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Brown Adriane M

Disclosed activity across 7 companies

Tapewire entity
36937
SEC CIK
0001314021

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXON ENTERPRISE, INC.AXON · Entity 567DirectorMay 29, 2026June 01, 2026
American Airlines Group Inc.AAL · Entity 3599DirectorJune 10, 2026June 12, 2026
EBAY INCEBAY · Entity 3045DirectorJune 17, 2026June 18, 2026
KKR & Co. Inc.KKR · Entity 338DirectorDecember 11, 2025December 13, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXON ENTERPRISE, INC.

Report date May 29, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,437 Reported balance After 2026-05-29 transaction · row 1
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 611 · Balance 8,437

F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.

American Airlines Group Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,058 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 11,177 · Balance 66,058

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

EBAY INC

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,313 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Exercise / conversion · Acquired 3,355 · Balance 43,313

Restricted Stock Units -6SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Exercise / conversion · Disposed 3,355 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Restricted Stock Units -7SEC Table II · derivative / convertible securityDirect2,318 Reported balance After 2026-06-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-17 · Grant · Acquired 2,318 · Balance 2,318

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

KKR & Co. Inc.

Report date December 11, 2025 · Filed December 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,270 Reported balance After 2025-12-11 transaction · row 1
1 source row

Row 1 · 2025-12-11 · Grant · Acquired 1,605 · Balance 13,270

F1: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allergan plc

Report date May 08, 2020 · Filed May 12, 2020

Section 16 reporting ended · disclosed 2020-05-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.0001SEC Table I · non-derivativeDirect0 Reported balance After 2020-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-08 · Disposition to issuer · Disposed 2,916 · Balance 0

F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

HARMAN INTERNATIONAL INDUSTRIES INC /DE/

Report date March 10, 2017 · Filed March 14, 2017

Section 16 reporting ended · disclosed 2017-03-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-03-10 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-03-10 · Exercise / conversion · Acquired 1,231 · Balance 7,995

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Row 2 · 2017-03-10 · Disposition to issuer · Disposed 1,231 · Balance 6,764

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Row 3 · 2017-03-10 · Disposition to issuer · Disposed 6,764 · Balance 0

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-03-10 · Exercise / conversion · Disposed 1,231 · Balance 0

F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

RAYTHEON CO/

Report date April 03, 2020 · Filed April 08, 2020

Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-03 · Disposition to issuer · Disposed 878 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Deferred Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect112 Reported balance After 2020-04-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-03 · Disposition to issuer · Disposed 668 · Balance 112

F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Deferred Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-03 · Disposition to issuer · Disposed 112 · Balance 0

F4: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F4: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2020 Filed Apr 8, 2020 12:37 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerCommon Stock 878 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000099 · wf-form4_158636383061077.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2 · shares: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 17:58 UTC RAYTHEON CO/ RTN · Entity 149943 GrantCommon Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001047122-19-000151 · wf-form4_155959910425019.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

F1 · shares: Shares of restricted stock that vest on the date of the Issuer's 2020 annual meeting of stockholders.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 23:04 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -2 · Derivative 6,872 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015413 · doc4.xml · derivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,872

Underlying: Common Stock · 6,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 23:04 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -1 · Derivative 6,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015413 · doc4.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 23:04 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 6,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015413 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 2, 2019 20:40 UTC Allergan plc AGN · Entity 149298 GrantOrdinary Shares, par value $0.0001 2,064 $145.33 $299,961.12
Disclosure

SEC source: 0001179110-19-005409 · edgar.xml · nonDerivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907

F2 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2020 Annual General Meeting of Shareholders and (ii) May 1, 2020.

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:40 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 953 $147.00 $140,091.00
Disclosure

SEC source: 0001179110-19-005409 · edgar.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,843

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 17:43 UTC RAYTHEON CO/ RTN · Entity 149943 GrantDeferred Restricted Stock Units · Derivative 668 $0.00 $0.00
Disclosure

SEC source: 0001047122-18-000168 · wf-form4_152814857708597.xml · derivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Common Stock · 668 shares

Expires 2023-05-31

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2019 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director.

Read SEC document
May 30, 2018 Filed Jun 2, 2018 01:24 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -1 · Derivative 6,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-014800 · doc4.xml · derivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,606

Underlying: Common Stock · 6,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:15 UTC Allergan plc AGN · Entity 149298 GrantOrdinary Shares, par value $0.0001 1,985 $151.07 $299,873.95
Disclosure

SEC source: 0001179110-18-006350 · edgar.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796

F1 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2019 Annual General Meeting of Shareholders and (ii) May 2, 2019.

F2 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
May 01, 2018 Filed May 3, 2018 13:55 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 588 $152.94 $89,928.72
Disclosure

SEC source: 0001179110-18-006108 · edgar.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 17:17 UTC RAYTHEON CO/ RTN · Entity 149943 GrantDeferred Restricted Stock Units · Derivative 112 $0.00 $0.00
Disclosure

SEC source: 0001047122-18-000050 · wf-form4_152114865254278.xml · derivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2023-03-13

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2018 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director.

Read SEC document
May 04, 2017 Filed May 5, 2017 22:27 UTC Allergan plc AGN · Entity 149298 GrantOrdinary Shares, par value $0.0001 1,223 $245.25 $299,940.75
Disclosure

SEC source: 0001179110-17-006736 · edgar.xml · nonDerivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

F2 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2018 Annual General Meeting of Shareholders or (ii) May 4, 2018.

F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
May 03, 2017 Filed May 5, 2017 22:27 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 163 $243.76 $39,732.88
Disclosure

SEC source: 0001179110-17-006736 · edgar.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001362 · form.xml · derivative · entry 4

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F2 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F2 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

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March 10, 2017 Filed Mar 14, 2017 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 6,764 $112.00 $757,568.00
Disclosure

SEC source: 0001246360-17-001362 · form.xml · nonDerivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

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March 10, 2017 Filed Mar 14, 2017 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 1,231 $112.00 $137,872.00
Disclosure

SEC source: 0001246360-17-001362 · form.xml · nonDerivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

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March 10, 2017 Filed Mar 14, 2017 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 1,231 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001362 · form.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

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March 10, 2017 Filed Mar 14, 2017 20:28 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001361 · form.xml · derivative · entry 4

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F2 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F2 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

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March 10, 2017 Filed Mar 14, 2017 20:28 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 6,764 $112.00 $757,568.00
Disclosure

SEC source: 0001246360-17-001361 · form.xml · nonDerivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:28 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 1,231 $112.00 $137,872.00
Disclosure

SEC source: 0001246360-17-001361 · form.xml · nonDerivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:28 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 1,231 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001361 · form.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

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February 02, 2017 Filed Feb 7, 2017 02:16 UTC Allergan plc AGN · Entity 149298 GrantOrdinary Shares, par value $0.0001 339 $229.52 $77,807.28
Disclosure

SEC source: 0001179110-17-001843 · edgar.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339

F1 · shares: The reported securities are restricted share units, each of which represents a right to receive one ordinary share of Allergan plc. The restricted share units were issued pursuant to the provisions of the 2013 Incentive Award Plan of Allergan plc and will vest 100% on the earlier of (i) the day before the 2017 Annual Shareholder Meeting or (ii) May 4, 2017.

F2 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

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December 09, 2016 Filed Dec 13, 2016 16:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 1,413 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007435 · form.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: Restricted share units vest fully 1 year from the date of grant.

F1 · derivative.expiration_date: Restricted share units vest fully 1 year from the date of grant.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 1,413 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007435 · form.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted share units vest fully 1 year from the date of grant.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 17:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantRestricted Share Unit · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007349 · form.xml · derivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

Underlying: Common Stock · 1,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: Restricted share units vest fully 1 year from the date of grant.

F2 · derivative.expiration_date: Restricted share units vest fully 1 year from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.