Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cadre Holdings, Inc.CDRE · Entity 4819 | Director | June 16, 2026 | June 18, 2026 |
| Clarus CorpCLAR · Entity 6558 | Director | May 28, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cadre Holdings, Inc.
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $28.75 · Expires 2036-06-16 | Direct | 17,393 |
Reported balance
After 2026-06-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 17,393 · Balance 17,393 F1: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,349 shares of the Issuer's Common Stock will vest and become exercisable on June 30, 2026, and options to purchase 4,348 shares of the Issuer's Common Stock will vest and become exercisable on each of September 30, 2026, December 31, 2026, and March 31, 2027, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,349 shares of the Issuer's Common Stock will vest and become exercisable on June 30, 2026, and options to purchase 4,348 shares of the Issuer's Common Stock will vest and become exercisable on each of September 30, 2026, December 31, 2026, and March 31, 2027, respectively.
Clarus Corp
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.11 · Expires 2036-05-28 | Direct | 20,000 |
Reported balance
After 2026-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 20,000 · Balance 20,000 F1: The option to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's Amended and Restated 2015 Stock Incentive Plan. Options to purchase 5,000 shares of the Issuer's Common Stock will vest and become exercisable on each of June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: The option to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's Amended and Restated 2015 Stock Incentive Plan. Options to purchase 5,000 shares of the Issuer's Common Stock will vest and become exercisable on each of June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2026 Filed Jun 18, 2026 20:18 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | GrantStock Option (right to purchase) · Derivative | 17,393 | $0.00 Strike: $28.75 | $0.00 |
DisclosureSEC source: 0001104659-26-075748 · tm2618182-7_4seq1.xml · derivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,393 Underlying: Common Stock · 17,393 shares Expires 2036-06-16 F1 · derivative.exercise_date: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,349 shares of the Issuer's Common Stock will vest and become exercisable on June 30, 2026, and options to purchase 4,348 shares of the Issuer's Common Stock will vest and become exercisable on each of September 30, 2026, December 31, 2026, and March 31, 2027, respectively. Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 20:16 UTC | Clarus Corp CLAR · Entity 6558 | GrantStock Option (right to purchase) · Derivative | 20,000 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001104659-26-068935 · tm2615758-3_4seq1.xml · derivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2036-05-28 F1 · derivative.exercise_date: The option to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's Amended and Restated 2015 Stock Incentive Plan. Options to purchase 5,000 shares of the Issuer's Common Stock will vest and become exercisable on each of June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027, respectively. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") | 20,000 | $3.25 | $64,986.00 |
DisclosureSEC source: 0001104659-25-075200 · tm2522805-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 600,311 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $3.2461-$3.252. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 20:43 UTC | Clarus Corp CLAR · Entity 6558 | GrantStock Option (right to purchase) · Derivative | 20,000 | $0.00 Strike: $3.21 | $0.00 |
DisclosureSEC source: 0001104659-25-055498 · tm2516657-3_4seq1.xml · derivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-05-29 F1 · derivative.exercise_date: The option to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), was granted under the Issuer's Amended and Restated 2015 Stock Incentive Plan. Options to purchase 5,000 shares of the Issuer's Common Stock will vest and become exercisable on each of June 30, 2025, September 30, 2025, December 31, 2025, and March 31, 2026, respectively. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") | 22,000 | $4.09 | $89,876.60 |
DisclosureSEC source: 0001104659-25-023468 · tm259041-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 580,311 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $3.938 - $4.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 3,154 | $34.08 | $107,486.11 |
DisclosureSEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 5 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 79,231 F5 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $34.05 - $34.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5) to this Form 4. F2 · ownership.nature: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager. F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 4,089 | $34.08 | $139,352.30 |
DisclosureSEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 4 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 467,620 F4 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $34.07 - $34.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 10,000 | $33.78 | $337,835.00 |
DisclosureSEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 3 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 471,709 F3 · price: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.70 - $33.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 823 | $33.75 | $27,776.25 |
DisclosureSEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 82,385 F2 · ownership.nature: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager. F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock") | 839 | $33.75 | $28,316.25 |
DisclosureSEC source: 0001104659-24-125080 · tm2429899-2_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 481,709 F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 1,023 | $34.10 | $34,884.30 |
DisclosureSEC source: 0001104659-24-123091 · tm2429557-1_4seq1.xml · nonDerivative · entry 3 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 83,208 F2 · ownership.nature: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 72 | $34.10 | $2,455.20 |
DisclosureSEC source: 0001104659-24-123091 · tm2429557-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 482,548 F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock") | 5,000 | $33.25 | $166,250.00 |
DisclosureSEC source: 0001104659-24-123091 · tm2429557-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 482,620 F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 21:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock | 50,000 | $4.48 | $224,000.00 |
DisclosureSEC source: 0001104659-24-118922 · tm2428510-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 558,311 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $4.4709- $4.4868. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") | 50,000 | $4.37 | $218,500.00 |
DisclosureSEC source: 0001104659-24-118922 · tm2428510-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 508,311 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $4.3632- $4.3838. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 20,000 | $35.10 | $702,030.00 |
DisclosureSEC source: 0001104659-24-091612 · tm2422377-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 487,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $35.10 - $35.13. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 25,000 | $33.81 | $845,250.00 |
DisclosureSEC source: 0001104659-24-090512 · tm2421861-1_4seq1.xml · nonDerivative · entry 3 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 507,620 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.60 - $34.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 15,000 | $33.68 | $505,135.50 |
DisclosureSEC source: 0001104659-24-090512 · tm2421861-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 532,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.43 - $33.795. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:15 UTC | Clarus Corp CLAR · Entity 6558 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-088958 · tm2421459-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 458,311 F1 · kind: This transaction involves a gift of securities by the Reporting Person to ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:15 UTC | Clarus Corp CLAR · Entity 6558 | GiftCommon Stock, par value $0.0001 per share ("Common Stock") | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-088958 · tm2421459-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,881 F1 · kind: This transaction involves a gift of securities by the Reporting Person to ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 20:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") | 26,500 | $4.88 | $129,320.00 |
DisclosureSEC source: 0001104659-24-087278 · tm2421163-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 438,311 F1 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 20:15 UTC | Clarus Corp CLAR · Entity 6558 | GiftCommon Stock | 17,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-074752 · tm2418106-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 411,811 F1 · kind: This transaction involves a gift of securities by the Reporting Person to ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 20:15 UTC | Clarus Corp CLAR · Entity 6558 | GiftCommon Stock, par value $0.0001 per share ("Common Stock") | 17,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-074752 · tm2418106-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,881 F1 · kind: This transaction involves a gift of securities by the Reporting Person to ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 8,596 | $32.08 | $275,716.70 |
DisclosureSEC source: 0001104659-24-070025 · tm2416878-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 547,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $32.14. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 1,404 | $32.77 | $46,004.03 |
DisclosureSEC source: 0001104659-24-069651 · tm2416720d1_4seq1.xml · nonDerivative · entry 3 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 556,216 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.05 - $32.915. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 20,000 | $32.66 | $653,200.00 |
DisclosureSEC source: 0001104659-24-069651 · tm2416720d1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 557,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $33.215. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 10,000 | $32.29 | $322,912.00 |
DisclosureSEC source: 0001104659-24-068681 · tm2416479-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 577,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 - $32.72. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is its secretary and treasurer. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:21 UTC | Clarus Corp CLAR · Entity 6558 | GrantStock Option (right to purchase) · Derivative | 20,000 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001104659-24-067795 · tm2415863-5_4seq1.xml · derivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-05-30 F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan. The 20,000 options to purchase shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive tranches of 5,000 options on each of June 30, 2024, September 30, 2024, December 31, 2024, and March 31, 2025. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:16 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | GrantStock Option (right to purchase) · Derivative | 16,000 | $0.00 Strike: $34.66 | $0.00 |
DisclosureSEC source: 0001104659-24-036707 · tm249207-4_4seq1.xml · derivative · entry 6 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2034-03-18 F6 · derivative.exercise_date: 16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:16 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | Exercise / conversionPhantom Stock · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-036707 · tm249207-4_4seq1.xml · derivative · entry 5 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. F1 · derivative.exercise_date: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. F1 · derivative.expiration_date: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:16 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-036707 · tm249207-4_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:22 UTC | Clarus Corp CLAR · Entity 6558 | GrantStock Option (right to purchase) · Derivative | 60,000 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001104659-24-033940 · tm248276-8_4seq1.xml · derivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2034-03-11 F1 · derivative.exercise_date: The option to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan. Options to purchase 60,000 shares of the Issuer's Common Stock will vest and become exercisable as follows: (i) 20,000 are immediately vested and exercisable on the date of grant; (ii) 20,000 will vest and become exercisable on March 11, 2025: and (iii) 20,000 will vest and become exercisable on March 11, 2026. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 2,000 | $31.92 | $63,833.40 |
DisclosureSEC source: 0001104659-23-119519 · tm2330991-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 587,620 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $31.795 - $32.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager. F6 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock") | 26,000 | $31.94 | $830,442.60 |
DisclosureSEC source: 0001104659-23-119519 · tm2330991-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $31.75 - $32.09. The Reporting Person undertakes to provide to Cadre Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock") | 14,000 | $26.07 | $365,037.40 |
DisclosureSEC source: 0001104659-23-098249 · tm2325499d1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $26.00- $26.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 9,609 | $25.41 | $244,164.69 |
DisclosureSEC source: 0001104659-23-096560 · tm2325058-1_4.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,347 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $24.75- $25.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock") | 1,391 | $25.00 | $34,775.00 |
DisclosureSEC source: 0001104659-23-096560 · tm2325058-1_4.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,956 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $24.64- $25.05. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock") | 6,534 | $24.98 | $163,214.75 |
DisclosureSEC source: 0001104659-23-093497 · tm2324150-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $24.87- $25.0475. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 21:24 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock | 2,466 | $25.28 | $62,332.59 |
DisclosureSEC source: 0001104659-23-092678 · tm2323900-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,881 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $25.25- $25.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:24 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock") | 5,000 | $25.30 | $126,522.00 |
DisclosureSEC source: 0001104659-23-092678 · tm2323900-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $25.25- $25.2725. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:16 UTC | Clarus Corp CLAR · Entity 6558 | GrantStock Option (right to purchase) · Derivative | 15,000 | $0.00 Strike: $7.91 | $0.00 |
DisclosureSEC source: 0001104659-23-068050 · tm2317635-2_4seq1.xml · derivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2033-06-01 F1 · derivative.exercise_date: The options to purchase shares of Clarus Corporation's (the "Issuer") common stock, $0.0001 par value per share ("Common Stock"), were granted under the Issuer's 2015 Stock Incentive Plan. The 15,000 options to purchase shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive tranches of 3,750 options on each of June 30, 2023, September 30, 2023, December 31, 2023, and March 31, 2024. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock | 8,000 | $8.80 | $70,400.00 |
DisclosureSEC source: 0001104659-23-064127 · tm2316899-1_4seq1.xml · nonDerivative · entry 4 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 394,244 F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| May 23, 2023 Filed May 24, 2023 20:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock | 3,000 | $8.80 | $26,400.00 |
DisclosureSEC source: 0001104659-23-064127 · tm2316899-1_4seq1.xml · nonDerivative · entry 3 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 58,000 F1 · ownership.nature: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| May 22, 2023 Filed May 24, 2023 20:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock | 7,000 | $8.81 | $61,687.50 |
DisclosureSEC source: 0001104659-23-064127 · tm2316899-1_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 386,244 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $8.7975- $8.850. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · ownership.nature: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| May 22, 2023 Filed May 24, 2023 20:15 UTC | Clarus Corp CLAR · Entity 6558 | PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") | 5,000 | $8.83 | $44,128.50 |
DisclosureSEC source: 0001104659-23-064127 · tm2316899-1_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 55,000 F1 · ownership.nature: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:15 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | SaleCommon Stock, $.0001 par value ("Common Stock" | 12,000 | $21.34 | $256,054.80 |
DisclosureSEC source: 0001104659-23-061841 · tm2315975-1_4.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $21.30- $21.435. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 20:13 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | Exercise / conversionPhantom Stock · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-035065 · tm2310038d2_4seq1.xml · derivative · entry 5 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024. F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024. F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 20:13 UTC | Cadre Holdings, Inc. CDRE · Entity 4819 | Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-035065 · tm2310038d2_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 11,000 shares of phantom stock vested and became non-forfeitable on March 18, 2023, and 11,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:16 UTC | Clarus Corp CLAR · Entity 6558 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-033326 · tm239586-3_4seq1.xml · nonDerivative · entry 2 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,000 F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. F2 · ownership.nature: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. F5 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:16 UTC | Clarus Corp CLAR · Entity 6558 | GiftCommon Stock, par value $0.0001 per share ("Common Stock") | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-033326 · tm239586-3_4seq1.xml · nonDerivative · entry 1 SOKOLOW NICOLAS · CIK 0001027431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,448 F1 · kind: This transaction involves a gift of securities by the Reporting Person to Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.