant.

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February 24, 2022 Filed Feb 28, 2022 21:15 UTC Clarus Corp CLAR · Entity 6558 GiftCommon Stock 2,356 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-028096 · tm227756-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 35,000

F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

F2 · ownership.nature: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.

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February 24, 2022 Filed Feb 28, 2022 21:15 UTC Clarus Corp CLAR · Entity 6558 GiftCommon Stock, par value $0.0001 per share ("Common Stock") 2,356 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-028096 · tm227756-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,490

F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.

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October 14, 2021 Filed Oct 18, 2021 20:16 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionStock Option (right to purchase) · Derivative 25,000 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001104659-21-127177 · tm2130175d1_4.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Immediately exercisable options to purchase an aggregate of 50,000 shares of the Issuer's Common Stock were granted under the Issuer's 2015 Stock Incentive Plan on June 1, 2017

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October 14, 2021 Filed Oct 18, 2021 20:16 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 25,000 $6.10 $152,500.00
Disclosure

SEC source: 0001104659-21-127177 · tm2130175d1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 21, 2021 Filed Jun 23, 2021 20:15 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock, par value $0.0001 per share ("Common Stock") 4,809 $24.23 $116,522.07
Disclosure

SEC source: 0001104659-21-084631 · tm2120416-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,846

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June 18, 2021 Filed Jun 21, 2021 20:17 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 400 $23.20 $9,280.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 6

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,655

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June 18, 2021 Filed Jun 21, 2021 20:17 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 2,981 $23.26 $69,338.06
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,055

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June 18, 2021 Filed Jun 21, 2021 20:17 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 1,500 $23.24 $34,860.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 4

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,036

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June 17, 2021 Filed Jun 21, 2021 20:17 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 5,000 $23.00 $115,000.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 3

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,536

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June 16, 2021 Filed Jun 21, 2021 20:17 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock 207 $24.37 $5,044.59
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 2

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,536

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June 16, 2021 Filed Jun 21, 2021 20:17 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $23.80 $238,000.00
Disclosure

SEC source: 0001104659-21-083502 · tm2120118-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,743

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June 14, 2021 Filed Jun 16, 2021 20:16 UTC Clarus Corp CLAR · Entity 6558 SaleCommon Stock, par value $0.0001 per share ("Common Stock") 5,020 $25.10 $126,002.00
Disclosure

SEC source: 0001104659-21-082016 · tm2119918-1_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,564

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June 07, 2021 Filed Jun 8, 2021 20:16 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001104659-21-078239 · tm2118995-2_4seq1.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2005 Stock Incentive Plan.

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June 07, 2021 Filed Jun 8, 2021 20:16 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 10,000 $8.00 $80,000.00
Disclosure

SEC source: 0001104659-21-078239 · tm2118995-2_4seq1.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:18 UTC Clarus Corp CLAR · Entity 6558 GrantStock Option (right to purchase) · Derivative 12,500 $0.00 Strike: $24.43 $0.00
Disclosure

SEC source: 0001104659-21-077032 · tm2118123-6_4seq1.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan. Options to purchase 3,125 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of June 30, 2021, September 30, 2021, December 31, 2021 and March 31, 2022.

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December 02, 2020 Filed Dec 4, 2020 21:15 UTC Clarus Corp CLAR · Entity 6558 GrantStock Option (right to purchase) · Derivative 60,000 $0.00 Strike: $14.39 $0.00
Disclosure

SEC source: 0001104659-20-132429 · tm2037634d1_4.xml · derivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Issuer's 2015 Stock Incentive Plan. Options to purchase 20,000 shares of the Issuer's Common Stock will vest and become exercisable in three equal consecutive annual tranches commencing on the earlier of June 1, 2021 or the date of the Issuer's 2021 Annual Meeting of Stockholders, and thereafter on the annual anniversary of such date in 2022 and 2023.

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October 27, 2020 Filed Oct 29, 2020 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionStock Option (right to purchase) · Derivative 12,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001104659-20-119531 · tm2034478d1_4.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options to purchase 12,500 shares of the Issuer's common stock were granted under the Issuer's 2015 Stock Incentive Plan on 6/1/2017, became exercisable in four equal consecutive quarterly tranches on each of June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018.

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October 27, 2020 Filed Oct 29, 2020 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 12,500 $6.10 $76,250.00
Disclosure

SEC source: 0001104659-20-119531 · tm2034478d1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionStock Option (right to purchase) · Derivative 25,000 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001104659-20-110408 · tm2023021d1_4.xml · derivative · entry 5

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Immediately exercisable options to purchase 50,000 shares of the Issuer's common stock were granted under the Issuer's 2015 Stock Incentive Plan on 6/1/2017.

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September 28, 2020 Filed Sep 30, 2020 20:15 UTC Clarus Corp CLAR · Entity 6558 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 25,000 $6.10 $152,500.00
Disclosure

SEC source: 0001104659-20-110408 · tm2023021d1_4.xml · nonDerivative · entry 1

SOKOLOW NICOLAS · CIK 0001027431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.